Filed 6/21/12 (S163273 & S179552, both filed 6/21/12, are companion cases; S163273 is the lead case)
IN THE SUPREME COURT OF CALIFORNIA
THE PEOPLE,
Plaintiff and Respondent,
S179552
v.
Ct.App. 3 C060376
JARVONNE FEREDELL JONES,
Sacramento County
Defendant and Appellant.
Super. Ct. No. 08F04254
Defendant Jarvonne Feredell Jones, a convicted felon, carried a loaded and
concealed firearm. We must decide to what extent, if any, he may be punished
separately for the crimes of possession of a firearm by a felon, carrying a readily
accessible concealed and unregistered firearm, and carrying an unregistered loaded
firearm in public. The question requires us to interpret Penal Code section 654,1
which prohibits multiple punishment for ―[a]n act . . . that is punishable in
different ways by different provisions of law.‖ Because different provisions of
law punish in different ways defendant‘s single act, we conclude that section 654‘s
plain language prohibits punishment for more than one of those crimes.
1
All further statutory citations are to the Penal Code unless otherwise
indicated.
1
I. FACTUAL AND PROCEDURAL HISTORY
On May 26, 2008, police searched the car defendant, a convicted felon, was
driving and found in a door panel a loaded .38-caliber revolver that was not
registered to him. Defendant said he had bought the gun already loaded three days
earlier ―for protection.‖ He explained that he had kept the gun at his
grandmother‘s house and had ―just picked the gun up from there and that‘s why
the gun was in the car.‖
A jury convicted defendant of three crimes: possession of a firearm by a
felon (former § 12021, subd. (a)(1) [now § 29800, subd. (a)(1) (Stats. 2010, ch.
711, § 6)]; count one), carrying a readily accessible concealed and unregistered
firearm (former § 12025, subd. (b)(6) [now § 25400, subd. (c)(6) (as amended by
Stats. 2011, ch. 15, § 543)]; count two), and carrying an unregistered loaded
firearm in public (former § 12031, subd. (a)(2)(F) [now § 25850, subd. (c)(6) (as
amended by Stats. 2011, ch. 15, § 544)]; count three). The superior court
sentenced him to state prison for the upper term of three years on each count, to be
served concurrently, plus a one-year enhancement for a prior prison term, for a
total sentence of four years.
Defendant appealed. He argued that execution of the sentences for counts
two and three had to be stayed under section 654. The Court of Appeal agreed
that the sentence for either count two or three had to be stayed, but it held that
multiple punishment is appropriate as between the first count and either of the
other two counts. It modified the judgment to stay execution of the sentence on
count three and affirmed the judgment as modified.
We granted defendant‘s petition for review to decide whether section 654
prohibits multiple punishment for his convictions.
2
II. DISCUSSION
As relevant, section 654, subdivision (a), provides: ―An act or omission
that is punishable in different ways by different provisions of law shall be
punished under the provision that provides for the longest potential term of
imprisonment, but in no case shall the act or omission be punished under more
than one provision.‖ We must decide how this provision applies to defendant‘s
three convictions.
The trial court imposed concurrent sentences. But doing so is not correct if
section 654 prohibits multiple punishment. ―It has long been established that the
imposition of concurrent sentences is precluded by section 654 [citations] because
the defendant is deemed to be subjected to the term of both sentences although
they are served simultaneously.‖ (People v. Miller (1977) 18 Cal.3d 873, 887.)
Instead, the accepted ―procedure is to sentence defendant for each count and stay
execution of sentence on certain of the convictions to which section 654 is
applicable.‖ (Id. at p. 886; see also People v. Sloan (2007) 42 Cal.4th 110, 116.)
Accordingly, although there appears to be little practical difference between
imposing concurrent sentences, as the trial court did, and staying sentence on two
of the convictions, as defendant urges, the law is settled that the sentences must be
stayed to the extent that section 654 prohibits multiple punishment. So the issue is
squarely presented. Does section 654 prohibit multiple punishment in this case?
When arrested, defendant was carrying, and thus possessing, a single
firearm, which seems to be a single physical act. Because defendant is a felon and
the gun was both loaded and concealed, that act is made punishable by three
different provisions of law, specifically, former sections 12021, subdivision (a)(1),
12025, subdivision (b)(6), and 12031, subdivision (a)(2)(F). Thus, by its terms,
section 654 seems to preclude punishment for more than one of those provisions.
3
But the question is not so simple. Two four-decades-old decisions — one
from the Court of Appeal that is almost directly on point, and an earlier four-to-
three decision from this court — strongly support the Court of Appeal‘s
conclusion that punishment for at least two of these provisions of law is
permissible. (In re Hayes (1969) 70 Cal.2d 604 (Hayes); People v. Harrison
(1969) 1 Cal.App.3d 115 (Harrison).) Harrison‘s holding, and the Court of
Appeal‘s in this case, were reasonable in light of Hayes, although, as we will
explain, the Hayes rationale would actually permit punishment for all three crimes,
a conclusion that would run afoul of more recent Court of Appeal decisions.
We first examine exactly what the Court of Appeal did and why. It
concluded that a felon who possessed or carried a single gun may not be punished
separately if the gun is an inherently unlawful firearm, such as a sawed-off rifle.
But a felon may be punished separately for possessing a gun in an unlawful way,
such as having it loaded or concealed. Even then, such a felon may be punished
only once even if, as here, the possession is unlawful in more than one way. The
Court of Appeal based this conclusion on precedent. The court was reasonable to
do so, as precedent supports all parts of its conclusion.
As the Court of Appeal explained, cases have held that section 654
precludes multiple punishment when a felon possesses an inherently unlawful
firearm. (People v. Scheidt (1991) 231 Cal.App.3d 162, 170 [sawed-off shotgun];
People v. Perry (1974) 42 Cal.App.3d 451, 456 [sawed-off rifle].) Additionally,
cases not involving felons have precluded multiple punishment for possessing a
single firearm in two unlawful ways. (People v. Hurtado (1996) 47 Cal.App.4th
805, 808, 816 [carrying a concealed and loaded firearm]; In re Joseph G. (1995)
32 Cal.App.4th 1735, 1743-1744 [carrying a loaded firearm in a public place and
carrying a concealed weapon].) The Court of Appeal followed these cases.
4
But the Court of Appeal also followed an earlier decision that permitted
separate punishment for (1) possession of a concealable firearm by a felon and (2)
possessing a loaded firearm, even though both crimes involved the same firearm.
(Harrison, supra, 1 Cal.App.3d 115.) The Harrison court explained that the ―two
statutes strike at different things. One is the hazard of permitting ex-felons to have
concealable firearms, loaded or unloaded; the risk to public safety derives from the
type of person involved. The other strikes at the hazard arising when any person
carries a loaded firearm in public. Here, the mere fact the weapon is loaded is
hazardous, irrespective of the person . . . carrying it. [¶] The ‗intent or objective‘
underlying the criminal conduct is not single, but several, and thus does not meet
another of the tests employed to determine if Penal Code section 654 is violated.
(Neal v. State of California (1960) 55 Cal.2d 11, 19-20 . . . .) For an ex-convict to
carry a concealable firearm is one act. But loading involves separate activity, and
while no evidence shows that appellant personally loaded the pistol, there seem[s]
little distinction between loading and permitting another to do so. Thus, two acts,
not a single one, are necessarily involved and bring our case outside the
prohibition against double punishment for a single act or omission.‖ (Harrison,
supra, at p. 122.)
As did the Court of Appeal, we could follow all of these cases and
announce that when the defendant is convicted of multiple crimes for possessing
or carrying a single firearm, including possession by a felon, the rule is that (1) he
may be punished for possession by a felon, (2) he may not be punished separately
for possessing an inherently unlawful firearm, (3) he may be punished separately
for possessing a firearm in an unlawful way but only once, even if he possesses it
in more than one unlawful way. Authority supports all components of this rule.
But such a rule would make little, if any, sense. Why should separate punishment
be prohibited for possessing an inherently unlawful firearm but permitted
5
(although only once) for possessing a firearm in an unlawful manner? The
Legislature has outlawed these various types of unlawful possession for separate
reasons that ―strike at different things,‖ to use Harrison‘s phrase. (Harrison,
supra, 1 Cal.App.3d at p. 122.) Harrison‘s logic would seem to permit separate
punishment for possessing an inherently dangerous weapon as well as possessing a
firearm in an unlawful way, and also for each different way in which the
possession was unlawful. Moreover, this rule would bear little relationship to
section 654‘s actual language.
Harrison, supra, 1 Cal.App.3d 115, relied heavily on Hayes, supra, 70
Cal.2d 604. In Hayes, the defendant drove while intoxicated and while possessing
an invalid license. In so doing, he violated two different penal statues: (1) driving
while intoxicated and (2) driving with an invalid license. This court, by a four-to-
three vote, held that section 654 does not prohibit multiple punishment for the two
crimes even though they were committed simultaneously. It divided the single
physical act of driving into each component of that act that is made punishable in
different ways by different provisions of law. It summarized its reasoning: ―In
summation, then, section 654 of the Penal Code proscribes multiple punishment
for a single ‗act or omission which is made punishable‘[2] by different statutes,
i.e., a single criminal act or omission. Since the mere act of driving is made
punishable by no statute, it is not the type of act or omission referred to in section
654. The acts ‗made punishable‘ which this petitioner committed were (1) driving
2
Section 654 had slightly different language at the time of Hayes, supra, 70
Cal.2d 604, than today. As enacted in 1872 and as still in effect in 1969 at the
time of Hayes, section (a) of the statute provided: ―An act or omission which is
made punishable in different ways by different provisions of this Code may be
punished under either of such provisions, but in no case can it be punished under
more than one . . . .‖ The language difference is irrelevant to this issue.
6
with a suspended license and (2) driving while intoxicated, two separate and
distinct criminal acts; that they were committed simultaneously and that they share
in common the neutral noncriminal act of driving does not render petitioner‘s
punishment for both crimes in conflict with Penal Code section 654.‖ (Hayes, at
p. 611.)
Chief Justice Traynor dissented. He relied heavily on section 654‘s plain
language in concluding that the statute permitted only one punishment for the
single act of driving, even though that act violated two criminal statutes. ―The
Attorney General contends, however, that Vehicle Code sections 14601 and 23102
[the criminal provisions at issue] have different public purposes directed at distinct
evils, and that the driver who violates both statutes simultaneously should be
doubly punished because he is invading two social interests that the Legislature
had designated for distinct protection by the enactment of two different statutes.
In a jurisdiction without a multiple punishment rule like that of Penal Code section
654, this ‗distinct evil‘ test might aid the courts in ascertaining whether the
Legislature intended cumulative punishments for simultaneous violation of
statutes like Vehicle Code sections 14601 and 23102. [Citations.] In California,
however, when the rule of section 654 precluding multiple punishment applies, the
courts cannot invoke the ‗distinct evil‘ test to evade that statutory rule.‖ (Hayes,
supra, 70 Cal.2d at p. 613 (dis. opn. of Traynor, C. J.).)
The rationale of Hayes, supra, 70 Cal.2d 604, would permit multiple
punishment in many cases when a single physical act is made punishable by
different provisions of law. Different provisions of law punishing the same
physical act — for example, driving while intoxicated and on an expired license,
or a felon‘s carrying a loaded and concealed firearm — are generally directed at
distinct societal evils. It might make sense to punish these distinct evils
separately, and a criminal justice system could logically and reasonably do so.
7
But doing so would be contrary to section 654‘s plain language, which prohibits
multiple punishment for ―[a]n act or omission that is punishable in different ways
by different provisions of law.‖
In this case, for example, Hayes‘s rationale would seem to permit
punishment for all three of defendant‘s crimes. The act of firearm possession, by
itself, is innocent. Thus, under Hayes, we would have to consider the unlawful
components of that act, i.e., defendant was a felon, the firearm was loaded, and the
firearm was concealed. To adapt Hayes‘s rationale to this case, the fact that these
acts ―were committed simultaneously and that they share in common the neutral
noncriminal act of [gun possession] does not render [defendant‘s] punishment for
[all three] crimes in conflict with Penal Code section 654.‖ (Hayes, supra, 70
Cal.2d at p. 611.)
Indeed, Hayes itself comes very close to saying that punishment for these
precise crimes is permissible. It gives an example of how its analysis would work
in a different situation: ―Similarly, for example, if an individual went for a walk
in possession of a loaded gun while he was intoxicated and unclothed, he would
by the single neutral act of walking — or, more accurately, being in a ‗public
place‘ — simultaneously violate three separate and unrelated statutes. (Pen. Code,
§§ 12031, subd. (a); 647, subd. (f); 314.) Those three statutes, however, would be
violated not by the one noncriminal act of being in a public place but necessarily
by three simultaneous though separate criminal acts. Once again, we must
distinguish identical noncriminal acts from simultaneous criminal acts ‗made
punishable‘ by law.‖ (Hayes, supra, 70 Cal.2d at p. 608, fn. omitted.) It is hard to
imagine how each crime in this example could be punished, but not each crime in
this case.
The more recent Court of Appeal cases have generally ignored Hayes,
supra, 70 Cal.2d 604, and many of their results limiting multiple punishment seem
8
inconsistent with its reasoning. The four cases discussed above that the Court of
Appeal cited and distinguished make no effort to reconcile their holdings with
Hayes. (People v. Hurtado, supra, 47 Cal.App.4th 805; In re Joseph G., supra, 32
Cal.App.4th 1735; People v. Scheidt, supra, 231 Cal.App.3d 162; and People v.
Perry, supra, 42 Cal.App.3d 451.) None of these cases cites Hayes. None
explains why multiple punishment should be prohibited for possessing an
inherently unlawful firearm but not for possessing a firearm in an unlawful way, or
why the latter may only be punished once even if the possession was unlawful in
more than one way.
We believe the current state of the law is untenable. The more recent Court
of Appeal cases discussed above are mutually consistent and have reached results
that we believe are more consistent with section 654‘s plain language than that of
Harrison, supra, 1 Cal.App.3d 115. Harrison is the anomaly, not the more recent
cases. We need a rule that is consistent with the current cases, that can lead to
predictable results, and that more closely tracks section 654‘s plain language.
Accordingly, we disapprove People v. Harrison, supra, 1 Cal.App.3d 115, and
hold that a single possession or carrying of a single firearm on a single occasion
may be punished only once under section 654.
We must also decide what to do with Hayes, supra, 70 Cal.2d 604. Its
rationale is dubious and overbroad. Over the years, it has led to inconsistent and
unpredictable results. Numerous cases, generally more recent ones, have found a
section 654 violation in a way that seems inconsistent with Hayes‘s rationale. (In
addition to the cases discussed above, see, e.g., People v. Williams (2009) 170
Cal.App.4th 587, 645-646 [654 prohibits multiple punishment for possession of a
firearm by a felon and possession of a controlled substance while armed]; People
v. Lopez (2004) 119 Cal.App.4th 132, 137-139 [654 prohibits multiple punishment
9
for unlawful possession of a firearm and unlawful possession of ammunition].)
These cases simply do not cite Hayes.
Hayes, supra, 70 Cal.2d 604, has been followed on occasion, including at
least once by this court. In In re Michael B. (1980) 28 Cal.3d 548, 556-557, this
court invoked Hayes to permit multiple punishment for vehicle theft and driving
without a license. (See also People v. Martinez (2007) 156 Cal.App.4th 851, 857
[multiple punishment permitted for driving on a suspended license and driving
under the influence of alcohol]; People v. Butler (1986) 184 Cal.App.3d 469, 471-
474 [multiple punishment permitted for felony hit and run and vehicular
manslaughter]; People v. Rowland (1971) 21 Cal.App.3d 371, 374-377 [multiple
punishment permitted for receiving stolen property and petty theft through
acquiring a credit card (i.e., some of the same stolen property) without the owner‘s
consent with intent to use or sell it].) Martinez is essentially the Hayes situation.
Butler (vehicular manslaughter followed by fleeing the scene) and Michael B.
(stealing the car and driving it) seem to have been two-act cases. Rowland was
analyzed as a two-act case — one act of acquiring the stolen property and a later
act of keeping the credit cards for the purpose of using or selling them. Thus, it
appears that Michael B., Butler, and Rowland may have been correct even apart
from Hayes.
In People v. Correa (June 21, 2012, S163273) __ Cal.4th __, also decided
today, we are disapproving language in one of our cases to bring our section 654
jurisprudence closer to the statutory language. We should do the same here.
Accordingly, we conclude that In re Hayes, supra, 70 Cal.2d 604, has no
continuing vitality, and we overrule it. Section 654 prohibits multiple punishment
for a single physical act that violates different provisions of law. This rule is
generally consistent with the holdings of more recent Court of Appeal decisions
that would otherwise be hard to reconcile with Hayes, and, especially important,
with section 654‘s plain language.
10
We recognize that what is a single physical act might not always be easy to
ascertain. In some situations, physical acts might be simultaneous yet separate for
purposes of section 654. For example, in Hayes, both the majority and the
dissenters agreed that, to use Chief Justice Traynor‘s words, ―simultaneous
possession of different items of contraband‖ are separate acts for these purposes.
(Hayes, supra, 70 Cal.2d at p. 612 (dis. opn. of Traynor, C. J.); see id. at pp. 606-
607 (maj. opn.).) As Chief Justice Traynor explained, ―the possession of one item
is not essential to the possession of another separate item. One does not possess in
the abstract; possession is meaningless unless something is possessed. The
possession of each separate item is therefore a separate act of possession.‖ (Id. at
p. 613.) We do not intend to cast doubt on the cases so holding.1
The Attorney General argues that separate acts did occur here. She notes
that defendant told the police that he had obtained the gun three days before it was
found in his car, and he had kept it at his grandmother‘s house. She argues that
keeping the gun at the house and carrying it in the car were separate acts. The
Court of Appeal acknowledged this argument but refused to rely on it. It
explained that ―the People did not argue defendant was guilty of possession three
days before his arrest: The prosecutor mentioned defendant‘s admission that he
bought the gun three days before to bolster the theory that defendant knowingly
possessed the gun, not to base liability on possession before the date of arrest.‖
The Court of Appeal was correct.
The record establishes that the jury convicted defendant of each crime due
to his being caught with the gun in the car on May 26, 2008, not due to any
1
The Court of Appeal in this case also discussed cases concerning how
section 654 applies to a defendant who is convicted of possession of a firearm by a
felon and of committing a separate crime with that firearm. (See People v. Jones
(2002) 103 Cal.App.4th 1139, 1144-1146 [collecting and discussing the cases].)
These cases concern a very different situation, and we do not intend to cast doubt
on them.
11
antecedent possession. The amended information alleged that defendant
committed all three crimes on or about May 26, 2008, the day he was arrested, and
the verdicts all found defendant guilty as charged. The prosecutor‘s entire jury
argument based defendant‘s guilt on his possessing the gun when arrested and not
earlier. He began his argument by stating that the evidence showed ―that on the
date in question Mr. Jones possessed the firearm in question. And that‘s why
we‘ve got him charged with being a felon in possession of a firearm, possessing a
concealed firearm, possessing a loaded firearm.‖ Later, he explained to the jury
that there were ―three different counts for the same exact conduct.‖ Thus,
defendant‘s guilt on all three charges was premised solely on his having the gun in
his car when arrested on May 26, 2008, not on any different acts. We express no
opinion on what the outcome might be under other facts.
Additionally, section 12021 criminalizes possessing the firearm, while
sections 12025 and 12031 criminalize carrying it. But under the facts of this case,
the possession and the carrying were the same act, not two separate acts.
Defendant had the gun in his car when arrested, which meant he both carried it and
possessed it. Again, we express no opinion on what the outcome might be under
other facts.
The separate opinions in this case agree with the outcome here and with our
overruling of Hayes, supra, 70 Cal.2d 604, and disapproving of Harrison, supra, 1
Cal.App.3d 115, both of which had found multiple acts in what were actually
single-act cases. But, instead of finding a single act, they would instead rely on a
test generally applied when there has been a course of conduct rather than a single
criminal act, namely, the ―intent and objective‖ test created in Neal v. State of
California, supra, 55 Cal.2d 11. (See generally People v. Latimer (1993) 5
Cal.4th 1203, 1207-1212.) They argue that because defendant told the police he
possessed the gun for protection, and the evidence showed no other intent or
objective, we should find a single objective that may be punished but once.
12
Finding a single objective here might resolve this particular case. But what
if the evidence also showed that the defendant wanted to intimidate rival gang
members, or go hunting, or harbored any other of the myriad possible objectives
for illegally possessing a firearm? Would multiple punishment be allowed in that
case? Or what if the evidence does not show what the defendant‘s objective was?
A defendant does not have to talk to the police. What is the court to do then?
Rather than force the court to divine what objective or objectives the defendant
might have had in possessing the firearm, we find it better to rely on section 654‘s
actual language in resolving this single-act case. Moreover, it would be harder to
overrule or disapprove past cases for diverging from the statutory language if we
were to decide the case on a basis that bears no relation at all to that language.
Accordingly, we conclude this case should be decided on the basis that it involves
a single act or omission that can be punished but once.
It might make sense to punish more severely a firearm possession that
violates multiple penal provisions than a firearm possession that violates only one
penal provision. Any time it wishes, the Legislature can change the law and
permit multiple punishment in a situation like this. But we must interpret the
statutes as they exist. Because defendant‘s convictions were based on a single act,
section 654 prohibits multiple punishment. As previously noted, we overrule In re
Hayes, supra, 70 Cal.2d 604, and disapprove People v. Harrison, supra, 1
Cal.App.3d 115.
13
III. CONCLUSION
We reverse the judgment of the Court of Appeal and remand the matter to
that court for further proceedings consistent with this opinion.
CHIN, J.
WE CONCUR:
KENNARD, J.
BAXTER, J.
CORRIGAN, J.
SEPULVEDA, J.*
_____________________________
* Associate Justice of the Court of Appeal, First Appellate District, Division Four,
assigned by the Chief Justice pursuant to article VI, section 6 of the California
Constitution.
14
CONCURRING OPINION BY WERDEGAR, J.
Although I agree with the majority‘s result, I write separately to explain my
view of the correct approach to applying Penal Code section 654 in this case and
cases generally.1
The majority concludes that pursuant to section 654, defendant, a felon
found with a loaded pistol in his car, can be punished only once notwithstanding
his behavior violated three different criminal statutes. Although I agree with this
result, I join Justice Liu‘s separate opinion because the majority does not
persuasively explain how it has determined defendant committed only one
punishable act. As Justice Liu states, we should apply the test set forth in Neal v.
State of California (1960) 55 Cal.2d 11, 19 (Neal), which held that ―[w]hether a
course of criminal conduct is divisible and therefore gives rise to more than one
act within the meaning of section 654 depends on the intent and objective of the
actor. If all of the offenses were incident to one objective, the defendant may be
punished for any one of such offenses but not for more than one.‖ (Italics added;
see conc. opn. of Liu, J., post, at p. 1.) Because the evidence demonstrates
defendant acted with but a single objective, Neal compels the conclusion that
defendant may be punished only once for his crimes.
1
All subsequent statutory references are to the Penal Code unless otherwise
stated.
1
The majority‘s failure to rely on Neal, supra, 55 Cal.2d 11, is as puzzling as
it is mischievous. The Neal intent-and-objective test has been the law for over 50
years and, as Justice Liu explains, was questioned but ultimately endorsed by this
court in People v. Latimer (1993) 5 Cal.4th 1203. (See id. at p. 1216 [―[A]t this
late date, any changes must be made by the Legislature, which obviously has the
authority to modify the rule any time it chooses.‖]; see also People v. Britt (2004)
32 Cal.4th 944, 952 [noting our criticism in Latimer].) Despite this court‘s
invitation to the Legislature to reexamine the statute, the Legislature has neither
abrogated nor amended it. Under the circumstances, we should find the
Legislature has acquiesced in the Neal test and simply apply it here. By failing to
do so, the majority creates uncertainty where none previously existed.
I.
More than a century old and deceptively simple in its terms,2 section 654
has nonetheless confounded courts through the years. Just recently, this court
faced how, or whether, section 654 applied to criminal sentence enhancement
provisions. We concluded that for the particular enhancements involved in that
case, the Legislature had specifically addressed the issue in section 1170.1,
permitting the sentencing court to impose both a firearm use enhancement
(§ 12022.5, subd. (a)) and a great bodily injury enhancement (§ 12022.7, subd. (e))
for essentially the same act: shooting the victim. (People v. Ahmed (2011) 53
Cal.4th 156.) I agreed with this reasoning but joined the concurring opinion of my
colleague Justice Liu to disavow the majority‘s unnecessary discussion of how
2
Section 654, subdivision (a) provides: ―An act or omission that is
punishable in different ways by different provisions of law shall be punished under
the provision that provides for the longest potential term of imprisonment, but in
no case shall the act or omission be punished under more than one provision. An
acquittal or conviction and sentence under any one bars a prosecution for the same
act or omission under any other.‖
2
section 654 might apply to enhancement provisions in general. (Ahmed, at pp.
168-169 (conc. opn. of Liu, J.).)
In People v. Correa (June 21, 2012, S163273) __ Cal.4th ___, filed the
same day as the instant case, the question of application of section 654 arises with
respect to a felon apprehended in simultaneous possession of seven illegal
firearms. Did he commit one punishable act of being a felon in possession of a
firearm (former § 12021, subd. (a)(1), now § 29800, subd. (a)(1)) or seven
punishable acts? The Correa majority holds the defendant may be punished seven
separate times. As I explain in my separate opinion in Correa, I agree with that
result because the Legislature amended former section 12001 to add subdivision
(k), which provides that each illegal weapon is a separate crime, and the
Legislature must have intended by this amendment that each conviction could be
separately punished. (Correa, at p. ___ [pp. 1, 4] (conc. opn. of Werdegar, J.).)
Finally, this court in a divided opinion recently decided People v. Mesa
(June 4, 2012, S185688) __ Cal.4th ___, in which we held that section 654
prohibits punishing a defendant for both an assault with a firearm (§ 245, subd.
(a)(2)) and participation in a criminal street gang (§ 186.22, subd. (a)), when both
crimes are based on the same act: shooting the victim. Together with the instant
case, that makes four cases in this court involving the application of section 654 in
just six months (Ahmed, Jones, Correa, Mesa). The confusion concerning the
scope and meaning of the statute thus continues unabated.
Over the years, we have attempted to bring certainty to the application of
section 654 by glossing the statutory language in two principal ways. First, we
found the ―act or omission‖ referenced in the section could be a course of conduct
that includes several acts indivisible in time if pursued according to a single
objective or intent. (People v. Beamon (1973) 8 Cal.3d 625, 639; Neal, supra, 55
Cal.2d at p. 19.) If those acts have separate and independent objectives or intents,
however, multiple punishment is permissible, even if the acts are very close in
3
time. (People v. Harrison (1989) 48 Cal.3d 321, 335.) Second, despite no explicit
reference to victims in section 654, we held that a single act can be punished more
than once if it impacts multiple victims. (People v. Oates (2004) 32 Cal.4th 1048,
1063; People v. King (1993) 5 Cal.4th 59, 78; People v. McFarland (1989) 47
Cal.3d 798, 803; Neal, at pp. 20-21.) In addition, we have opined that section 654
applies to limit the punishment for multiple violations of the same criminal statute
(Neal, at p. 18, fn. 1), although the section speaks only of acts or omissions
―punishable in different ways by different provisions of law‖ (§ 654, italics
added).
These interpretations of section 654 are admittedly strangers to the statute‘s
actual wording. Nevertheless, they have until recently stood the test of time, have
not been altered by the Legislature, and are now part of the fabric of the law. But
despite our best efforts, no coherent approach to applying the statute has emerged.
Indeed, in seeking to bring clarity to the statute, we have come full circle.
In this case, for example, we overrule one of our earlier decisions on the subject,
In re Hayes (1969) 70 Cal.2d 604, which held a defendant who drove while
intoxicated and with a suspended license committed two, separately punishable
acts. (Maj. opn., ante, at p. 10.) And in People v. Correa, supra, __ Cal.4th ___,
___, the majority disapproves the venerable and long-followed interpretation of
section 654 that made it applicable to multiple violations of the same statute.3
3
See, e.g., People v. Davey (2005) 133 Cal.App.4th 384, 389 (§ 654 has
been ―interpreted also to preclude multiple punishment for more than one violation
of a single Penal Code section, if the violations all arise out of a single criminal
act‖); People v. Hall (2000) 83 Cal.App.4th 1084, 1088 (same); People v.
Gbadebo-Soda (1989) 215 Cal.App.3d 1371, 1375 (same); People v. Anderson
(1987) 191 Cal.App.3d 207, 214 (same).
4
Although, as noted, this court has on a number of occasions urged the
Legislature to intervene and clarify the law,4 with but one exception not applicable
here5 the Legislature has not enacted any substantive modification of section 654.
Thus, the terms of the section remain largely the same as they were 50 years ago
when we decided Neal, supra, 55 Cal.2d 11.
II.
That the Legislature has not acted to clarify the applicability of section 654
does not mean it has been inactive in addressing the question of multiple
punishment for a single act or omission. Rather, as I will discuss, the Legislature
4
People v. Latimer, supra, 5 Cal.4th at page 1216; see also People v. Benson
(1998) 18 Cal.4th 24, 29 (―the Legislature is free to authorize the designation of
such prior felony convictions as separate priors‖ to permit multiple punishment
despite § 654); People v. Ahmed, supra, 53 Cal.4th at page 169 (conc. opn. of
Liu, J.) (―[T]he Legislature may wish to clarify the scope of Penal Code section
654 in general, and how that statute applies to criminal sentence enhancements in
particular.‖).
5
Members of this court had previously urged the Legislature to amend
section 654 to specify that where a defendant stands convicted of multiple crimes
stemming from the same act, the trial court should choose the crime carrying the
longest single sentence as the base term. (People v. Norrell (1996) 13 Cal.4th 1,
12 (conc. opn. of Baxter J.) [―Just as the Legislature could presumably repeal the
statute altogether, so too may it amend the statute to ensure that a defendant
convicted of multiple crimes does not receive more lenient treatment by virtue of
section 654 than he could have received if the statute did not apply.‖]; id. at p. 23
(conc. & dis. opn. of Arabian, J., joined by Kennard and George, JJ.) [―I hope the
Legislature will heed my call, and amend that statute . . . .‖].)
―The provision of section 654 requiring the longest available term of
imprisonment was added by the Legislature in response to a judicial decision
permitting trial courts to choose a lesser sentence. (See People v. Kramer (2002)
29 Cal.4th 720, 722-723 . . . ; Stats. 1997, ch. 410, § 1, p. 2753.) The amendment
was intended to require punishment commensurate with culpability, and avoid the
anomaly of a lesser sentence being imposed because the defendant had been
convicted of two crimes instead of one.‖ (People v. Ceja (2010) 49 Cal.4th 1, 7-
8.)
5
has indicated in many substantive criminal statutes themselves, either expressly or
impliedly, whether or not section 654 applies to limit multiple punishment.
The restriction on multiple punishment for the same act or omission is
statutory only, and the Legislature—short of constitutional limits imposed by the
Eighth Amendment to the United States Constitution and article I, section 17 of
the California Constitution—can freely modify or alter the scope of section 654.
Although we previously have opined that, ―[h]ad the Legislature intended to
override the century-old ban of section 654 on multiple punishment of violations
based on the ‗same act or omission,‘ it would have made that purpose explicit‖
(People v. Siko (1988) 45 Cal.3d 820, 824), the Legislature has not always been so
―explicit‖ in its wishes with regard to the section‘s applicability.
Yet the Legislature has on some occasions made its intent clear. For
example, section 1170.1, the default criminal sentencing statute, begins: ―Except
as otherwise provided by law, and subject to Section 654,‖ the offender shall be
sentenced in a certain manner. (§ 1170.1, subd. (a), italics added.) Similarly,
section 32000, subdivision (c), concerning the manufacture, importation or sale of
unsafe handguns, provides: ―Violations . . . are cumulative with respect to each
handgun and shall not be construed as restricting the application of any other law.
However, an act or omission punishable in different ways by this section and other
provisions of law shall not be punished under more than one provision, but the
penalty to be imposed shall be determined as set forth in Section 654.‖ (Italics
added.) Other examples of penal statutes that explicitly note the applicability of
section 654 include section 422.6, subdivision (d), concerning the crime of
interfering with a person‘s exercise of his or her civil rights (―the penalty to be
imposed shall be determined as set forth in Section 654‖), and section 627.10,
concerning crimes committed on school grounds (―no punishment shall be
imposed contrary to Section 654‖). In these instances the Legislature has made
6
clear that section 654 applies to limit imposition of multiple punishment for the
same act or omission.
The Legislature has also fashioned penal laws that expressly exempt their
operation from section 654‘s limits on multiple punishment. For example, section
30615, concerning commission of a crime with an assault weapon, provides:
―Notwithstanding Section 654 or any other provision of law, any person who
commits another crime while violating this article may receive an additional,
consecutive punishment of one year for violating this article, in addition and
consecutive to the punishment, including enhancements, which is prescribed for
the other crime.‖ (Italics added.)
In addition to these instances of an express mention of the applicability vel
non of section 654, courts in a number of situations have been able to discern the
Legislature‘s implied intent regarding the section. For example, in People v.
Benson, supra, 18 Cal.4th at page 31, we held the phrase ―[n]otwithstanding any
other provision of law‖ in the ―Three Strikes‖ law meant a prior conviction for
which the sentence was stayed pursuant to section 654 could still count as a strike
even though the statutory language made no express reference to section 654.
Nor was People v. Benson the only case to find an implied exception to
section 654‘s general application. As we observed in People v. Palacios (2007)
41 Cal.4th 720, 730: ―[C]ourts have repeatedly upheld the Legislature‘s power to
override section 654 by enactments that do not expressly mention the statute. In
People v. Hicks (1993) 6 Cal.4th 784, 791-792 . . . , we held that the Legislature,
in enacting section 667.6, subdivision (c),[6] was not required to cite section 654 to
demonstrate its intent to create an exception to its provisions. In People v.
6
Section 667.6, subdivision (c), in 1993 as now, provided in pertinent part:
―In lieu of the term provided in Section 1170.1, a full, separate, and consecutive
term may be imposed for each violation of‖ enumerated offenses. (Italics added.)
7
Ramirez (1995) 33 Cal.App.4th 559, 573 . . . , the court held that, with regard to
section 667, subdivision (e),[7] ‗A statute which provides that a defendant shall
receive a sentence enhancement in addition to any other authorized punishment
constitutes an express exception to section 654.‘ In People v. Powell (1991) 230
Cal.App.3d 438, 441 . . . , a case predating the enactment of the Three Strikes law,
the court concluded that Health and Safety Code section 11370.2[8] authorized
double punishment in addition to any other authorized penalty, thus prevailing
over section 654 even though section 654 was not mentioned in the statute.‖
People v. Palacios itself is a good example of a case in which we found
section 654 inapplicable despite the absence of an express exemption. Palacios
7
Section 667, subdivision (e), the Three Strikes provision, provided in 1995,
as now, that a Three Strikes offender should be sentenced to a Three Strikes
sentence ―in addition to any other enhancement or punishment provisions which
may apply . . . .‖ (Italics added.)
8
Health and Safety Code section 11370.2 provides in pertinent part:
―(a) Any person convicted of a violation of, or of a conspiracy to violate, [Health
and Safety Code] Section 11351, 11351.5, or 11352 shall receive, in addition to
any other punishment authorized by law, including Section 667.5 of the Penal
Code, a full, separate, and consecutive three-year term for each prior felony
conviction of, or for each prior felony conviction of conspiracy to violate [certain
enumerated drug crimes], whether or not the prior conviction resulted in a term of
imprisonment. [¶] (b) Any person convicted of a violation of, or of a conspiracy
to violate, [Health and Safety Code] Section 11378.5, 11379.5, 11379.6, 11380.5,
or 11383 shall receive, in addition to any other punishment authorized by law,
including Section 667.5 of the Penal Code, a full, separate, and consecutive three-
year term for each prior felony conviction of, or for each prior felony conviction
of conspiracy to violate [certain enumerated drug crimes], whether or not the prior
conviction resulted in a term of imprisonment. [¶] (c) Any person convicted of a
violation of, or of a conspiracy to violate, [Health and Safety Code] Section 11378
or 11379 with respect to any substance containing a controlled substance specified
in paragraph (1) or (2) of subdivision (d) of Section 11055 shall receive, in
addition to any other punishment authorized by law, including Section 667.5 of
the Penal Code, a full, separate, and consecutive three-year term for each prior
felony conviction of, or for each prior felony conviction of conspiracy to violate
[certain enumerated drug crimes], whether or not the prior conviction resulted in a
term of imprisonment.‖ (Italics added.)
8
concerned section 12022.53, the so-called ―10-20-life law‖ (see People v. Jones
(2009) 47 Cal.4th 566, 570 [§ 12022.53 is ―also known as ‗the 10-20-life law‘ ‖]),
which severely punishes the use of a firearm while committing certain serious or
violent felonies. Although section 12022.53 does not mention section 654,
subdivisions (b), (c) and (d) all begin with the phrase ―[n]otwithstanding any other
provision of law‖ and subdivision (f) provides in part: ―Only one additional term
of imprisonment under this section shall be imposed per person for each crime.‖
(Italics added.) Considering this statutory language, we held that despite the
Legislature‘s failure to expressly exempt the ―10-20-life law‖ from section 654,
enhancement sentences imposed pursuant to the statute were not limited by section
654, and ―[t]o hold otherwise would contravene the plain language of section
12022.53.‖ (People v. Palacios, supra, 41 Cal.4th at p. 723.)
Even where a sentencing statute does not say it applies ―notwithstanding
any other provision of law,‖ or that a sentence should be imposed ―in addition to
any other punishment authorized by law,‖ or that a ―full, separate, and consecutive
term may be imposed,‖ the Legislature sometimes specifies in other ways that
more than one punishment is permissible for the same act. For example, section
12022.53, subdivision (e) sets forth the conditions for imposing for the same act
both a ―10-20-life‖ enhancement and a criminal street gang enhancement
(§ 186.22, subd. (b)): the principal in an enumerated crime must have personally
used and/or intentionally discharged a firearm, and/or proximately caused great
bodily injury or death. (See People v. Jones, supra, 47 Cal.4th at pp. 580-581
(conc. opn. of Werdegar, J.).) Similarly, as we held in People v. Ahmed, supra, 53
Cal.4th 156, section 1170.1, subdivisions (f) and (g) state specifically that the
single act of shooting someone can be the basis for two enhancements: one for
firearm use and one for inflicting great bodily injury.
In short, some penal statutes expressly reference section 654 or the
availability of multiple punishment, but for many that do not the courts have found
9
an implied exception to the ban on multiple punishment for the same act or
omission, such as when the statute provides that a sentencing scheme applies
―notwithstanding any other provision of law‖ or otherwise ―include[s] language
expressly authorizing multiple punishments.‖ (People v. Le (2006) 136
Cal.App.4th 925, 933.)
Against this background and also relevant to the application of section 654
is the Legislature‘s action in greatly increasing the lengths of individual criminal
sentences. As we have often recognized, ―the purpose of section 654 is to ensure
that a defendant‘s punishment will be commensurate with his culpability.‖
(People v. Correa, supra, __ Cal.4th at p. ___ [p. 11]; see also People v. Ceja,
supra, 49 Cal.4th at p. 8; People v. Britt, supra, 32 Cal.4th at p. 953; People v.
Kramer, supra, 29 Cal.4th at pp. 723-724; People v. Latimer, supra, 5 Cal.4th at
p. 1211; People v. Perez (1979) 23 Cal.3d 545, 550-551; Neal, supra, 55 Cal.2d at
p. 20.) Viewing the statute in this light, we can infer the greater a defendant‘s
punishment for committing an act under one provision of law, the more congruent
with legislative intent application of section 654‘s prohibition on multiple
punishment is likely to be.
The punishments prescribed for various criminal activities have been on an
upward spiral for many years. In the last 34 years (that is, since the advent of the
determinate sentencing law),9 base terms for many felonies have doubled or even
9
―California‘s determinate sentencing law became operative on July 1, 1977,
replacing the prior system under which most offenses carried an indeterminate
sentence. (Added by Stats. 1976, ch. 1135, § 273, p. 5140 and as amended by
Stats. 1977, ch. 165, § 1 et seq., pp. 639-680.) In enacting the new sentencing
scheme, the Legislature declared that the purpose of imprisonment is punishment,
and that this purpose is ‗best served by terms proportionate to the seriousness of
the offense with provision for uniformity in the sentences of offenders committing
the same offense under similar circumstances.‘ (§ 1170, subd. (a)(1).)‖ (People v.
Black (2005) 35 Cal.4th 1238, 1246.)
10
tripled. In 1978, the punishment for all types of first degree robbery was two,
three or four years. (Former § 213; Stats. 1977, ch. 165, § 5, p. 642.) Today, the
punishment for robbery in concert in a home (what is commonly referred to as a
home invasion robbery) is three, six or nine years. (§ 213, subd. (a)(1)(A).) In
1978, the punishment for any attempted murder was five, six or seven years in
prison. (Former § 664; Stats. 1977, ch. 165, § 12, p. 644.) Today, an attempted
premeditated and deliberate murder carries a penalty of life in prison. (§ 664,
subd. (a).) In 1978, the punishment for forcible rape, including of a person under
14 years of age, was three, four or five years. (Former § 264; Stats. 1976, ch.
1139, § 154, p. 5106.) Today, forcible rape of a person under 14 carries a base
term of nine, 11 or 13 years. (§ 264, subd. (c)(1).) The penalty for forcible
sodomy of a child under 14 has likewise increased from two, three or four years
(former § 286, subd. (c); Stats. 1977, ch. 490, § 1, pp. 1613-1614) to nine, 11 or 13
years (§ 286, subd. (c)(2)(B)), and forcible oral copulation of a minor from two,
three or four years (former § 288a, subd. (c); Stats 1977, ch. 490, § 2, p. 1614) to
eight, 10 or 12 years (§ 288a, subd. (c)(2)(B)). The punishments for many other
sexual crimes mirror these increases.
Not only has the Legislature increased the base sentences for crimes, it has
enacted enhancements such as the ―10-20-life law‖ (§ 12022.53) and the Street
Terrorism Enforcement and Prevention Act (STEP Act) (§ 186.22, subds. (b)-(j)),
as well as alternative sentencing schemes such as the Three Strikes law (§ 667,
subds. (b)-(i); see also § 1170.12 [enacted by initiative measure]), the one strike
law (§ 667.61) and the provision of full term consecutive sentences for violent sex
offenses (§ 667.6), which together have transformed the penal consequences of
criminal activity such that sentences of more than 100 years—essentially life in
prison without any possibility of release within the offender‘s lifetime—are not
uncommon.
11
I mention these sentencing changes not to comment on their wisdom or
appropriateness; short of constitutional limits, the setting of criminal penalties is
for the Legislature and not the judiciary. But the advent of such increased
sentences is relevant to the concern of section 654, which was first enacted in
1872 and applied during the long period in which criminal sentencing was
governed by the indeterminate sentencing law, that the sentences be
commensurate with an offender‘s personal culpability. Today, under the
determinate sentencing law, sentences for a single ―act or omission‖ often are so
long that, absent an express or implied exception, one may reasonably infer that
application of section 654‘s ban on multiple punishment for the same act would be
most congruent with the legislative intent in enacting such increased sentence
provisions.
III.
Considering the many times the Legislature has expressly or impliedly
provided that section 654 does or does not apply to limit multiple punishment, and
in light of the length of criminal sentences today, we should find section 654
generally applicable in all situations to prohibit multiple punishment, unless an
offender engaged in a course of conduct and acted with multiple intents (People v.
Harrison, supra, 48 Cal.3d at p. 335), or impacted multiple victims (People v.
Oates, supra, 32 Cal.4th at p. 1063), or some express or implied statutory
exception to the section‘s applicability exists. Because the Legislature often
specifically addresses the multiple punishment possibility when enacting criminal
statutes, and frequently establishes by implication exceptions to the rule against
multiple punishment for the same act or omission, we should simply assume that
in the absence of an exception, section 654 will apply. Close cases, such as the
present one, in which it may be difficult to discern whether the defendant
committed one act or several and hence the extent of his or her culpability, should
be resolved in favor of finding one act, for the Legislature will clarify when an act
12
is multiple or singular.10 In short, we should assume the longest base term (plus
any applicable enhancements) as provided by the Legislature for a defendant‘s act
is sufficient to meet the Legislature‘s penological, retributive and rehabilitative
goals.
With these caveats in mind, I concur with the majority‘s result here that
defendant Jarvonne Feredell Jones may be punished only once for his possession
of a loaded firearm.
WERDEGAR, J.
I CONCUR:
LIU, J.
10
For example, for possession of heroin or cocaine, it might be difficult in the
abstract to determine whether the offender has committed one act or several.
Suppose he is arrested in possession of 12 separately packaged kilos of cocaine; is
that one act or 12? The Legislature has impliedly settled the matter: it is one act
subject to an additional enhancement term based on the overall weight of the
contraband. (Health & Saf. Code, § 11370.4, subd. (b)(3).)
13
CONCURRING OPINION BY LIU, J.
I agree with the court that Penal Code section 654 (section 654) permits
only one punishment in this case. I also agree with our decision to overrule In re
Hayes (1969) 70 Cal.2d 604 and to disapprove People v. Harrison (1969) 1
Cal.App.3d 115. Unlike the court, however, I would not rest the judgment in this
case on the ground that Jones‘s three crimes involved ―a single physical act.‖
(Maj. opn., ante, at p. 10.) In applying section 654, reasonable minds can and
often do differ on how to define the ―act‖ that constitutes a crime; as explained
below, the present facts provide a case in point. Today‘s opinion provides little
guidance for making that determination, as revealed by the court‘s repeated
assertion that ―[w]e express no opinion on what the outcome might be under other
facts.‖ (Maj. opn., ante, at p. 12.) The lack of guidance all but invites future
litigation, and California courts will continue to struggle to achieve consistent and
predictable application of section 654.
I prefer that we decide today‘s case on the basis of precedent — imperfect
precedent, but precedent nonetheless. In situations where it is debatable whether
separate crimes arise from a single physical act, we have determined the
applicability of section 654 by examining the ―intent and objective of the actor‖
and prohibiting multiple punishment ―[i]f all of the offenses were incident to one
objective.‖ (Neal v. State of California (1960) 55 Cal.2d 11, 19 (Neal).) The Neal
test has been criticized. But this court unanimously reaffirmed the test — warts
and all — in People v. Latimer (1993) 5 Cal.4th 1203, 1205-1206 (Latimer) after
lengthy and thoughtful consideration of whether it should be overruled. Despite
1
its shortcomings, the Neal test is our precedent, and it is squarely applicable to this
case.
I.
Some section 654 cases indisputably involve a physically indivisible single
act that is punishable in different ways by different provisions of law. In such
cases, multiple punishment is prohibited by the plain language of section 654:
―An act or omission that is punishable in different ways by different provisions of
law shall be punished under the provision that provides for the longest potential
term of imprisonment, but in no case shall the act or omission be punished under
more than one provision.‖
Thus, for a single act of driving, a defendant may be punished only once for
driving under the influence (Veh. Code, § 23152, subd. (a)) and driving with a
blood-alcohol level of .08 percent or greater (id., subd. (b)). (People v. Duarte
(1984) 161 Cal.App.3d 438, 447.) A defendant may be punished only once for
attempted murder, assault with intent to murder, and malicious use of explosives
for the single act of planting a bomb in the victim‘s car. (People v. Kynette (1940)
15 Cal.2d 731, 762, overruled on another ground in People v. Bonelli (1958) 50
Cal.2d 190, 197.) A defendant may be punished only once for possession of a
sawed-off shotgun and possession of a concealable firearm by a felon based upon
the same act of possessing a single firearm. (People v. Scheidt (1991) 231
Cal.App.3d 162, 170 [― ‗it was the single possession of a sawed-off rifle that was
made punishable by two different penal statutes‘ ‖]; People v. Perry (1974) 42
Cal.App.3d 451, 456 [―Here the single act made punishable by two different
statutes was the illegal possession of a firearm capable of concealment upon the
person‖].) In all of these cases, there was no question as to the physical
indivisibility of the act.
As the court acknowledges, however, ―what is a single physical act might
not always be easy to ascertain.‖ (Maj. opn., ante, at p. 10.) This is such a case.
2
Police found a concealed and loaded firearm in the car that defendant, a convicted
felon, was driving. He was convicted under three separate statutes for possession
of a firearm by a felon, carrying a concealed firearm, and carrying a loaded
firearm, respectively. The court concludes that this case involves a single act and
on that basis holds that ―a single possession or carrying of a single firearm on a
single occasion may be punished only once under section 654.‖ (Maj. opn., ante,
at p. 9.) Although this is a reasonable conclusion, it is not apparent how the court
defines this single act. It would be equally reasonable to conclude that there were
two criminal acts in this case: the act of possessing the firearm, which was
complete and ongoing from the time defendant took possession of the firearm, and
a separate criminal act when defendant placed the firearm in his car and
transported it. It might even be reasonable to conclude that there were three
criminal acts if one were to separately count the act of loading the firearm with
ammunition. To ask how many physical acts were committed in a case like this is
to plunge ourselves into insoluble metaphysical difficulties.
It is instructive to compare the reasoning in People v. Coltrin (1936) 5
Cal.2d 649 with the reasoning of People v. Brown (1958) 49 Cal.2d 577 (Brown),
which overruled Coltrin. This court held that the defendant in Coltrin could be
punished both for performing an unlawful abortion and for murder when the
defendant performed an abortion on a 16-year-old girl that resulted in her death.
The court reasoned that ― ‗[t]he act of committing an abortion and the act of
killing a person while attempting to do this are not merely the same act made
punishable in different ways.‘ . . . [A]s a practical matter it cannot be said that the
two charges involve but one act. The act of committing an abortion may be done
without causing the death of the party operated upon. The act which causes the
death of the same person is usually another act, careless or otherwise, which, while
it may be committed in connection with the first and about the same time, involves
a further and additional element.‖ (Coltrin, 5 Cal.2d at p. 661.)
3
Over two decades later, we reached the opposite conclusion in Brown,
supra, 49 Cal.2d 577, on similar facts. Overruling Coltrin, we reasoned that when
the defendant performed an abortion that resulted in the death of the victim, ―[i]t is
artificial to say that the act which caused death in the Coltrin case, and the act
which caused death in the present case, was another act than that which constituted
the abortion.‖ (Brown, at p. 593.) The Coltrin court reasonably concluded that the
act of committing an abortion and the act of murdering the victim in the process
are separate acts. The Brown court reached the equally reasonable conclusion that
the defendant committed only a single act. These cases illustrate that asking
whether separate crimes involve ―a single physical act‖ (maj. opn., ante, at p. 10)
is not a very illuminating inquiry where it is reasonably arguable that the crimes
involved more than one act.
Another complication of the court‘s approach is that it seems to suggest
different results depending on how a prosecutor chooses to draft the accusatory
pleading. In this case, the Attorney General argues that separate acts occurred
because defendant told the police he had obtained the gun three days before it was
discovered in the car and had kept it at his grandmother‘s house. The court rejects
this argument on the ground that the accusatory pleading did not charge defendant
with possessing the gun before the date he was arrested. But if the accusatory
pleading had charged defendant with possessing the gun before the date of the two
unlawful carrying charges, would that have changed the outcome? Does the
distinction make a difference? The court does not say, leaving prosecutors to
wonder whether the lesson here is simply that they should draft the accusatory
pleading differently in cases such as this.
To be sure, section 654 is a sufficiently beguiling statute that it makes sense
to proceed cautiously and avoid broad pronouncements. In People v. Ahmed
(2011) 53 Cal.4th 156, I saw no need for the court to invent a new rule that
― ‗when applied to multiple enhancements for a single crime, section 654 bars
4
multiple punishment for the same aspect of a criminal act‘ ‖ because the case
involved no ―actual dispute on that question.‖ (Id. at p. 169 (conc. opn. of Liu,
J.).) Here, there is an actual dispute concerning the applicability of section 654,
and there is a decent argument that defendant‘s possession of the gun was a
separate act from his carrying offenses. Because it cannot be said that defendant‘s
crimes indisputably involved a single act, we cannot resolve this case on the plain
language of section 654. (Cf. ante, at pp. 2-3 [discussing indisputably single-act
cases].) At the same time, we do not need to invent a new rule to decide this case.
We need only apply our settled precedent.
II.
Where reasonable minds can differ on whether multiple crimes involve a
single act, we have applied the ―intent and objective‖ test set forth in Neal, supra,
55 Cal.2d at page 19: ―Whether a course of criminal conduct is divisible and
therefore gives rise to more than one act within the meaning of section 654
depends on the intent and objective of the actor. If all of the offenses were
incident to one objective, the defendant may be punished for any one of such
offenses but not for more than one.‖
We have applied the Neal test to bar multiple punishment in cases
involving multiple acts united by a single common objective. (See, e.g., People v.
Britt (2004) 32 Cal.4th 944, 953 (Britt) [sex offender‘s failure to inform former
county of new address and separate failure to register in new county ―achiev[ed]
the common end of avoiding police surveillance‖]; Latimer, supra, 5 Cal.4th at
p. 1216 [―Although the kidnapping and the rapes were separate acts, the evidence
does not suggest any intent or objective behind the kidnapping other than to
facilitate the rapes.‖]; People v. Beamon (1973) 8 Cal.3d 625, 639 [kidnapping and
robbery united by a ―single intent and objective‖ to rob the victim]; People v.
McFarland (1962) 58 Cal.2d 748, 762 [burglary and grand theft ―were motivated
by one objective, theft‖].)
5
Because a well-developed body of precedent has applied Neal to cases that
unquestionably involve multiple acts, it follows that the Neal test is the approach
best supported by our case law for resolving cases that arguably involve multiple
acts. The Neal test readily resolves the instant case: Defendant possessed and
carried a loaded and concealed weapon ― ‗for protection‘ ‖ (maj. opn., ante, at p.
2), and no evidence suggests any other purpose. Because his three crimes shared a
common intent and objective, section 654 prohibits multiple punishment. Under
the Neal test, the outcome would be the same on these facts whether or not the
prosecutor charged defendant with antecedent possession of the gun, and whether
or not the prosecutor chose to argue defendant‘s antecedent possession to the jury.
The Neal test has not been without controversy, and in 1993, the court in
Latimer expressly considered whether to overrule it. The court opined that Neal
does not always ensure commensurability between punishment and culpability:
―A person who commits separate, factually distinct, crimes, even with only one
ultimate intent and objective, is more culpable than the person who commits only
one crime in pursuit of the same intent and objective.‖ (Latimer, supra, 5 Cal.4th
at p. 1211.) The defendant in Latimer kidnapped the victim, drove her to the
desert, and raped her. The court said ―[t]he kidnapping was a completely separate
crime; it should be separately punishable.‖ (Ibid.) But despite this concern, the
court undertook an extended discussion of stare decisis and declined to overrule
Neal. Instead, the court unanimously reaffirmed Neal on the ground that ―[t]he
Legislature has enacted substantial legislation reflecting its acceptance of the Neal
rule.‖ (Id. at p. 1214; see id. at p. 1216 [―The Neal rule . . . has influenced so
much subsequent legislation that stare decisis mandates adherence to it.‖]; see also
id. at p. 1217 (conc. opn. of Mosk, J.) [―I do not join in the criticism of Neal.‖].)
Given the court‘s unanimity in reaffirming the Neal test as well as our application
of Neal to prohibit multiple punishment in Latimer (id. at p. 1216) and again as
6
recently as 2004 (see Britt, supra, 32 Cal.4th at p. 953), the ―intent and objective‖
test is well-settled in our jurisprudence.
The Neal test requires courts to apply the appropriate level of specificity or
generality in identifying the defendant‘s intent and objective. In Britt, where a
convicted sex offender moved from one county to another without informing
either county and thereby committed two crimes, we said that ―finding separate
objectives here — to mislead or conceal information the law enforcement agency
in each county — parses the objectives too finely. . . . Here the objective —
avoiding police surveillance — was achieved just once, but only by the
combination of both reporting violations.‖ (Britt, supra, 32 Cal.4th at p. 953.)
The court in Britt distinguished People v. Perez (1979) 23 Cal.3d 545, 550-554,
which held that section 654 did not bar multiple punishment for multiple sexual
offenses that occurred during an attack lasting 45 minutes to an hour. Rejecting
the defendant‘s contention that ―his sole intent and objective was to obtain sexual
gratification,‖ we said that ―[s]uch an intent and objective is much too broad and
amorphous to determine the applicability of section 654. Assertion of a sole intent
and objective to achieve sexual gratification is akin to an assertion of a desire for
wealth as the sole intent and objective in committing a series of separate thefts.‖
(Perez, supra, 23 Cal.3d at p. 552.)
As these cases show, the application of Neal‘s ―intent and objective‖ test is
not algorithmic. But this court has acknowledged that ―[b]ecause of the many
differing circumstances wherein criminal conduct involving multiple violations
may be deemed to arise out of an ‗act or omission,‘ there can be no universal
construction which directs the proper application of section 654 in every instance.‖
(People v. Beamon, supra, 8 Cal.3d at p. 636.) The court suggests it will be
difficult to apply Neal where a defendant may have multiple objectives or where
the evidence does not show what the defendant‘s objective was. (Maj. opn., ante,
at pp. 12-13.) Notwithstanding such difficulties, we have not hesitated to ―focus
7
on the question whether defendant should be deemed to have entertained single or
multiple criminal objectives‖ in a wide range of scenarios. (People v. Perez,
supra, 23 Cal.3d at p. 552; see Latimer, supra, 5 Cal.4th at p. 1216 [finding single
objectives for kidnapping and rape even though ―[i]t could be argued that
defendant had two intents‖]; People v. Harrison (1989) 48 Cal.3d 321, 326, 334-
338 [rejecting defendant‘s claim of single objective for multiple sexual offenses
during an attack on a single victim lasting seven to ten minutes].) The Neal test is
not perfect, but we recognized its imperfections in Latimer and reaffirmed it
anyway. (Latimer, supra, 5 Cal.4th at p. 1210-1211.)
In this case, the Neal test avoids the conceptual difficulty of determining
whether one or more physical acts were involved and provides more guidance to
courts and prosecutors than the court‘s approach. Under Neal, it does not matter
whether Jones picked up the gun three days earlier or possessed the firearm earlier
that day. It does not matter whether he loaded or concealed the gun before his car
was stopped. And it does not matter — in future cases with identical facts —
whether the prosecutor charges the defendant with antecedent possession or argues
that point to the jury. What matters is that Jones‘s triply unlawful conduct was
united by a single common objective. Accordingly, our precedent dictates that
Jones may not be punished more than once under section 654.
LIU, J.
I CONCUR:
WERDEGAR, J.
8
See next page for addresses and telephone numbers for counsel who argued in Supreme Court. Name of Opinion People v. Jones
__________________________________________________________________________________
Unpublished Opinion
XXX NP opn. filed 12/10/09 – 3d Dist.Original Appeal
Original Proceeding
Review Granted
Rehearing Granted
__________________________________________________________________________________
Opinion No.
S179552Date Filed: June 21, 2012
__________________________________________________________________________________
Court:
SuperiorCounty: Sacramento
Judge: Jaime R. Roman
__________________________________________________________________________________
Counsel:
Sandra Uribe and Deanna Lamb, under appointments by the Supreme Court, and Morgan H. Daly, underappointment by the Court of Appeal, for Defendant and Appellant.
Edmund G. Brown, Jr., and Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant
Attorney General, Michael P. Farrell, Assistant Attorney General, Carlos A. Martinez and Jennevee H. De
Guzman, Deputy Attorneys General, for Plaintiff and Respondent.
Counsel who argued in Supreme Court (not intended for publication with opinion):
Deanna LambCentral California Appellate Program
2407 J Street, Suite 301
Sacramento, CA 95816
(916) 441-3792
Jennevee H. De Guzman
Deputy Attorney General
1300 I Street, Suite 125
Sacramento, CA 94244-2550
9916) 327-1145
Petition for review after the Court of Appeal modified and affirmed a judgment of conviction of criminal offenses. The court limited review to the following issue: Did the trial court properly impose concurrent sentences for being an felon in possession of a firearm (Pen. Code section 12021, subd. (a)(1)) and carrying a loaded, concealed firearm (Pen. Code section 12025, subd. (b)(6)) under the present circumstances? (See Pen. Code, ? 654; People v. Harrison (1969) 1 Cal.App.3d 115, 121-122.)
Date: | Citation: | Docket Number: |
Thu, 06/21/2012 | 54 Cal. 4th 350, 278 P.3d 821, 142 Cal. Rptr. 3d 561 | S179552 |
1 | The People (Plaintiff and Respondent) Represented by Jennevee H. De Guzman Office of the Attorney General P.O. Box 944255 Sacramento, CA |
2 | Jarvonne Feredell Jones (Defendant and Appellant) Represented by Deanna Lamb Central California Appellate Program 2401 J Street, Suite 301 Sacramento, CA Represented by Morgan Heig Daly Attorney at Law P.O. Box 348 Fairfax, CA Represented by Sandra Uribe Central California Appellate Program 2401 J Street, Suite 301 Sacramento, CA |
Opinion Authors | |
Opinion | Justice Ming W. Chin |
Concur | Justice Goodwin Liu, Justice Kathryn M. Werdegar |
Brief Downloads | |
S179552 Appellant Petition for Review.pdf (375182 bytes) - Appellant’s Petition for Review (filed on January 19, 2010) | |
S179552 Appellant Opening Brief.pdf (308330 bytes) - Appellant’s Opening Brief on the Merits (filed on July 19, 2010) | |
S179552 Respondent Answer Brief.pdf (270930 bytes) - Respondent’s Answer Brief on the Merits (filed on October 18, 2010) | |
S179552 Appellant Reply Brief.pdf (144353 bytes) - Appellant’s Reply Brief on the Merits (filed on November 4, 2010) |
Jun 3, 2013 Annotated by Janice Mau | FACTS A jury convicted the defendant on three counts of crime: The trial court sentenced the defendant to state prison to concurrently serve the upper term of three years for each crime and a one-year enhancement for a prior prison term, totaling four years. PROCEDURAL HISTORY [The Free Dictionary provides a definition and brief explanation of a stay of execution.] The defendant petitioned the Supreme Court of California for review, which the Court granted. ISSUE HOLDING With regards to this case, the Court held that a single possession or carrying of a single firearm on a single occasion may be punished only once, and the defendant had been found guilty of all three criminal counts due to the single physical act of carrying, and therefore possessing, a loaded gun in in his car. § 654 prohibits punishment for more than one of the crimes the defendant was convicted of. The Supreme Court of California reversed the Court of Appeal’s judgment and remanded the matter to that court for further proceedings consistent with this opinion. ANALYSIS Majority (Chin, J.): Legal Precedent and Statutory Interpretation In re Hayes allowed multiple punishment for crimes committed in the same physical act by dividing that act into each punishable component. That court reasoned that multiple punishments was acceptable since different provisions of law which punish the same physical act are generally directed at distinct societal evils. Relying heavily on this distinct evil test, People v. Harrison permitted separate punishment for when a felon possesses a concealable firearm and when any person possesses a loaded firearm, even though both involved the same weapon and person. However, this is contrary to § 654, which explicitly prohibits multiple punishments of “[a]n act or omission that is punishable in different ways by different provisions of law.” Furthermore, the dubious and overbroad rationale leads to unpredictable and inconsistent results, when a consistent rules that closely tracks § 654’s plain language is necessary. Therefore, In re Hayes has no continuing vitality and is overruled. [The plain meaning method of statutory interpretation is discussed by the United States Supreme Court in Caminetti v. United States, 242 U.S. 470, 37 S. Ct. 192 (1917).] In addition, more recent Court of Appeal decisions have made no efforts to reconcile their holdings with In re Hayes and have held that § 654 precludes multiple sentences for possession of an inherently unlawful firearm by a felon and for possessing a single firearm in two unlawful ways (the Court pointed towards People v. Scheidt, 231 Cal. App. 3d 162, 282 Cal. Rptr. 228 (1991); People v. Perry, 42 Cal. App. 3d. 451, 116 Cal. Rptr. 853 (1974); People v. Hurtado, 47 Cal. App. 4th 805, 54 Cal. Rptr. 2d 853 (1996); In re Joseph G., 32 Cal. App. 4th 1735, 38 Cal. Rptr. 2d 902 (1995)). As these cases are mutually consistent and more consistent with the statute’s plain language, People v. Harrison is the anomaly and is disapproved. Concurrent Sentences and Multiple Sentences Concurrence (Werdegar, J.): According to the intent and objective test, a defendant may not be punished for more than one offense if all the offenses were incident to one objective (citing Neal v. State of California, 55 Cal. 2d 11, 9 Cal. Rptr. 607, 357 P.2d 839 (1960)). This test, which has been the law for over fifty years, should be followed since the majority opinion did not persuasively explain how it determined that the defendant committed only one punishable act. Moreover, the California Legislature has acquiesced to the intent and objective test, as the Court had invited the Legislature to reexamine the statute, and the Legislature has left § 654 as is (Justice Werdegar referred to People v. Latimer, 5 Cal. 4th 1203, 23 Cal. Rptr. 2d 114, 858 P. 2d 611 (1993); People v. Britt, 32 Cal. 4th 944, 12 Cal. Rptr. 3d 66, 87 P.3d 812 (2004)). The evidence in this case demonstrates that the defendant acted with a single objective, so the intent and objective test concludes that the defendant may only be punished once. Concurrence (Liu, J.): California courts have struggled with defining “a single physical act,” and have alternated between finding that separate crimes arose from a single act and that separate crimes did not (Justice Liu pointed towards People v. Coltrin, 5 Cal. 2d 649, 55 P.2d 1161 (1936); People v. Brown, 49 Cal. 2d 577, 320 P.2d 5 (1958)). Thus, the plain language of § 654 cannot be the rule for cases where it could be disputed that a defendant’s crimes involved a single act. Instead, the intent and objective test should be applied with the appropriate level of generality or specificity. Furthermore, the intent and objective test is the best support approach for resolving these cases that arguably involve multiple acts as there is a well-developed body of precedent that the intent and objective test applies to cases that unquestionable involve multiple acts (referencing People v. Latimer [linked above]; People v. Britt [linked above]; People v. Beamon, 8 Cal. 3d 625, 105 Cal. Rptr. 681, 504 P.2d 905 (1973); People v. McFarland, 58 Cal. 2d 748, 26 Cal. Rptr. 472, 376 P.2d 449 (1962)). As applied to this case, the intent and objective test avoids the difficulty of determining how many physical acts were involved, and indicates that the defendant can only be punished once under § 654 since his conduct was united by a single objective. TAGS Annotation by Janice Mau |
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