Supreme Court of California Justia
Docket No. S019697
People v. Ward



Filed 6/30/05



IN THE SUPREME COURT OF CALIFORNIA



THE PEOPLE,

Plaintiff and Respondent,

S019697

v.

CARMEN LEE WARD,

Los Angeles County

Super. Ct. No. A647633

Defendant and Appellant.





Defendant Carmen Lee Ward was charged in a single information with the

first degree murders of Ronald Stumpf and David Adkins (Pen. Code, § 187,

subd. (a); all undesignated statutory references are to the Penal Code) and the

attempted murder of Kenneth Shy (§§ 187, 664). The information further alleged

a multiple-murder special circumstance (§ 190.2, subd. (a)(3)) and enhancements

for the infliction of great bodily injury (§ 12922.7) and firearm use (§ 12022.5).

After the trial court granted defendant’s motion to sever the murder charges, a jury

convicted him of the second degree murder of Stumpf and found the firearm use

allegation to be true. A second jury then convicted him of the first degree murder

of Adkins and the attempted murder of Shy and returned true findings on the

1




enhancement allegations.1 After a separate proceeding, the jury found true the

special circumstance that defendant had been previously convicted of murder in

the second degree. (§ 190.2, subd. (a)(2).) When the jury was unable to agree on

the sentence, the court convened a second penalty phase jury, which returned a

verdict of death.

Following the verdict, the trial court denied defendant’s motion for a new

trial and his automatic motion for modification of the verdict. The court then

sentenced defendant to: (1) 15 years to life for the second degree murder of

Stumpf plus two consecutive years for the firearm enhancement; (2) death for the

first degree murder of Adkins plus two consecutive years for the firearm

enhancement; and (3) life without the possibility of parole (LWOP) for the

attempted murder of Shy plus two consecutive years for the firearm enhancement

and three consecutive years for the great bodily injury enhancement. The court

stayed the sentences for the murder of Stumpf, the attempted murder of Shy, and

the enhancements pending appeal, with the stays becoming permanent upon

execution of the death sentence.

This appeal is automatic. (§ 1239.) We find no reversible error as to guilt

or penalty and affirm the judgment in its entirety.

I.

FACTUAL AND PROCEDURAL BACKGROUND

A. Guilt Phase

1. Murder of Ronald Stumpf

In the late evening of October 3, 1987, Ronald Stumpf told his wife he was

going out to play pool. Driving his 1972 Toyota down Long Beach Boulevard


1

All of defendant’s convictions occurred under the same case number,

A647633.

2



about 30 minutes later, he spotted George Springer, an acquaintance who had

previously assisted him in buying rock cocaine. Springer approached Stumpf, and

Stumpf asked where he could “go score.” With Springer in the passenger seat

giving directions, Stumpf drove to Norton Avenue, where they saw defendant—

with whom Springer had had previous drug dealings—standing on the sidewalk

with another person.

They pulled up to defendant, and defendant, standing on the passenger side,

asked what they wanted. Springer indicated they needed a $20 piece of cocaine;

and defendant handed a rock to Stumpf, who was holding money in his hand.

According to Springer, Stumpf passed it back to defendant because the rock was

too small. Perceiving Stumpf had broken a piece of the rock, defendant said

something like, “You broke my shit.” He then pulled a gun, leaned in the

passenger side, and fired several times from close range at Stumpf’s chest.

Springer testified he crouched down and his ears began to ring as smoke and fire

came from the gun. When the shooting stopped, he saw Stumpf’s upper body

covered with blood.

Because Stumpf had left the engine running and the car in gear when they

had first approached defendant, the vehicle began to move along Norton Street.

Springer attempted to gain control and managed to steer the car toward a used car

lot, where it jumped the curb and hit a metal pipe. Springer got out and ran home.

He did not call the police and lied to his wife when she saw blood on him. The

next day, he went to church and spoke with an old friend, Reverend Tinson, about

what had happened. Tinson advised him to go to the police, which he eventually

did. Initially, however, Springer did not identify defendant for fear of reprisal.

Several months later, he also lied when shown defendant’s photograph, saying he

did not recognize anyone. Only when threatened with incarceration for

withholding evidence did he acknowledge defendant as the shooter.

3



At the time of the shooting, Jorge Castenada was outside his apartment on

Norton Avenue and saw Stumpf and Springer drive up to where three men were

standing. He heard shots, but did not see anyone with a gun. After the shots, he

saw the car take off and crash into a metal pole and Springer get out and run off.

Castenada went to the vehicle and saw blood, then called the police.

Stumpf died at the scene. The autopsy revealed four gunshot wounds, two

of which were the cause of death. The shots had been fired from close range. The

police also found two expended bullets in the Toyota. According to a ballistics

expert, the expended bullets and fragments recovered from the car and Stumpf’s

body were all either .38- or .357-caliber and had similar lands and grooves. The

expert could not, however, determine whether they had been fired from the same

weapon.

Defendant testified and offered an alibi defense. According to defendant,

on the evening of the shooting, he went with a friend, Betty Robinson, to

Hollywood to see a movie. They arrived about 11:00 p.m. and left about 12:15

a.m. Driving back on the freeway, defendant’s car’s engine cut out. Thirty or 45

minutes later, Louis Hansbrough pulled over and gave him assistance. At trial,

Hansbrough confirmed he had stopped to help defendant, but could not remember

the date. Despite the efforts of a private investigator, the defense was unable to

locate Robinson.

Defendant denied being at the scene of the shooting or killing Stumpf.

2. Murder of David Adkins; Attempted Murder of Kenneth Shy

On the evening of February 20, 1988, David Adkins and Kenneth Shy were

on the corner of Lilita Street and Benwell Drive in Lynwood when they were

joined by Roger Outley and Donald Jacobs. The area was associated with the

Lynwood Neighborhood Crips, a gang also known as “N-Hood” or

4



“Neighborhood” whose members were rivals of the Ghost Town Crips. Defendant

and Anthony Bereal belonged to the Ghost Town Crips.

As Adkins, Shy, Outley, and Jacobs stood talking, they saw defendant,

wearing a black jacket, and Bereal, wearing a brown Pendleton shirt, walk up

Benwell Drive with their hands behind their backs. When they were about 100

yards away, Adkins said, “There’s some Ghost Town.” Outley had noticed both

defendant and Bereal in the area previously. As the two approached, Bereal said,

“What’s the neighborhood like?” Initially, no one replied, and Bereal repeated

“This is Neighborhood” several times. When defendant and Bereal began to walk

away, Adkins said, “This is Neighborhood,” as if he agreed with Bereal. At that

moment, defendant pulled a gun from his jacket and began shooting, hitting

Adkins from 10 to 12 feet away. He then went up to the wounded Adkins lying in

the street and shot him again at point-blank range. In the meantime, Shy had

started riding away on his bicycle, and defendant shot at him also, hitting him in

the upper thigh.

Outley testified he was positive defendant, not Bereal, had fired the gun and

did not tell the police otherwise. Although he had not seen defendant before that

night, Jacobs made the same positive identification. Shy was also certain

defendant was the person who shot him. In addition to these percipient witnesses,

several others gave corroborating versions of events. Adkins’s cousin, Chrishon

Tiffith, saw defendant and another individual approach Adkins, Shy, Outley, and

Jacobs and saw one of them, wearing a black jacket, shoot Adkins. Another

cousin, Kimbali Walker, was with Tiffith and similarly testified that the person

wearing a black jacket was the one who fired on Adkins. Others, including

Beverly Blanchard, Kenneth Sledge, Rose Marie Barner, and Blise Bostick, stated

that they had seen defendant and Bereal in the vicinity of the shooting and that

5



defendant matched the description of the shooter—shorter of the two with

Jheri-curled hair and wearing a black jacket.

Adkins later died from loss of blood from two gunshot wounds. Outley and

Shy identified defendant to the police as the shooter. Jacobs initially declined to

do so out of fear for his safety. The prosecution presented expert testimony

regarding gang culture, including reasons gang members would walk into rival

territory and their likely interpretation of gang references as challenges.

The defense was mistaken identity and alibi. According to one police

report, Bereal was listed as suspect No. 1, which generally indicated the suspect

who committed the crime. Mario Macias testified that on the evening of

February 20, 1988, he saw defendant and Bereal at a party on Norton Avenue. He

was with them the entire evening until he left about 1:00 a.m. The defense also

presented testimony from Aaron Belyeu suggesting the police wanted “to nail”

defendant even though they believed Bereal was the shooter.

B. Penalty Phase

Because the murder charges were tried separately, the prosecution

presented additional evidence of the Stumpf killing as one of the factors in

aggravation. (See Pen. Code, § 190.3, factor (b).) There was also evidence

defendant possessed sharpened toothbrushes in jail, had a physical altercation with

police during a traffic stop in October 1987, and participated in a melee involving

gang members at Lynwood Park in May 1987. The prosecution also introduced

defendant’s prior conviction in 1989 for possessing cocaine. (Health & Saf. Code,

§ 11350; see Pen. Code, § 190.3, factor (c).)

As part of the case in mitigation, the defense questioned Jorge Castenada

about the Stumpf killing and discrepancies in his testimony at the original trial.

The defense also challenged the prosecution’s version of the Lynwood Park melee

6



and offered testimony from defendant’s mother and stepfather as well as other

family members attesting to his love and respect for them and his helpfulness.

They all loved him and did not want him to be executed.

II.

DISCUSSION

A. Appointment of Counsel Issues

1. Discharge of Second Counsel Following Severance

The prosecution originally charged the murders of Stumpf and Adkins in

one information and alleged a multiple-murder special circumstance. (§ 190.2,

subd. (a)(3).) After determining defendant qualified for the appointment of

counsel, the trial court appointed Morris Jones. In light of the special

circumstances allegation and the prosecution’s announced intention to seek the

death penalty, the court also appointed Ronald Skyers as second counsel pursuant

to section 987, subdivision (d). After defendant successfully moved to sever the

murder charges, however, the court relieved Skyers for the initial trial of the

Stumpf killing. Defendant now contends this action deprived him of his rights

under the Sixth, Eighth, and Fourteenth Amendments of the United States

Constitution because Skyers, who became lead counsel at the beginning of the

second trial, was deprived of the opportunity to evaluate the demeanor of

witnesses and to adequately prepare himself for the ultimate penalty phase.

We find no error. Section 987, subdivision (d) provides for additional

counsel only “[i]n a capital case,” i.e., one in which a special circumstance has

been alleged and the prosecution seeks the death penalty. Defendant’s trial for the

killing of Ronald Stumpf involved no special-circumstance allegations. Thus,

once the court granted defendant’s severance motion, the trial for the killing of

Stumpf was no longer a capital case but simply a first degree murder prosecution.

Indeed, following severance, defendant faced the specter of the death penalty only

7



if he were convicted of the first or second degree murder of Stumpf. (See § 190.2,

subd. (a)(2); cf. Williams v. Superior Court (1984) 36 Cal.3d 441, 454.) As such,

the court had no authority to maintain Skyers as second counsel until that time.

(See Sand v. Superior Court (1983) 34 Cal.3d 567, 575 [holding that the defendant

was not entitled to ancillary defense services under section 987.9 because he no

longer faced the death penalty].) The fact that defendant may not have had the

benefit of Skyers’s participation in the Stumpf trial during the Adkins-Shy trial,

resulted from defendant’s successful motion to sever the murder charges, not from

any error on the part of the trial court in relieving Skyers until the matter became a

capital case. Moreover, as the court noted when this point was raised at trial: “[I]t

would be no different than having a prior conviction [for first or second degree

murder] and having to do it again.”

2. Withdrawal of Lead Counsel at Commencement of Second Trial

On the morning the Adkins-Shy trial was about to commence, Morris Jones

told the court that he would not be able to participate as defendant’s counsel

because the day before he had been appointed to the bench and was therefore no

longer a practitioner of law. He also indicated that he had explained this to

defendant. The court relieved Jones as counsel, designated Skyers as lead counsel,

and appointed Ronald Higgins as second counsel. Defendant now contends the

court erred in permitting Jones to withdraw under the circumstances in violation of

the Sixth, Eighth, and Fourteenth Amendments of the United States Constitution.

We find no error. Under the California Constitution, “[a] judge of a court

of record may not practice law . . . .” (Cal. Const., art. VI, § 17; see In re Craig

(1938) 12 Cal.2d 93, 96.) Since the trial court had no viable alternative, it had no

obligation to conduct a hearing prior to relieving Jones. The contrary authorities

8



cited by defendant all involved attorneys who were authorized to practice law but

sought to withdraw for some collateral reason.

Defendant speculates from the record that the court and counsel had some

off-the-record discussion in his absence regarding Jones’s judicial appointment

and need to withdraw, and that his exclusion from this discussion violated his

rights. Even assuming that such a discussion occurred, we find no prejudice

because, as noted, the trial court was constitutionally foreclosed from requiring

Jones to continue his participation.

B. Wheeler/Batson Issues

During jury selection, the prosecutor exercised his first two peremptory

challenges against Juanita D., an African-American woman, and Lawrence H., an

African-American man. Defense counsel objected and made a motion pursuant to

People v. Wheeler (1978) 22 Cal.3d 258. The trial court declined to find a prima

facie violation and denied the motion. After the prosecutor exercised his fourth

peremptory challenge against Charlotte B., an African-American woman, defense

counsel made a second Wheeler motion. Although the trial court did not at that

point “feel there [was] a conscious exclusion,” it observed that the prosecutor had

excused a total of three out of the eight African-American jurors—two out of the

seven African-American women—on the panel and invited an explanation.

Following the prosecutor’s explanation, the court denied the motion. Defense

counsel made his third Wheeler motion after the prosecutor exercised his next

peremptory challenge against Mary E., an African-American woman. Without

prompting, the prosecutor offered an explanation, and the trial court denied the

motion.

Following voir dire of a second group of jurors, the prosecutor exercised

his sixth peremptory challenge against Rose B., an African-American woman.

9



Defense counsel then made his fourth Wheeler motion. After the trial court

prompted the prosecutor, he offered a lengthy explanation for this latest challenge.

The trial court accepted the explanation and denied the motion. The prosecutor

exercised one more peremptory challenge against a Caucasian man, and the

prosecutor and defense counsel then accepted the jury as constituted.

During selection of the alternate jurors, the prosecutor exercised his first

peremptory challenge against Harriette V., an African-American woman. Defense

counsel made another Wheeler motion. Although the trial court apparently

declined to find a pattern of impermissible exclusion because selection of the

alternate jurors had just begun, it invited an explanation from the prosecutor. The

prosecutor offered an explanation for this challenge, and his next challenge to

Carolyn P., an African-American woman. At this point, defense counsel indicated

that he would also object to the prosecutor’s proposed challenge to Carolyn P.

Again, the trial court denied the motions. The prosecutor exercised one more

peremptory challenge before the parties accepted the alternates as constituted.

On appeal, defendant renews these Wheeler claims and contends the

prosecutor violated his rights under the state and federal Constitutions.

Assuming without deciding that defendant preserved the federal claim, we deny

his claims.

“The use of peremptory challenges to remove prospective jurors on the sole

ground of group bias violates the right to trial by a jury drawn from a

representative cross-section of the community under article I, section 16 of the

California Constitution (People v. Wheeler[, supra, 22 Cal.3d at pp. 276-277]) as

well as the equal protection clause of the Fourteenth Amendment to the United

States Constitution. (Batson v. Kentucky [(1986) 476 U.S. 79, 89].)” (People v.

Burgener (2003) 29 Cal.4th 833, 863.) “A party who suspects improper use of

peremptory challenges must raise a timely objection and make a prima facie

10



showing that one or more jurors has been excluded on the basis of group or racial

identity. . . . Once a prima facie showing has been made, the prosecutor then must

carry the burden of showing that he or she had genuine nondiscriminatory reasons

for the challenge at issue.” (People v. Jenkins (2000) 22 Cal.4th 900, 993.)

“ ‘[T]he trial court must then decide . . . whether the opponent of the strike has

proved purposeful . . . discrimination.’ ” (People v. McDermott (2002) 28 Cal.4th

946, 971.)

“The trial court’s ruling on this issue is reviewed for substantial evidence.”

(People v. McDermott, supra, 28 Cal.4th at p. 971.) “We review a trial court’s

determination regarding the sufficiency of a prosecutor’s justifications for

exercising peremptory challenges ‘ “with great restraint.” ’ [Citation.] We

presume that a prosecutor uses peremptory challenges in a constitutional manner

and give great deference to the trial court’s ability to distinguish bona fide reasons

from sham excuses. [Citation.] So long as the trial court makes a sincere and

reasoned effort to evaluate the nondiscriminatory justifications offered, its

conclusions are entitled to deference on appeal. [Citation.]” (People v. Burgener,

supra, 29 Cal.4th at p. 864.) “[I]n fulfilling [this] obligation, the trial court is not

required to make specific or detailed comments for the record to justify every

instance in which a prosecutor’s [nondiscriminatory] reason for exercising a

peremptory challenge is being accepted by the court as genuine. This is

particularly true where the prosecutor’s [nondiscriminatory] reason for exercising

a peremptory challenge is based on the prospective juror’s demeanor, or similar

intangible factors, while in the courtroom.” (People v. Reynoso (2003) 31 Cal.4th

903, 919.)

In this case, the People concede that, with respect to defendant’s fourth

Wheeler motion, “the preliminary issue of whether the defendant [has] made a

prima facie showing” is moot, and this court must therefore examine the adequacy

11



of the prosecutor’s explanation. (See Hernandez v. New York (1991) 500 U.S.

352, 359.) Although the parties apparently disagree over whether this concession

is sufficient to require an examination of the adequacy of all of the prosecutor’s

explanations or whether a prima facie showing with respect to the other Wheeler

challenges had been or should have been found by the trial court, we find it

unnecessary to resolve these questions here. Even assuming a prima facie

showing as to all the challenged jurors, we find substantial evidence to support the

trial court’s denial of defendant’s claim under either People v. Wheeler, supra, 22

Cal.3d 258, or Batson v. Kentucky, supra, 476 U.S. at page 79.2

In justifying his challenges to Juanita D., Charlotte B., Mary E., Harriette

V., and Carolyn P., the prosecutor cited their responses to Hovey questioning

(Hovey v. Superior Court (1980) 28 Cal.3d 1) and his perception that these jurors

were likely to be hesitant to impose the death penalty. With respect to Juanita D.

and Carolyn P., defendant concedes that the prosecutor’s “stated reason is

supported by the record,” and our review of the record confirms that the

prosecutor could reasonably view Juanita D. and Carolyn P. as unfavorable on the

death penalty issue. We therefore see no basis for reversing the trial court’s denial

of defendant’s Wheeler motion as to either prospective juror. (See People v.

McDermott, supra, 28 Cal.4th at pp. 972-973 [finding that substantial evidence of

a juror’s hesitance to impose the death penalty supported the trial court’s denial of

the Wheeler motion].)


2

In Johnson v. California (2005) ___ U.S. ___ (125 S.Ct. 2410, 2419)

(Johnson), the United States Supreme Court recently reversed our decision in
People v. Johnson (2003) 30 Cal.4th 1302, and held that “California’s ‘more likely
than not’ standard is at odds with the prima facie inquiry mandated by Batson.”
Because we assume that defendant made a prima facie showing, Johnson does not
affect our holding here.

12



We reach the same conclusion as to Charlotte B. and Mary E. Our review

of the record reveals substantial evidence supporting the prosecutor’s explanation

that both of these jurors expressed some reluctance in imposing the death penalty

during Hovey questioning. For example, Charlotte B., in response to a question

from the prosecutor asking whether she could impose the death penalty if the

evidence made it appropriate, stated that: “I can do that, but I would rather not.”

She also stated that she was “not strongly” in favor of the death penalty.

Similarly, Mary E., in response to a question asking whether she would

automatically vote for life without parole in every case, answered with some

apparent hesitancy: “I don’t think I would, no. I wouldn’t.” She also

acknowledged that she “might” find it “difficult” to vote for the death penalty and

noted that “extenuating circumstances,” such as the person’s “particular

environment,” may lessen that person’s responsibility for his actions.

Accordingly, we find substantial evidence to support the trial court’s denial of

defendant’s Wheeler motion as to both Charlotte B. and Mary E. (See People v.

Burgener, supra, 29 Cal.4th at p. 864 [“A prosecutor legitimately may exercise a

peremptory challenge against a juror who is skeptical about imposing the death

penalty”].)

In addition, we find substantial evidence to support the challenge to

Harriette V. based on “her demeanor” during questioning—which, according to

the prosecutor, suggested that she was a “death skeptic.” Specifically, the trial

court expressly confirmed that it had also observed that Harriette V.’s “manner”

during Hovey questioning suggested a reluctance to impose the death penalty.

Because we give “ ‘great deference’ on appeal” to the trial court’s observations

regarding a “prospective juror’s demeanor” and nothing in the record contradicts

these observations, we see no grounds for reversing the court’s decision to deny

13



defendant’s Wheeler motion as to Harriette V. (People v. Reynoso, supra, 31

Cal.4th at p. 926.)

The record also provides substantial evidence to support the trial court’s

finding that the prosecutor’s reasons for challenging Lawrence H. and Rose B.

were nondiscriminatory. With respect to Lawrence H., the prosecutor cited

Lawrence H.’s apparent antagonism toward him during questioning. The record

reveals that Lawrence H. expressed some hostility toward the prosecutor in

response to the prosecutor’s questioning regarding his knowledge of gangs, and

the trial court expressly confirmed its recollection of this hostility. Defendant

contends the prosecutor intentionally provoked this hostility but cites nothing in

the record to support his contention. Indeed, our review of the record reveals that

the prosecutor’s questions appeared innocuous and, in any event, were

appropriate. Where, as here, the record supports a finding that a prospective juror

evinced “a degree of hostility toward the prosecutor,” we find that substantial

evidence supports the trial court’s denial of defendant’s Wheeler claim. (People v.

Farnam (2002) 28 Cal.4th 107, 138.)

With respect to Rose B., the prosecutor cited a number of reasons for

challenging her, including (1) her responses in her juror questionnaire; (2) her

unconventional appearance—i.e., wearing 30 silver chains around her neck and

rings on every one of her fingers—which suggested that she might not fit in with

the other jurors; and (3) her “body language” during questioning suggesting that

she was “uptight with” the prosecutor. The first cited reason is supported by the

record which establishes that Rose B. described the death penalty as a “horrible

thing” in her juror questionnaire. This alone supports the denial of defendant’s

Wheeler motion. (See People v. Burgener, supra, 29 Cal.4th at p. 864.)

Moreover, the trial court’s implied finding that the prosecutor’s stated reasons

were sincere and genuine is entitled to great deference where, as here, the reasons

14



are based on the prospective juror’s appearance and demeanor. (See People v.

Reynoso, supra, 31 Cal.4th at p. 926.) Because nothing in the record contradicts

this finding, we see no basis for defendant’s Wheeler claim as to Rose B. (See

People v. Wheeler, supra, 22 Cal.3d at p. 275 [holding that a party may

legitimately challenge a prospective juror based on the juror’s appearance or a

subjective mistrust of the juror’s objectivity].)

We further note that five out of the 12 sitting jurors were African-

Americans, and four out of those five jurors were women. “While the fact that the

jury included members of a group allegedly discriminated against is not

conclusive, it is an indication of good faith in exercising peremptories, and an

appropriate factor for the trial judge to consider in ruling on a Wheeler objection.”

(People v. Turner (1994) 8 Cal.4th 137, 168.) Considering the jury’s composition

in conjunction with our analysis of the prosecutor’s proffered reasons for excusing

each prospective juror, we conclude defendant has not demonstrated that the

prosecutor employed an impermissible group bias.

Even assuming that we must conduct a comparative juror analysis for the

first time on appeal (See Miller-El v. Dretke (2005) ___ U.S. ___ [125 S.Ct. 2317,

2316, fn. 2]), such an analysis casts no doubt on this conclusion. According to

defendant, a side-by-side comparison of two non-African-American jurors who

were allowed to serve—Dianne G. and Maria G.—and the prospective jurors

struck by the prosecutor establish purposeful discrimination. We disagree.

Contrary to plaintiff’s assertions, Dianne G. is not similarly situated to any

of the prospective African-American jurors struck by the prosecutor. For

example, the prosecutor’s decision to question Lawrence H.—but not Dianne G.—

about gangs is understandable given the material differences in their background.

Lawrence H. worked in the probation department and was a group supervisor for

40 to 50 juvenile delinquents. Given Lawrence H.’s job, the prosecutor

15



reasonably asked him if he had any experience with gangs. In fact, Lawrence H.

was very familiar with gangs and even noted that he used to be a gang member.

By contrast, nothing in Dianne G.’s jury questionnaire or her answers during voir

dire suggested that she had any familiarity with gangs. While her son had been

arrested for drug possession and had been involved in a fight where he suffered

stab wounds, there was no evidence in the record of gang involvement. As such,

the prosecutor’s failure to ask Dianne G. about gangs does not cast the

prosecutor’s reasons for striking prospective jurors “in an implausible light.”

(Miller-El v. Dretke, supra, 125 S.Ct. at p. 2332.)

Likewise, the fact that Dianne G. had served on a prior criminal jury that

was unable to reach a verdict does not demonstrate that one of the prosecutor’s

reasons for striking Rose B.—that she would not fit in—was pretextual. The

prosecutor stated that he thought that Rose B. would not fit in with the other jurors

because of her unconventional appearance, i.e., her excessive use of jewelry.

There is nothing in the record to suggest that Dianne G.’s appearance was

unconventional, and defendant does not make any such claim. Moreover, nothing

in the record suggests that Dianne G.’s previous stint as a juror resulted in a hung

jury because of her. As such, the prosecutor had no reason to think that she would

not fit in with the other jurors.

And Dianne G.’s statement in her jury questionnaire that she believed that

LWOP was a more severe punishment than the death penalty does not establish

that the prosecutor’s proffered reasons for striking other prospective jurors were

implausible. In striking prospective jurors because of their perceived hesitancy to

impose the death penalty, the prosecutor, with the exception of Rose B., relied

solely on that juror’s answers or demeanor during Hovey questioning—and not on

their answers on the jury questionnaires. And unlike the prospective jurors struck

by the prosecutor because of their apparent hesitance during Hovey questioning to

16



impose the death penalty, Dianne G. expressed, and the record reveals, no such

reluctance during Hovey questioning. Moreover, aside from the single answer

cited by defendant, the rest of Dianne G.’s answers in her questionnaire evinced

no apparent reluctance to impose the death penalty. By contrast, Rose B.—the

only prospective juror ostensibly struck by the prosecutor because of her answers

in her jury questionnaire—wrote that she thought the death penalty was a “horrible

thing.” As such, Dianne G. is not similarly situated to the African-American

jurors struck by the prosecutor and a side-by-side comparison reveals no pretext in

the prosecutor’s proffered reasons.

Similarly, and contrary to defendant’s assertions, Maria G. is not similarly

situated to the prospective jurors struck by the prosecutor. According to

defendant, Maria G.’s answers in her jury questionnaire show that she was just as

much of a death skeptic as the jurors struck by the prosecutor. But unlike most of

those jurors, Maria G. expressed no reluctance to impose the death penalty during

Hovey questioning, and the record reveals no evidence of any such reluctance.

Moreover, a careful perusal of Maria G.’s jury questionnaire demonstrates that she

did not have the same personal distaste for the death penalty evidenced by Rose

B.’s jury questionnaire. For example, while Maria G. did disagree somewhat with

the proposition that “[a]nyone who intentionally kills another person without legal

justification and not in self defense, should receive the death penalty,” her

disagreement did not appear to result from a personal distaste for the death

penalty. Rather, she reasonably recognized that “every case is different and it has

to be looked in its content entirely, death penalty is not for everyone!” Likewise,

her uncertainty regarding whether she would vote for LWOP regardless of the

evidence and her belief that LWOP was a more severe punishment than death did

not appear to result from any visceral reaction to the death penalty. Indeed,

17



Maria G.’s answers to her jury questionnaire also indicated that she believed that

“the death penalty should always be considered” in certain circumstances.

And the fact that Maria G. stated in her jury questionnaire that she thought

her son had been unfairly treated by the criminal justice system does not

demonstrate that the prosecutor’s reasons were pretextual. The prosecutor struck

no jurors based on their experiences with the criminal justice system. In any

event, Maria G. explained that she felt that her son was treated unfairly because of

the victim’s links to law enforcement. Because the victim in this case had no

apparent relationship to law enforcement, the prosecutor could reasonably believe

that Maria G. would be a suitable juror. Thus, a side-by side comparison of

Maria G. and the struck jurors casts no doubt on the prosecutor’s proffered reasons

for striking these jurors.

Finally, we reject defendant’s contention that the trial court failed to

“conduct a sincere and genuine inquiry into the prosecutor’s stated reasons for his

challenges.” Indeed, this contention is belied by the record. In discussing

defendant’s last two Wheeler objections, the court noted that “I went back and

checked my notes on the Hovey question, and I have a lot of these jurors marked

as potential peremptory because of their manner of responding during the Hovey.

This is the reason I have been very reluctant to find any type of prima facie

violation of the Wheeler because I did notice that they were very reluctant. They

tried to give an answer that would follow the instructions of the court but they did

have problems.” The court further explained that: “I certainly in making my little

notes as I took this, it wasn’t because they were Black but I gauged it all on their

responses and their demeanor, that I sat here and I made my little notes for myself,

just for my own information, and I certainly didn’t do it because they were Black.”

As such, the record establishes that the court did make a “sincere and reasoned

18



effort” to evaluate the prosecutor’s “nondiscriminatory justifications.” (People v.

Burgener, supra, 29 Cal.4th at p. 864.)

In any event, no detailed trial court findings regarding the reasons for each

peremptory challenge are necessary here. The prosecutor’s stated reasons for

exercising each peremptory challenge are neither contradicted by the record nor

inherently implausible. (See People v. Reynoso, supra, 31 Cal.4th at p. 929.)3

Accordingly, we find no Batson/Wheeler error.

C. Shackling of Defendant

Defendant contends the trial court committed numerous errors in relation to

his being shackled during the Adkins-Shy trial. Specifically, he alleges the court

failed to hold a hearing to determine the necessity of shackling, did not give an

appropriate admonition to the jury when defendant’s leg brace became visible

during a witness’s testimony regarding his tattoos, and failed to hold a hearing

when jurors viewed him being taken into court in chains. He contends these

various errors deprived him of his right to due process and other constitutional

guarantees under the Fifth, Sixth, Eighth, and Fourteenth Amendments of the

United States Constitution.

With respect to the initial shackling of defendant, it is well settled “ ‘that a

defendant cannot be subjected to physical restraints of any kind in the courtroom

while in the jury’s presence, unless there is a showing of a manifest need for such

restraints. . . .’ [Citation; fn. omitted.]” (People v. Cox (1991) 53 Cal.3d 618,

651.) It is equally well settled, however, “that the use of physical restraints in the


3

Defendant contends our recent decision in People v. Reynoso, supra, 31

Cal.4th 903, violates his rights under the equal protection and due process clauses
of the federal Constitution and urges us to reconsider it. Because he presents
nothing new, we decline to do so.

19



trial court cannot be challenged for the first time on appeal . . . .” (People

v. Tuilaepa (1992) 4 Cal.4th 569, 583.) Defendant failed to make an appropriate

and timely objection regarding his shackling on constitutional or any other

grounds. In the absence of an objection, the trial court had no opportunity to set

forth the reasons it was deemed necessary for defendant to wear leg braces in the

courtroom. For all we can determine, had the matter been brought to the court’s

attention, it would have been fully justified. Having failed to preserve the record,

defendant has forfeited this claim on appeal. (Ibid.) Moreover, it does not appear

that any jurors were aware of the shackling, thus minimizing any possible

prejudice. (Cf. People v. Pride (1992) 3 Cal.4th 195, 233 [rejecting the

defendant’s claim that his shackling violated his constitutional rights because his

assertion that the jury saw his shackles was “speculative”].)

Defendant contends to the contrary that the jurors did see the leg braces

during the testimony of a prosecution witness, Sergeant Holmes, who was asked to

identify defendant’s tattoos. When the prosecutor sought to show the jury the

tattoos, defense counsel objected to having defendant “stand up and parade” in

front of them. The court indicated defendant would only need to stand at counsel

table and remove his shirt, while Holmes came down from the witness stand.

Defendant agreed to this procedure, and the matter proceeded accordingly.

Although defendant now contends “[t]here can be no doubt that the jurors saw

[his] shackles” at this time, the record fails to support such an assertion; and we

will not assume this occurred in the absence of affirmative evidence. (See People

v. Pride, supra, 3 Cal.4th at p. 233.)

Since the record fails to support defendant’s premise that the jurors saw his

leg braces, we find no error in the trial court’s failure to instruct sua sponte that

they should disregard the shackling in their deliberations. (People v. Medina

(1995) 11 Cal.4th 694, 732.)

20



Finally, defendant contends the trial court erred in failing to hold a hearing

when he was brought in chains down a courtroom hallway in the presence of

jurors. Defense counsel moved for a mistrial, alleging that, according to

defendant, three “or maybe more” jurors had seen him chained and handcuffed.

The trial court asked the bailiff about the incident. The bailiff explained that the

custody elevator usually used to transport defendant to the courtroom had

developed mechanical difficulties. Thus, they had to take a different elevator and

then come across the hall. He did not think there had been any jurors at the side of

the hall they had used. From this explanation, the court concluded “that

precautions were taken to bring [defendant] up and not paraded in front of this

courtroom” and denied the motion for a mistrial. Although defense counsel

reiterated defendant’s representation that at least three jurors had seen him, the

court reaffirmed its ruling, noting that there had been no other way to get

defendant to the courtroom, the jury was aware he was in custody, and precautions

had been taken to minimize any exposure. When the court offered to caution the

jury not to consider the fact defendant had been brought through the hallway in

chains, counsel requested a “more general” admonition not to consider the fact he

was in custody, which the court gave.

Defendant

now

contends

the trial court had a sua sponte duty to conduct a

hearing to determine what, if any, effect the shackling had on the jurors. We are

not persuaded that defendant preserved the issue for review. Indeed, he failed to

object or request a further inquiry, and we can well conceive of tactical reasons for

not making such a request. However, even if we assume the court had a duty to

act on its own initiative, we find no error. On the record before us, any exposure

of the jurors to defendant’s shackled condition could only have been extremely

brief. “Such brief observations have generally been recognized as not constituting

21



prejudicial error. [Citations.]” (People v. Duran (1976) 16 Cal.3d 282, 287, fn. 2;

People v. Tuilaepa, supra, 4 Cal.4th at p. 584.)

D. Admission of Evidence

Defendant challenges the admissibility of two categories of evidence—

eyewitness identification and gang expert testimony—both of which were properly

admitted.

1. Eyewitness Testimony

At the Adkins-Shy trial, defendant moved to exclude certain eyewitness

testimony on the basis of unduly suggestive pretrial identification procedures. At

a hearing on the motion, Deputy Sheriff Danoff testified that he prepared two

show-up folders each containing six photographs. He placed Anthony Bereal’s

photo in the first folder (position 6), and defendant’s in the second (position 4).

Prior to viewing either of the folders, the witnesses were directed to read an

admonition advising them that the suspect may or may not be depicted and they

were not obligated to pick any photo.

When the folders were displayed to Donald Jacobs, he was unable to make

any identification. Roger Outley identified Bereal’s photo, indicating “That’s the

guy that was doing the talking.” Looking at the second folder, Outley stated that

the person in position 4 (defendant) looked the most like the one who shot Adkins.

Kenneth Sledge, who previously told Danoff that individuals named Carmen and

Ant Bug were involved in the shooting, identified defendant’s picture as Carmen

and Bereal’s picture as Ant Bug. He did not indicate whether either was the

shooter. Kenneth Shy could not identify Bereal, but stated defendant was the

person who shot at him and Adkins.

Several months later and prior to the initial preliminary hearing, the

prosecutor again showed the folders to Jacobs, Outley, and Shy and asked them to

22



pick out the assailant. Outley and Shy repeated their identifications; and Jacobs

now said he could identify defendant as well. Although the three had been

brought to the sheriff’s station together to review the photographs, they were

interviewed separately.

The trial court denied the motion to exclude the eyewitness identifications,

stating that it did “not find anything impermissibly suggestive or anything that

might lead to a misidentification . . . .”4 Defendant now contends the denial of his

motion deprived him of his rights under the federal Constitution. We disagree.

Defendant bases his argument on speculation that these three witnesses conferred

or colluded before and after they made their second identifications and that having

them review the folders prior to the preliminary hearing was unduly suggestive as

to their subsequent testimony. None of this speculation is supported by the record.

Nor were the circumstances in any other respect “so impermissibly suggestive as

to give rise to a very substantial likelihood of irreparable misidentification.”

(Simmons v. United States (1968) 390 U.S. 377, 384.) Moreover, in view of the

witnesses’ original identifications, the likelihood of any undue suggestiveness was

minimal.

2. Testimony of “gang experts”

Defendant contends the trial court erroneously permitted the testimony of

two gang experts, Compton Police Commander Hourie Taylor and Deputy Sheriff

Joe Holmes.

Initially, defendant contends the prosecutor impermissibly used fact-

specific hypothetical questions to elicit testimony from these experts that a gang


4

As a result, Jacobs, Outley, and Shy all testified and identified defendant as

Adkins’s shooter.

23



member going into rival gang territory—like defendant—would do so as a

challenge and would protect himself with a weapon. According to defendant, the

specificity of the hypothetical questions converted the answers by the experts into

improper opinions on his state of mind and intent at the time of the shooting. As

such, the experts were not merely explaining “gang practices or methods

generally” but “opining that” defendant “premeditated the crimes.” Defendant,

however, misconstrues the substance of the testimony. The experts did not render

an impermissible opinion as to defendant’s actual intent; rather, they properly

testified as to defendant’s motivations for his actions.

In

People v. Gardeley (1996) 14 Cal.4th 605, 617, this court recognized

that “[t]he subject matter of the culture and habits of criminal street gangs . . .

meets [the] criterion [of Evidence Code section 801 defining the admissibility of

expert testimony]. [Citations.]” As in Gardeley, that matter is “of particular

relevance here” (Gardeley, at p. 617) considering the circumstances leading to the

shooting of Adkins and Shy. Nevertheless, defendant argues that expert testimony

as to his being armed with the intention of shooting anyone who issued any form

of gang challenge did more than embrace an ultimate issue in the case; it allowed

the prosecutor to solicit the experts’ opinions as to his mental state through

impermissible hypothetical questions. “Generally, an expert may render opinion

testimony on the basis of facts given ‘in a hypothetical question that asks the

expert to assume their truth.’ [Citation.] Such a hypothetical question must be

rooted in facts shown by the evidence, however. [Citations.]” (Id. at p. 618.)

Defendant

relies

on

People v. Killebrew (2002) 103 Cal.App.4th 644, in

support of his contention the hypothetical questions in this case exceeded

permissible limits. In Killebrew, the defendant was convicted of conspiracy to

possess a handgun after police found a handgun in one of three vehicles occupied

by seven gang members and another handgun in the dumpster of a taco stand

24



where the members had stopped. Killebrew was seen in the area of one of the

vehicles, and two unidentified men were seen walking away from his location.

(Id. at p. 648.) “The prosecution theorized that the threat of [rival gang] retaliation

compelled the occupants of the three vehicles to conspire to possess the

handgun[s] . . . .” (Id. at p. 649.) The prosecution attempted to establish that the

defendant had been a passenger in one of the vehicles. “[A] police officer testified

as an expert on gangs to establish not only Killebrew’s membership in a criminal

street gang, but his subjective knowledge and intent to possess [a] handgun.” (Id.

at p. 647.)

On appeal, the defendant challenged the admissibility of the expert’s

testimony “that when one gang member in a car possesses a gun, every other gang

member in the car knows of the gun and will constructively possess the gun,”

arguing “that these opinions on the subjective knowledge and intent of each

occupant in the car were improperly admitted.” (People v. Killebrew, supra, 103

Cal.App.4th at p. 652, fn. omitted.) The Court of Appeal agreed, finding the

“testimony is not the type of culture and habit testimony found in the reported

cases. Gardeley addressed testimony about the primary purpose of the gang, and

whether the attack was gang-related activity.” (Id. at p. 654.) On this basis, the

court distinguished cases such as People v. McDaniels (1980) 107 Cal.App.3d

898, in which the expert “testified that a person who lived in a gang’s territory was

automatically associated with that gang by rival gangs, fistfights between gangs

normally occur at neutral sites, if a gang traveled to another gang’s territory,

normally more than a fistfight would occur, and it was unusual for various Crip

factions to band together when taking retaliatory action.” (Killebrew, at p. 656;

see also, e.g., People v. Olguin (1994) 31 Cal.App.4th 1355, 1367.)

We conclude that the expert opinions in this case fall within the gang

culture and habit evidence approved in People v. Gardeley, supra, 14 Cal.4th at

25



page 617. The substance of the experts’ testimony, as given through their

responses to hypothetical questions, related to defendant’s motivation for entering

rival gang territory and his likely reaction to language or actions he perceived as

gang challenges. (See People v. Zepeda (2001) 87 Cal.App.4th 1183, 1208-1209;

see also Gardeley, at p. 619; People v. Valdez (1997) 58 Cal.App.4th 494,

508-509; People v. Olguin, supra, 31 Cal.App.4th at p. 1371.) This testimony was

not tantamount to expressing an opinion as to defendant’s guilt. (See People

v. Torres (1995) 33 Cal.App.4th 37, 47-48.) Accordingly, we find no abuse of the

trial court’s discretion in admitting it.

Defendant further contends the prosecutor improperly used expert

testimony to enhance witness credibility. Even assuming such testimony is

impermissible after Proposition 8 (see People v. Padilla (1995) 11 Cal.4th 891,

946-947 [questioning whether such rules for crimes committed after the June 1982

effective date of Cal. Const., art. I, § 28, subd. (d), known as Prop. 8’s Truth-in-

Evidence provision, were still in effect], overruled on another ground by People v.

Hill (1998) 17 Cal.4th 800, 823, fn. 1), we find nothing in the record supporting

his assertion that Taylor testified Donald Jacobs was credible or truthful. Taylor

was never questioned about Jacobs and never mentioned him. In arguing for the

admissibility of the expert testimony, the prosecutor stated he was “trying to

bolster the credibility of Donald Jacobs in terms of the truthfulness of his

statement as to why he would feel fear in not making the identification . . . .”

Defendant now contends this was not the proper subject of expert testimony

because the prosecutor failed to identify any misconceptions the jurors might have

in this regard that the testimony would dispel. (Cf. People v. McAlpin (1991) 53

Cal.3d 1289, 1300-1302.) Since he failed to object on this basis, the prosecutor

had no chance to respond, and the trial court had no chance to consider whether

26



the evidence should have been excluded for that reason. Accordingly, the claim is

forfeited. (See People v. Wash (1993) 6 Cal.4th 215, 244.)

In any event, it is meritless because under the circumstances the trial court

would not have abused its discretion in overruling such an objection. Initially,

Jacobs had not identified defendant as the shooter when questioned by law

enforcement, explaining he was concerned for his safety since he lived in gang

territory and his cousin had recently been killed walking home from football

practice. Taylor testified that witnesses, even those from rival gangs, are often

reluctant to identify or testify against gang members out of fear for their safety.

This court has frequently permitted the use of expert testimony to explain to lay

jurors conduct that may appear counterintuitive in the absence of such insight.

(See People v. Brown (2004) 33 Cal.4th 892, 904-908; People v. McAlpin, supra,

53 Cal.3d at pp. 1300-1302; People v. Bledsoe (1984) 36 Cal.3d 236, 247-248.)

Invariably, the point of such an explanation is to support another witness’s

credibility. Assuming a proper foundation for the expert’s qualifications, we see

no reason to exclude such testimony as it relates to gang activities. A juror

unfamiliar with the particulars of gang intimidation may well consider it abnormal

for a witness not to want to testify against an individual who committed a violent

crime against himself or a family member or friend. If an expert can shed light on

such reluctance, the testimony is admissible.

Defendant

also

raises

constitutional

objections to the testimony. Assuming

the objections were properly preserved for appeal (see People v. Yeoman (2003)

31 Cal.4th 93, 117, 133), they are without merit for the same reasons.

27



E. Instructional Issues

1. Failure to Instruct Regarding Accomplice Liability and
Credibility Assessment of Prosecution Witness Springer


Defendant contends that at the Stumpf trial the court had a sua sponte

obligation to give accomplice liability instructions regarding the testimony of

George Springer in light of evidence “it was Springer and not [defendant] who

shot Stumpf.” As an alternate theory, defendant argues Springer aided and abetted

his sale of drugs to Stumpf and was therefore liable for the murder as a natural and

probable consequence of that crime. According to defendant, the failure to give

this instruction deprived him of his right to due process and other constitutional

guarantees. We find no error.

As to the first theory—that Springer was the direct perpetrator of Stumpf’s

murder—defendant’s contention is legally unsound. Although section 1111

defines an accomplice as “one who is liable to prosecution for the identical offense

charged against the defendant on trial in the cause in which the testimony of the

accomplice is given,” the law further requires a relationship between the defendant

and accomplice, either by virtue of a conspiracy or by acts aiding and abetting the

crime. (See People v. Garceau (1993) 6 Cal.4th 140, 183.) The record, however,

contains no evidence of a conspiracy between Springer and defendant or that

Springer somehow aided and abetted defendant in the commission of any crime.

As such, the standard instruction on witness credibility (see CALJIC No. 2.20)—

including “[t]he existence or nonexistence of a bias, interest, or other motive”—

was sufficient to apprise the jury on its consideration of Springer’s testimony.

People v. Gordon (1973) 10 Cal.3d 460, relied on by defendant, is

distinguishable and does not undermine this conclusion. In that case, the

defendant’s testimony established a preexisting involvement between him and the

prosecution witness he asserted was an accomplice. (Id. at pp. 465-466.) The

28



prosecutor also indicated the witness was involved in the crime. (Id. at p. 467.)

On that basis, this court concluded that the question of whether the witness was an

accomplice should have been submitted to the jury along with cautionary

instructions on accomplice credibility. (Id. at pp. 468-469.) Here, defendant

denied being at the scene of the murder, much less having some connection with

Springer in its perpetration. The prosecution also never suggested anyone but

defendant killed Stumpf.

Defendant’s second theory of accomplice liability—that murder is a natural

and probable consequence of any drug sale—fails for similar reasons. There is no

evidence in the record even suggesting that Springer was associated in any way

with defendant in the selling of drugs. Indeed, Springer accompanied the unarmed

victim who wanted to purchase drugs—and not defendant who was armed while

selling drugs. As such, there was no evidence to support an accomplice

instruction under a natural and probable consequence theory.

2. CALJIC No. 2.92

At the Adkins-Shy trial, defendant asked the court to modify the standard

eyewitness instruction, CALJIC No. 2.92, “to add whether the witness’s first

identification occurred in court as one addition; and, next, the lack of any in-court

identification; next, the existence or non-existence of any bias in the identification;

next, the existence or non-existence of any suggestiveness in the identification.”

Defendant based the request for this modification on the testimony of his

eyewitness identification expert, Kathy Pedzdek, who testified generally regarding

the reliability of eyewitness testimony and who also reviewed the out-of-court

statements and in-court prosecution witnesses for factors that would raise a doubt

as to the reliability of their identifications of defendant. The court declined the

request and gave the standard instruction, which in part directed the jury to

29



“consider the believability of the eye witness as well as other factors which bear

upon the accuracy of the witness’ identification,” including “[t]he extent to which

the witness is either certain or uncertain of the identification.” (CALJIC No. 2.92

(5th ed. 1988).)

Defendant contends the trial court erroneously included the “level of

certainty” factor and should have modified CALJIC No. 2.92 by adding “(1) when

a person makes an out-of-court identification he is more likely to repeat the

identification in-court and to do so with a greater level of certainty (whether or not

the original identification is accurate) because he will now remember the accused

from the prior lineup and his identification has been ‘validated’ by the fact the

person whom he identified has been formally accused by the government and is on

trial; and, (2) when a witness is asked to make a one-person show-up

(identification of the accused) in the court room, the situation is highly

suggestive.” According to defendant, the instruction and its omissions deprived

him of his rights under the Eighth and Fourteenth Amendments of the federal

Constitution. We find no error.

With respect to the proposed modification, defendant never requested the

additions he now asserts should have been given; and we find no basis for

imposing a sua sponte duty to modify CALJIC No. 2.92 as now asserted.

(Cf. People v. Alcala (1992) 4 Cal.4th 742, 802-803 [no sua sponte duty to give

CALJIC No. 2.92].) And even assuming the wording of the standard instruction

regarding an eyewitness’s level of certainty was erroneous, the error was harmless.

Numerous witnesses identified defendant at the scene of the crime and as Adkins’s

shooter. Moreover, defendant’s expert testified that there was no correlation

between an eyewitness’s level of certainty and the accuracy of his or her

identification, and CALJIC No. 2.92 expressly permitted consideration of this

testimony. Finally, defendant strongly attacked the accuracy of the eyewitness

30



identifications. Under these facts, it is not reasonably probable that defendant

would have obtained a more favorable result absent the alleged error. (See People

v. Wright (1988) 45 Cal.3d 1126, 1144.)

3. Failure to Instruct Regarding the Effect of Provocation on a
Finding of Premeditation and Deliberation


Defendant contends in light of testimony that the murder of David Adkins

and the attempted murder of Kenneth Shy may have been precipitated by one or

more gang challenges, the trial court’s failure to instruct sua sponte that evidence

of provocation may reduce a murder from first to second degree violated various

constitutional rights. Specifically, he argues the court should have given CALJIC

No. 8.73 (5th ed. 1988), which provides: “When the evidence shows the existence

of provocation that played a part in inducing the unlawful killing of a human

being, but also shows that such provocation was not such as to reduce the

homicide to manslaughter, and you find that the killing was murder, you may

consider the evidence of provocation for such bearing as it may have on the

question of whether the murder was of the first or second degree.”5 According to

defendant, unlike CALJIC No. 8.42, which the court gave, CALJIC No. 8.73

“serves to alert the jury that a lesser provocation, not measured by an ‘objective’

standard, has legal significance and may suffice to vitiate a finding of

premeditation.” As such, defendant contends the failure to give this instruction

deprived him of his rights under the Sixth, Eighth, and Fourteenth Amendments of

the United States Constitution.

On this record, we find that CALJIC No. 8.73 amounted to a pinpoint

instruction on the effect of provocation, a refinement of the basic principles set


5

Defendant actually requested the instruction, and the court agreed to give it

but for some reason failed to do so.

31



forth in CALJIC No. 8.42. A pinpoint instruction “relate[s] particular facts to a

legal issue in the case or ‘pinpoint[s]’ the crux of a defendant’s case, such as

mistaken identification or alibi.” (People v. Saille (1991) 54 Cal.3d 1103, 1119.)

A trial court must give a pinpoint instruction, even when requested, only if it is

supported by substantial evidence. (People v. Marshall (1997) 15 Cal.4th 1, 39.)

The evidentiary premise of a provocation defense is the defendant’s emotional

reaction to the conduct of another, which emotion may negate a requisite mental

state. Here, defendant argues gang challenges by Adkins—eventually responding

“Neighborhood” to Anthony Bereal’s goading—may have emotionally aroused

and provoked his assault on the victims. However, the record contains no

evidence of what, if any, response defendant had to the purported challenges,

assuming Adkins’s response was so interpreted. Absent an evidentiary basis, there

was no error in the failure to give CALJIC No. 8.73.

F. Alleged Prosecutorial Misconduct

Defendant

contends

the

prosecutor, in violation of his rights under the

federal Constitution, engaged in multiple instances of misconduct during closing

argument in the Adkins-Shy guilt trial by improperly vouching for the credibility

of prosecution witnesses Jacobs and Outley and expressing his belief that defense

witness Belyeu was not believable. Except for one comment, defendant failed to

object to any of the statements or seek a curative admonition; and thus the claim is

forfeited. (People v. Prieto (2003) 30 Cal.4th 226, 259-260.) Even disregarding

this procedural default, we would find no error.

“ ‘[A] prosecutor is given wide latitude during argument. The argument

may be vigorous as long as it amounts to fair comment on the evidence, which can

include reasonable inferences, or deductions to be drawn therefrom. [Citations.]

It is also clear that counsel during summation may state matters not in evidence,

32



but which are common knowledge or are illustrations drawn from common

experience, history or literature.’ [Citation.] ‘A prosecutor may “vigorously argue

his case and is not limited to ‘Chesterfieldian politeness’ ” [citation] . . . .’ ”

(People v. Wharton (1991) 53 Cal.3d 522, 567-568.) Nevertheless, “[a] prosecutor

is prohibited from vouching for the credibility of witnesses or otherwise bolstering

the veracity of their testimony by referring to evidence outside the record.

[Citation.] Nor is a prosecutor permitted to place the prestige of [his] office

behind a witness by offering the impression that [he] has taken steps to assure a

witness’s truthfulness at trial. [Citation.] However, so long as a prosecutor’s

assurances regarding the apparent honesty or reliability of prosecution witnesses

are based on the ‘facts of [the] record and the inferences reasonably drawn

therefrom, rather than any purported personal knowledge or belief,’ [his]

comments cannot be characterized as improper vouching. [Citations.]” (People

v. Frye (1998) 18 Cal.4th 894, 971.)

Considering each of the complained-of comments in context, we find

nothing that exceeded these limitations. For example, in telling the jury that in

seeking the death penalty, “I’m going to give you as much reliable, believable and

credible evidence as I can” and “[y]ou want truthful testimony to convince a jury,”

the prosecutor was not attesting to a particular witness’s credibility but essentially

explaining his assessment of the burden the People must carry to convince 12

jurors of defendant’s guilt beyond a reasonable doubt. In referring to Jacobs’s

testimony—“The only thing I have ever told him is to tell the truth, nothing but the

truth, and that’s what he did for you”—he was no more than expressing his view

of and reasonable inferences from the totality of the evidence. (See, e.g., People

v. Thomas (1992) 2 Cal.4th 489, 526.) “The fact that comments upon the

testimony of certain witnesses made in an argument have been couched in the first

person does not of itself render them improper.” (People v. Katz (1965) 234

33



Cal.App.2d 413, 419.) The same analysis applies to the prosecutor’s remark that

Outley’s testimony “is the type of evidence I’m talking about that I am relying on

in terms of being truthful, believable and credible evidence.” Considered in

context, this was no more than a comment on the relative quality and strength of

this witness in light of his identification of defendant as the shooter.

Nor did the prosecutor improperly attack the credibility of defense witness

Belyeu by reference to anything outside the record. The evidence established that

Belyeu originally made a statement to the police that Anthony Bereal was the

shooter but at trial said it was defendant. In light of this and other inconsistencies,

the prosecutor’s complained-of remarks are reasonably read as a reminder that the

jury must ultimately decide the truth of what it heard.

G. Cumulative Guilt Phase Error

To the extent there were any errors in the guilt phase, they are minimal.

We therefore reject defendant’s claim of cumulative error.

H. Constitutionality of Multiple-Murder Special Circumstance

Defendant

contends

the

multiple-murder special circumstance for a prior

second degree murder (§ 190.2, subd. (a)(2)) is irrational and deprives him of due

process, equal protection, and other guarantees under the federal Constitution,

because it depends on the fortuity of the order in which the murder convictions

occur. If the first murder conviction is for first degree murder—rather than as

here, for second degree murder—the special circumstance is inapplicable.

In this case, defendant was initially charged with the Adkins murder; the

Stumpf murder was charged eight months later and the charges were consolidated.

When he successfully moved to sever the murder counts, the Stumpf prosecution

proceeded first. Defendant now argues that he would not have been death eligible

34



had the murders been tried separately in the order charged, because the Stumpf

jury found him guilty of only second degree murder.

Disregarding the fact defendant’s argument attempts to take advantage of

his successful motion to sever otherwise properly consolidated murder charges, no

constitutional violation appears. The Legislature is vested with broad discretion in

the classification of punishments, and underinclusiveness rarely justifies

invalidating its determination in that regard. “Normally, the widest discretion is

allowed the legislative judgment in determining whether to attack some, rather

than all, of the manifestations of the evil aimed at; and normally that judgment is

given the benefit of every conceivable circumstance which might suffice to

characterize the classification as reasonable rather than arbitrary and invidious.”

(McLaughlin v. Florida (1964) 379 U.S. 184, 191; see Warden v. State Bar of

California (1999) 21 Cal.4th 628, 649.) This principle applies equally to the

classifications for purpose of death eligibility. (See In re Anderson (1968) 69

Cal.2d 613, 632; see also Gregg v. Georgia (1976) 428 U.S. 153, 186.)

With respect to the multiple-murder special circumstance, the Legislature

could reasonably conclude that death eligibility must necessarily be predicated on

a conviction for first degree murder with some further qualification such as a prior

conviction for either first or second degree murder. We find nothing arbitrary or

irrational in this determination simply because in this case, by virtue of

defendant’s successful severance motion, the order of conviction subjected him to

the death penalty. Defendant’s argument also depends on the fortuity that

although committed first, the Stumpf murder was charged later and consolidated.

Had the prosecution on that count proceeded in the order of the crimes, defendant

would have been in the same position as actually occurred here. And to the extent

defendant contends the multiple-murder special circumstance violates our federal

and state Constitutions because it does not require the earlier murder conviction be

35



based on the crime that was committed first, it is meritless under the facts of this

case. Here, defendant’s earlier murder conviction was based on the crime that he

committed first. Thus, he suffered no violation of any constitutional guarantee.

Defendant contends, nevertheless, that we must subject the death-eligible

classifications to strict scrutiny in light of certain language in People v. Olivas

(1976) 17 Cal.3d 236. As an initial matter, we question whether defendant has

adequately identified a group of which he is a member that has been treated

differently than a similarly situated group. Defendant is similarly situated to other

defendants charged with a multiple-murder special circumstance and has received

the same treatment as those defendants at each stage of the proceedings.

In any event, Olivas is inapposite here. That case involved the commitment

of a juvenile convicted in adult court to the Youth Authority for a period longer

than the applicable prison sentence and the question whether that disparity

violated equal protection. In analyzing that question, the court stated that the

juvenile had a “ ‘personal liberty interest’ ” in being free from incarceration as

well as other restraints and controls by the Youth Authority. (People v. Olivas,

supra, 17 Cal.3d at p. 245; see id. at p. 251.) We have recently explained that

Olivas “ ‘requires only that the boundaries between the adult and juvenile criminal

systems be rigorously maintained’ ” and does not require “ ‘the courts to subject

all criminal classifications to strict scrutiny requiring the showing of a compelling

state therefor.’ ” (People v. Wilkinson (2004) 33 Cal.4th 821, 837-838, quoting

People v. Davis (1979) 92 Cal.App.3d 250, 258.) In any event, we do not consider

Olivas controlling here given our prior determination in In re Anderson, supra, 69

Cal.2d at page 632, with regard to the former death penalty statute, that “the fixing

of penalties for a crime is a legislative function [citations], and we will not nullify

the legislative judgment as to the appropriate penalties for the heinous crime of

first degree murder. It is for the Legislature and not this court to decide whether it

36



is sound public policy to empower the imposing of the death penalty. [Citation.]”

This determination fully accords with the United States Supreme Court’s

pronouncements as well. (See Gregg v. Georgia, supra, 428 U.S. at pp. 186-187.)

Defendant also contends the special-circumstance finding must be set aside

in light of the United States Supreme Court’s recent decision in Blakely v.

Washington (2004) 542 U.S. ___ [124 S.Ct. 2531]. According to defendant, the

information, which was never amended, charged defendant with the multiple-

murder special circumstance codified in section 190.2, subdivision (a)(3)—which

requires “multiple murder when all the offenses in question are tried in the same

proceeding” (People v. Anderson (1987) 43 Cal.3d 1104, 1148). Because the

murder charges were severed, however, defendant’s two murder convictions did

not occur in the same proceeding. As such, section 190.2, subdivision (a)(3) did

not apply. Thus, defendant contends the special-circumstance finding must be

reversed because the jury was not and could not be required to make such a

finding in violation of Blakely.

Defendant, however, ignores the actual findings of the jury. As defendant

correctly observes, once the trial court severed the murder charges against

defendant, section 190.2, subdivision (a)(2)—which requires a prior conviction of

“murder in the first or second degree”—applied. The trial court recognized this

and correctly instructed the jury on the elements of the multiple-murder special

circumstance found in section 190.2, subdivision (a)(2). And, based on this

instruction, the jury found as true the special circumstance codified in section

190.2, subdivision (a)(2). As such, the special-circumstance finding underlying

defendant’s judgment of death was made by a jury as required by Blakely.

To the extent defendant contends his judgment of death must be reversed

because the prosecutor failed to amend the information, his contention fails. As an

initial matter, no such amendment was arguably necessary because section 190.2,

37



subdivision (a)(2) and section 190.2, subdivision (a)(3) “are plainly

complementary, and were evidently intended to define a single basic special

circumstance—multiple murder—which can be satisfied by convictions in a single

proceeding or in more than one proceeding.” (People v. Anderson, supra, 43

Cal.3d at p. 1149, italics added.) In any event, defendant, by accepting the jury

instruction and the jury’s finding on the allegedly uncharged special circumstance,

acquiesced in the special-circumstance finding. Indeed, defendant expressly

acknowledged that severance of his murder charges would result in the application

of section 190.2, subdivision (a)(2). As such, no amendment of the information

was necessary, and we reject defendant’s Blakely challenge. (See People v. Toro

(1989) 47 Cal.3d 966, 973, fn. 4 [“ ‘when the defendant acquiesces in conviction

of an uncharged offense . . . no amendment of the indictment or information is

necessary’ ”], disapproved on another ground by People v. Guiuan (1998) 18

Cal.4th 558, 568, fn. 3.)

I. Refusal of Defense Instructions

Defendant requested the following instruction on lingering doubt: “Each

individual juror may consider as a mitigating factor residual or lingering doubt as

to whether the defendant intentionally killed the victim. Lingering or residual

doubt is defined as the state of mind between beyond a reasonable doubt and

beyond all possible doubt.” Finding no authority for such an instruction, the trial

court declined to give it, but indicated counsel were not precluded from arguing

lingering doubt in mitigation. Defendant now contends the failure to give the

instruction violated his rights under the federal Constitution. We disagree.

This court has consistently held that neither federal nor state constitutional

law imposes an obligation to give the requested instruction. (People v. Lawley

38



(2002) 27 Cal.4th 102, 166; People v. Staten (2000) 24 Cal.4th 434, 464; see

People v. Cox, supra, 53 Cal.3d at pp. 675-679.)

Defendant nevertheless claims error under state law based on language in

People v. Cox, supra, 53 Cal.3d at page 678, footnote 20, that in compliance with

the trial court’s statutory mandate to “charge the jury ‘on any points of law

pertinent to the issue, if requested’ [citations] . . . it may be required to give a

properly formulated lingering doubt instruction when warranted by the evidence.

[Citations.]” We have since held, however, that such an instruction is generally

unnecessary where, as here, the court instructs in the standard terms of section

190.3, factors (a) and (k). (People v. Hines (1997) 15 Cal.4th 997, 1068.)

Accordingly, in making its penalty determination, the jury may consider “ ‘the

circumstances of the crime of which defendant was convicted in the present

proceeding and the existence of any special circumstance found to be true’

[citation] and ‘any other circumstance which extenuates the gravity of the crime,

even though it is not a legal excuse for the crime, and any sympathetic or other

aspect of the defendant’s character or record that the defendant offers as a basis for

a sentence less than death, whether or not related to the offense for which he is on

trial’ [citation]. These instructions sufficiently encompass[] the concept of

lingering doubt, and the trial court [is] under no duty to give a more specific

instruction. [Citations.]” (Hines, at p. 1068; see also People v. Sanchez (1995) 12

Cal.4th 1, 77-78.)

Moreover, nothing in the court’s ruling precluded counsel from arguing

lingering doubt in mitigation, which is precisely what he did. Indeed, counsel

even used language paraphrased from the proffered instruction: “You may

consider lingering doubt in deciding between whether or not he [defendant] lives

in prison without the possibility of parole or if he dies in the gas chamber. That’s

39



what it is for.” We thus find no error in the refusal to instruct specifically on the

point.

Defendant also faults the trial court for refusing to instruct that “[a]

sentence of life without possibility of parole means that the defendant will remain

in state prison for the rest of his life and will not be paroled at any time.”

According to defendant, this refusal violated his rights under the federal

Constitution. “The omission[, however,] was entirely proper under California law,

since the proffered instruction is inaccurate. The Governor may ameliorate any

sentence by use of the commutation or pardon power, and it is thus ‘ “incorrect to

tell the jury the penalty of . . . life without possibility of parole will inexorably be

carried out” [citation].’ [Citation.]” (People v. Arias (1996) 13 Cal.4th 92, 172.)

We have further determined that refusal to so instruct does not contravene any

constitutional requirement. (Id. at pp. 172-173.) In any event, the proffered

instruction adequately informed the jury that defendant “would not be eligible for

parole.” (People v. Snow (2003) 30 Cal.4th 43, 123-124.)

J. Constitutionality of California’s Death Penalty Law

Defendant

raises

several

contentions regarding the constitutionality of

California’s death penalty statute. Initially, he argues that the holdings in

Apprendi v. New Jersey (2000) 530 U.S. 466, Ring v. Arizona (2002) 536 U.S.

584, Sattazahn v. Pennsylvania (2003) 537 U.S. 101, and Blakely v. Washington,

supra, 542 U.S. ___ [124 S.Ct. 2531], constitutionally mandate instructing a

capital jury to (1) find proof beyond a reasonable doubt of aggravating factors, (2)

find beyond a reasonable doubt that the aggravating factors outweigh the

mitigating factors, (3) find beyond a reasonable doubt the appropriateness of

death, (4) reach unanimity as to the aggravating factors, and (5) presume that life

imprisonment without the possibility of parole is the appropriate sentence.

40



As to each of these considerations, we have previously determined our

death penalty statute withstands constitutional scrutiny. (See People v. Prieto,

supra, 30 Cal.4th at pp. 262-263, 271; People v. Jenkins, supra, 22 Cal.4th at

p. 1054.) We have also reexamined these conclusions in light of Apprendi v. New

Jersey, supra, 530 U.S. 466, Ring v. Arizona, supra, 536 U.S. 584, and Blakely v.

Washington, supra, 542 U.S. ___ [124 S.Ct. 2531], and determined their holdings

have not altered our conclusions. (See People v. Morrison (2004) 34 Cal.4th 698,

730-731; Prieto, at p. 275.) We reach the same conclusion with respect to the

effect of Sattazahn v. Pennsylvania, supra, 537 U.S. 101. In Sattazahn, the United

States Supreme Court simply reiterated, in the context of a double jeopardy

analysis, the basic principle of Apprendi we have found inapplicable to

California’s death penalty scheme—that “if the existence of any fact (other than a

prior conviction) increases the maximum punishment that may be imposed on a

defendant, that fact . . . constitutes an element, and must be found by a jury

beyond a reasonable doubt.” (Sattazahn, at p. 111.) As we have explained,

“ ‘[U]nder the California death penalty scheme, once the defendant has been

convicted of first degree murder and one or more special circumstances has been

found true beyond a reasonable doubt, death is no more than the prescribed

statutory maximum for the offense; the only alternative is life imprisonment

without the possibility of parole.’ [Citation.]” (Prieto, at p. 263.)

For the same reason, none of the cited cases—Apprendi, Ring, Sattazahn,

or Blakely—affects our prior determination that the jury “may properly consider

evidence of unadjudicated criminal activity involving force or violence under

factor (b) of section 190.3 and need not make a unanimous finding on factor (b)

evidence. [Citations.] Contrary to defendant’s implication, ‘the court must

instruct, on its own motion, that no juror may consider any alleged other violent

crime in aggravation of penalty unless satisfied beyond a reasonable doubt that the

41



defendant committed it [citations]. [Citation.]” (People v. Brown (2004) 33

Cal.4th 382, 402.)

We also decline to reexamine our determination, consistently reaffirmed,

that the death penalty law adequately narrows the class of death-eligible offenders.

(People v. Brown, supra, 33 Cal.4th at p. 401; People v. Prieto, supra, 30 Cal.4th

at p. 276.)

K. Violation of International Law

Defendant contends California’s death penalty statute is unconstitutional

because the use of the death penalty as a regular form of punishment falls short of

international norms of humanity and decency and fails to reflect the overwhelming

international consensus disfavoring capital punishment. “[W]e have previously

considered and rejected the various permutations of defendant’s arguments.

[Citations.] As succinctly stated in People v. Hillhouse [(2002) 27 Cal.4th 469,]

511: ‘International law does not prohibit a sentence of death rendered in

accordance with state and federal constitutional and statutory requirements.

[Citations.]’ Since we find no other defect in imposing the death penalty against

defendant, we decline to find the law defective based on any provision of

international law.” (People v. Brown, supra, 33 Cal.4th at p. 404.)

L. Delay in Carrying Out the Death Penalty

Defendant argues that his death sentence, confinement, and eventual

execution all violate various federal and state constitutional guarantees as well as

international law because he “has been on death row for nearly more than twelve

years waiting for his automatic appeal to go forward . . . .” He submits no reason

for reexamining our consistent determination “that delay inherent in the automatic

appeal process is not a basis for concluding that either the death penalty itself, or

the process leading to its execution, is cruel and unusual punishment. [Citations.]”

42



(People v. Anderson (2001) 25 Cal.4th 543, 606.) Additionally, any reliance on

international law or extraterritorial decisional law has no bearing on the validity of

a death sentence that satisfies federal and state constitutional mandates. (People

v. Brown, supra, 33 Cal.4th at pp. 403-404; see ante, at p. 37.)

III.

DISPOSITION

We affirm the judgment.

BROWN, J.

WE CONCUR:

GEORGE,

C.J.

KENNARD,

J.

BAXTER,

J.

WERDEGAR,

J.

CHIN,

J.

MORENO,

J.

43



See next page for addresses and telephone numbers for counsel who argued in Supreme Court.

Name of Opinion People v. Ward
__________________________________________________________________________________

Unpublished Opinion

Original Appeal XXX
Original Proceeding
Review Granted

Rehearing Granted

__________________________________________________________________________________

Opinion No.
S019697
Date Filed: June 30, 2005
__________________________________________________________________________________

Court:
Superior
County: Los Angeles
Judge: Madge S. Watai

__________________________________________________________________________________

Attorneys for Appellant:

Robert Franklin Howell, under appointment by the Supreme Court, for Defendant and Appellant.





__________________________________________________________________________________

Attorneys for Respondent:

Bill Lockyer, Attorney General, Robert R. Anderson, Chief Assistant Attorney General, Pamela C.
Hamanaka, Assistant Attorney General, John R. Gorey, Sharlene A. Honnaka and Kenneth N. Sokoler,
Deputy Attorneys General, for Plaintiff and Respondent.






1







Counsel who argued in Supreme Court (not intended for publication with opinion):

Robert Franklin Howell
980 Ninth Street, 16th Floor
Sacramento, CA 95814
(916) 442-1999

Kenneth N. Sokoler
Deputy Attorney General
300 South Spring Street
Los Angeles, CA 90013
(213) 620-6064


2

Opinion Information
Date:Docket Number:
Thu, 06/30/2005S019697

Parties
1The People (Respondent)
Represented by Attorney General - Los Angeles Office
Kenneth N. Sokoler, Deputy Attorney General
300 South Spring St., Suite 500
Los Angeles, CA

2Ward, Carmen Lee (Appellant)
Represented by Habeas Corpus Resource Center
Michael Laurence, Executive Director
303 Second Street, Suite 400 South
San Francisco, CA

3Ward, Carmen Lee (Appellant)
Represented by Robert Franklin Howell
Attorney At Law
2100 Garden Road, Suite C-301
Monterey, CA


Disposition
Jun 30 2005Opinion: Affirmed

Dockets
Jan 25 1991Judgment of death
 
Feb 25 1991Filed certified copy of Judgment of Death Rendered
  1-25-91.
Sep 15 1994Counsel appointment order filed
  Robert F. Howell Is appointed to represent Applt on His A.A., Including Any Related Habeas Proceedings.
Oct 13 1994Application for Extension of Time filed
  By Applt to request correction of the Record.
Oct 14 1994Extension of Time application Granted
  To Applt To 12-19-94 To request Corr. of Record.
Dec 19 1994Application for Extension of Time filed
  By Applt to request correction of the Record.
Dec 20 1994Extension of Time application Granted
  To Applt To 1-18-95 To request Corr. of Record.
Jan 13 1995Application for Extension of Time filed
  By Applt to request correction of Record.
Jan 13 1995Extension of Time application Granted
  To Applt To 2-17-95 To request Corr. of Record.
Feb 17 1995Application for Extension of Time filed
  By Applt to request correction of Record.
Feb 27 1995Extension of Time application Granted
  To Applt To 3-20-95 To request Corr. of Record. no further Extensions of time Are Contemplated.
Mar 13 1995Application for Extension of Time filed
  By Applt to request correction of Record.
Mar 16 1995Extension of Time application Granted
  To Applt To 4-19-95 To request Corr. of Record.
Mar 23 1995Compensation awarded counsel
 
Apr 19 1995Application for Extension of Time filed
  By Applt to request correction of Record.
Apr 19 1995Change of Address filed for:
  Atty Robert Howell.
Apr 24 1995Extension of Time application Granted
  To Applt To 5-19-95 To request Corr. of Record.
May 15 1995Application for Extension of Time filed
  By Applt to request correction of Record.
May 19 1995Extension of Time application Granted
  To Applt To 6-19-95 To request Corr. of Record. no further Extensions of time will be Granted.
Jun 19 1995Change of Address filed for:
  Atty Robert Howell.
Jun 19 1995Received:
  Copy of Applt's request to correct, Settle & Augment Record on Appeal (18 Pp.)
Jun 28 1995Compensation awarded counsel
 
Jan 11 1996Filed:
  Applt's request to correct, Settle & Augment the Record (19 Pp. Excluding attachments)
Feb 2 1996Filed:
  Response to request to correct, Settle and Augment the Record
Mar 14 1996Order filed:
  Applt's request to correct the Record Is denied Due to Insufficient Showing of Need.Applt's request to Augment the Record Is Granted,with the Exception of His request to Include the "Juror Indoctrination Book".as to that Matter,Applt has Provided an Insufficient Showing of Need,and the Request Is denied. with Respect to the Request to to Augment the Record with Jury Questionnaire Responses,the Clerk of the Los Angeles Superior Court Is directed to Compile the Questionnaires, Indexed and Bound in Transcript Form, to Transmit the Original to this Court, & to Provide copies to the Applt and to the People. Applt's request that We Order the Preparation of A Settled Statement as to the Contents of the Unreported Bench Conference of December 5, 1989 Referred to in His request for Settled Statement, Is granted (Rule 36, Calif. Rules of Court).
Jan 8 1997Change of Address filed for:
  Atty Robert Howell.
Oct 28 1998Compensation awarded counsel
 
Apr 26 1999Compensation awarded counsel
 
Mar 22 2000Change of Address filed for:
  Atty Robert Howell
Jun 14 2000Compensation awarded counsel
  Atty Howell
Aug 8 2000Counsel's status report received (confidential)
  from atty Howell.
Oct 16 2000Counsel's status report received (confidential)
 
Jan 25 2001Counsel's status report received (confidential)
 
Mar 28 2001Counsel's status report received (confidential)
 
Apr 23 2001Record on appeal filed
  C-36 vol. (9347 Pp.) - R-39 vol. (3671 Pp.) including material under seal. (Note: CT includes 8,487 pp. of juror questionnaires.)
Apr 23 2001Appellant's opening brief letter sent, due:
  6/4/2001.
May 21 2001Counsel's status report received (confidential)
 
Jun 4 2001Application for Extension of Time filed
  To file AOB. (1st request)
Jun 6 2001Extension of Time application Granted
  To 8/3/2001 to file AOB.
Jul 26 2001Application for Extension of Time filed
  To file AOB. (2nd request)
Jul 27 2001Counsel's status report received (confidential)
 
Jul 30 2001Extension of Time application Granted
  to 10/2/2001 to file AOB.
Sep 24 2001Counsel's status report received (confidential)
 
Oct 1 2001Application for Extension of Time filed
  To file AOB. (3rd request)
Oct 10 2001Filed:
  Suppl. application for extension of time to file AOB.
Oct 18 2001Filed:
  Second suppl. applicaton to request extension of time to file AOB.
Oct 24 2001Extension of Time application Granted
  To 12/3/2001 to file AOB. No further extensions of time are contemplated.
Nov 30 2001Counsel's status report received (confidential)
 
Dec 3 2001Request for extension of time filed
  To file AOB. (4th request)
Dec 13 2001Extension of time granted
  To 2/2/2002 to file AOB. Atty. Howell anticipates filing the brief by 6/1/2002. Only two further extensions totaling 120 additional days are contemplated.
Dec 17 2001Order filed
  The order filed 12/13/2001 is amended to read as follows: Good cause appearing, and based upon counsel Robert Howell's representation that he anticipates filing appellant's opening brief by 6/1/2002, counsel's request for an extension of time in which to file that brief is granted to 2/1/2002. After that date, only two further extensions totaling 120 days are contemplated.
Jan 18 2002Counsel's status report received (confidential)
 
Jan 18 2002Change of Address filed for:
  attorney Robert Howell.
Feb 4 2002Request for extension of time filed
  To file AOB. (5th request)
Feb 13 2002Extension of time granted
  To 4/2/2002 to file AOB. Counsel anticipates filing the brief by 6/1/2002. Only one further extension totaling 60 additional days is contemplated.
Mar 22 2002Counsel's status report received (confidential)
  from atty Howell.
Apr 2 2002Request for extension of time filed
  To file AOB. (6th request)
Apr 4 2002Extension of time granted
  To 6/3/2002 to file AOB. Counsel anticipates filing the brief by 8/1/2002. Only one further extension totaling 59 additional days is contemplated.
May 20 2002Counsel's status report received (confidential)
 
Jun 3 2002Request for extension of time filed
  To file AOB. (7th request)
Jun 10 2002Extension of time granted
  To 8/1/2002 to file AOB. Counsel anticiaptes filing that brief by 9/1/2002. One further extension totaling 31 additional days will be granted.
Jul 19 2002Request for extension of time filed
  To file AOB. (8th request)
Jul 23 2002Counsel's status report received (confidential)
 
Jul 24 2002Extension of time granted
  To 10/1/2002 to file AOB. Counsel anticipates filing that brief by 10/1/2002. No further extension will be granted.
Oct 1 2002Request for extension of time filed
  To file appellant's opening brief. (9th request)
Oct 3 2002Counsel's status report received (confidential)
 
Oct 11 2002Extension of time granted
  To 11/1/2002 file appellant's opening brief. Extension is granted based upon counsel Robert Franklin Howell's representation that he anticipates filing that brief by 11/1/2002. After that date, no further extension will be granted.
Nov 1 2002Request for extension of time filed
  to file AOB. (10th request)
Nov 8 2002Extension of time denied
  The application of appellant for an extension of time to file AOB is denied. Counsel is directed to submit weekly confidential status reports until the brief is submitted for filing with the court.
Nov 19 2002Counsel's status report received (confidential)
 
Dec 4 2002Counsel's status report received (confidential)
 
Dec 6 2002Change of Address filed for:
  atty Howell.
Dec 12 2002Counsel's status report received (confidential)
  from atty Howell.
Dec 18 2002Counsel's status report received (confidential)
 
Dec 26 2002Counsel's status report received (confidential)
 
Jan 9 2003Counsel's status report received (confidential)
 
Jan 16 2003Counsel's status report received (confidential)
 
Jan 23 2003Counsel's status report received (confidential)
 
Jan 31 2003Counsel's status report received (confidential)
 
Feb 5 2003Counsel's status report received (confidential)
 
Feb 13 2003Counsel's status report received (confidential)
 
Feb 21 2003Counsel's status report received (confidential)
 
Feb 26 2003Counsel's status report received (confidential)
 
Mar 6 2003Counsel's status report received (confidential)
 
Mar 12 2003Counsel's status report received (confidential)
 
Mar 19 2003Counsel's status report received (confidential)
 
Mar 28 2003Counsel's status report received (confidential)
 
Apr 4 2003Counsel's status report received (confidential)
 
Apr 14 2003Counsel's status report received (confidential)
 
Apr 21 2003Counsel's status report received (confidential)
 
Apr 25 2003Counsel's status report received (confidential)
 
May 1 2003Counsel's status report received (confidential)
 
May 9 2003Counsel's status report received (confidential)
 
May 20 2003Counsel's status report received (confidential)
 
May 30 2003Counsel's status report received (confidential)
 
Jun 5 2003Counsel's status report received (confidential)
 
Jun 11 2003Counsel's status report received (confidential)
 
Jun 19 2003Counsel's status report received (confidential)
 
Jun 26 2003Counsel's status report received (confidential)
 
Jul 2 2003Counsel's status report received (confidential)
 
Jul 2 2003Counsel's status report received (confidential)
 
Jul 7 2003Counsel's status report received (confidential)
 
Jul 11 2003Counsel's status report received (confidential)
 
Jul 15 2003Change of Address filed for:
  attorney Robert Howell.
Jul 16 2003Counsel's status report received (confidential)
 
Jul 23 2003Counsel's status report received (confidential)
 
Jul 30 2003Counsel's status report received (confidential)
 
Aug 6 2003Counsel's status report received (confidential)
 
Aug 7 2003Filed:
  motion by appellant for permission to file late and oversize AOB. (brief submitted under separate cover)
Aug 8 2003Order filed
  Appellant's "Motion for Permissionto File Late and Oversize AOB," treated here as an application for relief from default and application to file an oversize appellant's opening brief, is granted.
Aug 8 2003Appellant's opening brief filed
  (445 pp.)
Aug 28 2003Request for extension of time filed
  to file respondent's brief. (1st request)
Sep 2 2003Extension of time granted
  to 11-6-2003 to file respondent's brief.
Sep 18 2003Counsel's status report received (confidential)
 
Oct 2 2003Compensation awarded counsel
  Atty Howell
Oct 30 2003Request for extension of time filed
  to file respondent's brief. (2nd request)
Nov 12 2003Extension of time granted
  to 1/5/2004 to file respondent's brief. After that date, only one further extension totalng 20 additional days will be granted. Extension is gratned based upon Deputy Attorney General Kenneth N. Sokoler's representation that he anticiaptes filing that brief by 1/25/2004.
Dec 26 2003Respondent's brief filed
  (197 pages)
Jan 15 2004Request for extension of time filed
  to file appellant's reply brief. (1st request)
Jan 20 2004Filed:
  Amended motion and declaration for extension of time to tile appellant's reply brief.
Jan 22 2004Extension of time granted
  to 3/15/2004 to file appellant's reply brief.
Mar 15 2004Extension of time granted
  to file appellant's reply brief. (2nd request)
Mar 15 2004Counsel's status report received (confidential)
 
Mar 17 2004Extension of time granted
  to 5/14/2004 to file appellant's reply brief. After that date, only one further extension totaling about 40 additional days will be granted. Extension is granted based upon counsel Robert Franklin Howell's representation that he anticipates filing that brief by 6/25/2004.
May 13 2004Counsel's status report received (confidential)
 
May 14 2004Request for extension of time filed
  to file appellant's reply brief. (3rd request)
May 19 2004Extension of time granted
  to 7/14/2004 to file appellant's reply brief. After that date, only one further extension totaling about ten additional days will be granted. Extension is granted based upon counsel Robert Franklin Franklin Howell's representation that he anticipates filing that brief by 7/24/2004.
Jul 9 2004Request for extension of time filed
  to file reply brief. (4th request)
Jul 9 2004Counsel's status report received (confidential)
 
Jul 13 2004Extension of time granted
  to 8/13/2004 to file appellant's reply brief. Extension is granted based upon counsel Robert Howell's representation that he anticipates filing that brieg by 8/13/2004. After that date, no further extension is contemplated.
Aug 10 2004Request for extension of time filed
  to file appellant's reply brief. (5th request)
Aug 10 2004Change of contact information filed for:
  attorney Robert Franklin Howell.
Aug 13 2004Extension of time granted
  to 9-13-2004 to file reply brief. After that date, no further extension will be granted. Extension granted based upon counsel Robert Franklin Howell's representation that he anticipates filing the brief by 9-12-2004.
Sep 14 2004Motion filed (AA)
  by appellant for permission to file oversize reply brief. (received reply brief under separate cover.)
Sep 16 2004Order filed
  Appellant's "Motion for Permission to File Oversize Reply Brief" is granted.
Sep 16 2004Appellant's reply brief filed
  (50,860 words; 207 pp.)
Sep 30 2004Counsel's status report received (confidential)
 
Oct 15 2004Letter sent to:
  respondent requesting response, on or before 10/29/2004, to appellant's argument re Blakely v. Washington (2004) ___U.S. ___ [124.S.Ct. 2531]
Oct 26 2004Letter sent to:
  appellant requesting a reply, on or before 11/5/2004, to respondent's response to appellant's argument re Blakely v. Washington (2004) ___ U.S. ___ [124 S.Ct. 2531].
Oct 29 2004Filed:
  respondent's supplemental brief in response to appellant's argument re Blakely v. Washington (2004) ___ U.S. ___ [124 S.Ct. 2531]. (2788 words; 11 pp.)
Nov 1 2004Note:
  received telephone call from attorney Robert Howell requesting a seven-day extension of time to file applt's reply to respondent's response to Blakely argument. Permission granted, without order filed. New due date: 11-12-2004.
Nov 12 2004Filed:
  appellant's response to respondent's reply re: Blakely v. Washington. (8,912 words; 30 pp.)
Nov 22 2004Counsel's status report received (confidential)
 
Nov 29 2004Filed:
  Declaration of attorney Howell prusuant to Penal Code Section 1241 ((confidential) amended 2nd submission).
Dec 1 2004Compensation awarded counsel
  Atty Howell
Dec 27 2004Received:
  letter from appellant, dated 12-23-2004, requesting that the presumptive timeliness date for Ward's habeas corpus petition be calculated from the completion of briefing.
Jan 6 2005Order filed
  In light of the requested supplemental briefing filed in the above automatic appeal now pending in this court, a petition for writ of habeas corpus submitted on appellant's behalf will be presumed to be filed without substantial delay if it is filed by March 28, 2005. (See Supreme Ct. Policies Regarding Cases Arising From Judgments of Death, policy 3, timeliness std. 1-4 [standard adopted eff. Nov. 20, 2002].)
Jan 26 2005Counsel's status report received (confidential)
 
Feb 3 2005Oral argument letter sent
  advising counsel that case could be scheduled for oral argument as early as the March calendar, to be held the week of March 7, 2005 in San Francisco. The advisement of "focus issues," notification that two counsel are required, and any request for oral argument time in excess of 30 minutes must be submitted to the court within 10 days of the order setting the case for argument.
Feb 7 2005Filed letter from:
  attorney Robert Howell, dated 2/4/2005, requesting that oral argument be set 30 or more days after the presumptive due date for appellant's habeas petition, which is 3/28/2005.
Apr 1 2005Case ordered on calendar
  5/3/05 @1:30pm, S.F.
Apr 7 2005Argument rescheduled
  5/5/05 @ 1:30pm, S.F.
Apr 11 2005Counsel's status report received (confidential)
 
Apr 12 2005Change of contact information filed for:
  attorney Robert Franklin Howell.
Apr 14 2005Filed letter from:
  respondent, dated 4/11/2005, re focus issues for oral argument and request for 45 minutes for argument.
Apr 15 2005Filed letter from:
  appellant, dated 4/14/2005, re focus issues for oral argument. Appellant requested 45 minutes for arugment on case information sheet filed on 4/12/2005.
May 5 2005Cause argued and submitted
 
Jun 6 2005Counsel's status report received (confidential)
 
Jun 29 2005Compensation awarded counsel
  Atty Howell
Jun 30 2005Opinion filed: Judgment affirmed in full
  Majority Opinion By: Brown, J. Joined By: George, C.J.; Kennard, Baxter, Werdegar, Chin and Moreno, JJ.
Jul 15 2005Rehearing petition filed
  by appellant (6,917 words; 21 pp.)
Jul 19 2005Time extended to consider modification or rehearing
  to 9/28/2005, or the date upon which rehearing is either granted or denied, whichever occurs first.
Jul 21 2005Request for modification of opinion filed
  by respondent
Aug 1 2005Counsel's status report received (confidential)
 
Sep 7 2005Rehearing denied
  Opinion modified.
Sep 7 2005Opinion modified - change in judgment
 
Sep 23 2005Rehearing petition filed
  by appellant. (1958 words; 7 pp. - per rule 40.1(b)(3)(A))
Sep 23 2005Change of contact information filed for:
  atty Robert Franklin Howell.
Sep 27 2005Time extended to consider modification or rehearing
  to 12/23/2005 or the date upon which rehearing is either granted or denied, whichever occurs first.
Oct 5 2005Counsel's status report received (confidential)
 
Oct 12 2005Filed:
  atty Howell's confidential declaration.
Oct 26 2005Rehearing denied
 
Oct 26 2005Compensation awarded counsel
  Atty Howell
Oct 26 2005Remittitur issued (AA)
 
Nov 1 2005Counsel's status report received (confidential)
 
Nov 2 2005Received:
  acknowledgment of receipt of remittitur.
Dec 2 2005Counsel's status report received (confidential)
 
Jan 3 2006Counsel's status report received (confidential)
 
Jan 24 2006Received:
  copy of appellant's petition for writ of certiorari. (18 pp. - excluding attachments)
Jan 31 2006Received:
  letter from U.S.S.C. dated 1/25/2006, advising cert petn. filed on 1/23/2006 as No. 05-8815.
Feb 2 2006Counsel's status report received (confidential)
 
Mar 3 2006Counsel's status report received (confidential)
 
Mar 9 2006Habeas funds request filed (confidential)
  by attorney Robert Howell.
Apr 3 2006Certiorari denied by U.S. Supreme Court
 
Apr 4 2006Counsel's status report received (confidential)
 
Apr 12 2006Order appointing Habeas Corpus Resource Center filed
  On the court's own motion, the order appointing Robert F. Howell as appellate and habeas corpus counsel of record for condemned prisoner Carmen Lee Ward, filed September 15, 1994, is hereby vacated as to all further habeas corpus/executive clemency representation. Howell continues to be responsible for all remaining appellate duties set forth in Supreme Court Policies Regarding Cases Arising From Judgments of Death, policy 3, standards 1-1 and 2-1. The Habeas Corpus Resource Center is hereby appointed to represent condemned prisoner Carmen Lee Ward for all habeas corpus/executive clemency proceedings related to the above automatic appeal now final in this court. Any "petition for writ of habeas corpus will be presumed to be filed without substantial delay if it is filed . . . within 36 months" of this date (Supreme Ct. Policies Regarding Cases Arising From Judgments of Death, policy 3, timeliness std. 1-1.1), and it will be presumed that any successive petition filed within that period is justified or excused (see In re Clark (1993) 5 Cal.4th 750, 774-782), in light of prior habeas corpus counsel's failure to discharge his duty to investigate and, if appropriate, present a habeas corpus petition on behalf of condemned prisoner Carmen Lee Ward. Howell is directed to deliver to the Habeas Corpus Resource Center, within 30 days from the filing of this order, all clerk's and reporter's transcripts in People v. Ward (S019697), all habeas corpus investigation work product and trial files, and all investigation reports and related materials obtained from condemned prisoner Carmen Lee Ward's trial counsel, paralegals, experts and investigators, or from any other source. Werdegar, J., was absent and did not participate.
Apr 12 2006Order filed
  In conjunction with the order filed this day vacating the habeas corpus/executive clemency appointment of Robert F. Howell as counsel of record on behalf of condemned prisoner Carmen Lee Ward in the above automatic appeal now final in this court, Howell is hereby ordered to reimburse this court the sum of $8,500. (See Guidelines for Fixed Fee Appointments, on Optional Basis, to Automatic Appeals and Related Habeas Corpus Proceedings in Cal. Supreme Ct., guideline 11 ["Court Action Upon Nonperformance of Work, and Reimbursement of Fees Upon Authorized Withdrawal of Appointed Counsel"], subpt. B.) Werdegar, J., was absent and did not participate.
Apr 18 2006Related habeas corpus petition filed (post-judgment)
  No. S142694
Apr 26 2006Order filed re habeas funds request (confidential)
  Petitioner's "Ex Parte Application for Additional Funds for Investigation," filed on March 9, 2006, is denied as moot.
May 3 2006Compensation awarded counsel
  Atty Howell
May 30 2007Order filed (150 day statement)
 

Briefs
Aug 8 2003Appellant's opening brief filed
 
Dec 26 2003Respondent's brief filed
 
Sep 16 2004Appellant's reply brief filed
 
If you'd like to submit a brief document to be included for this opinion, please submit an e-mail to the SCOCAL website