Supreme Court of California Justia
Docket No. S020244
People v. Hernandez

Filed 6/2/03




IN THE SUPREME COURT OF CALIFORNIA



THE PEOPLE,

Plaintiff and Respondent,

S020244

v.

JESUS CIANEZ HERNANDEZ,

) Stanislaus

County

Defendant and Appellant.

Super. Ct. No. 236428



A jury convicted defendant Jesus Cianez Hernandez of one count of murder

(Pen. Code, § 187).1 The jury found that defendant had personally used a

dangerous or deadly weapon in the commission of the offense (§ 12022.5), and it

found true a special circumstance allegation that the murder was intentional and

committed for financial gain (§ 190.2, subd. (a)(1)). The jury also convicted

defendant of conspiracy to commit murder (§ 12022, subd. (b)), and it found true a

special circumstance allegation that the object of the conspiracy was murder for

financial gain. At the penalty phase, the jury returned a verdict of death.

Defendant’s appeal to this court is automatic. (§ 1239, subd. (b).)

As we shall explain, we affirm the murder and conspiracy convictions as

well as the financial gain special circumstance based on the murder conviction, but


1

Unless otherwise stated, all further statutory references are to the Penal

Code.




1


we strike the special circumstance based on the conspiracy conviction. We also

conclude that numerous errors at the penalty phase of trial require reversal of the

judgment of death.

I. FACTS

A. Guilt Phase – Prosecution’s Case

Alfredo Padilla and Brenda Prado were heroin and cocaine dealers who

lived in a house in Grayson, a small town in Stanislaus County. Also living in the

house (hereafter the Grayson house) were Betty Lawson and her boyfriend, Dallas

White.

The murder victim, Esther “Cussy” Alvarado, was a heroin addict and

prostitute, who would buy heroin from Padilla and Prado and occasionally stay at

their house. They later banned her from the house because she had not paid for

drugs they had given her, and they suspected she had stolen a radio from the

house.

On January 4, 1988, between 10:30 and 11:00 p.m., Anthony Ybarra

(Ybarra) and his brother Gilbert came to the Grayson house. Gilbert, who was

drunk, brought a lawn mower that he had stolen earlier in the day from Johnny

Alvarado (no relation to murder victim Esther Alvarado) and that he hoped to

exchange for drugs. Ybarra also wanted to buy drugs, but he knew Padilla and

Prado would not sell to him because they suspected him of being a police

informant.

When Ybarra and Gilbert arrived at the house, they saw Dallas White

outside. Ybarra told White he wanted to buy heroin. While they were standing

outside talking, Johnny Alvarado drove up, retrieved his lawn mower from

Gilbert, and headed home. Gilbert accompanied him, apparently hoping to

2

persuade him not to report Gilbert’s theft of the lawn mower to the police. Ybarra

remained outside the Grayson house.

As Ybarra and White continued their conversation, Ybarra saw defendant,

whom he had known for many years, drive up to Guzman’s Bar, some 500 feet

away. A woman with long hair was with defendant. After dropping off the

woman at the bar, defendant drove to the Grayson house. Ybarra feared defendant

because, while working for the police, Ybarra had “set up” the boyfriend of

defendant’s sister and had testified against him. He therefore hid behind a car as

defendant and White entered the house.

Ten to fifteen minutes later, Ybarra saw defendant, Padilla, and Prado go

out the back door of the house and enter a small trailer. Ybarra crept through a

hole in a fence and peeked through a window of the trailer, hoping to find out

where Padilla and Prado hid their drugs so he could steal them. Ybarra heard

defendant say, “that bitch, Cussy [Alvarado]” was waiting for him at Guzman’s

Bar, and Prado and Padilla complained that Alvarado had “ripped them off.”

Defendant offered to beat up Alvarado, and when Prado and Padilla expressed

interest, he said he would kill her “for the right price.” Prado replied she would

give defendant two grams of heroin and an eighth of an ounce of cocaine to kill

Alvarado. Defendant said, “Consider it done,” and he and Padilla shook hands.

Defendant, Prado, and Padilla then left the trailer and returned to the house.

Shortly thereafter, Ybarra watched as defendant left the house and got in his car,

drove back to Guzman’s Bar, picked up Alvarado, and drove off with her between

11:30 and 11:45 p.m. Dallas White then gave Ybarra a ride home.

According to Lorenzo Guzman, the owner of Guzman’s Bar, Esther

Alvarado left his bar between 11:30 and midnight, after staying 15 to 20 minutes.

Guzman saw her enter the passenger side of what he thought was a tan Oldsmobile

car.

3

Between midnight and 1:00 a.m., Rudy Galvan was driving home from

work when he saw a body lying by the road. He drove to Guzman’s Bar, about a

mile away, and asked Guzman to call the police. Stanislaus County Sheriff’s

deputies responding to the call found Esther Alvarado’s body. She had been shot

to death. Alvarado’s right fingers were muddy, and what appeared to be scratch

marks were in the mud next to her body. A thick track of mud was on the road,

made by two wheels of a car.

Later that night, Homicide Detective Michael Dulaney drove to the nearby

town of Patterson. At the home of Guadalupe Porter, defendant’s sister, Dulaney

saw a black and gold Oldsmobile, which belonged to defendant and his sister. The

car had a large quantity of wet mud on the left side and the rear bumper; there also

was mud on the gas pedal. On the dashboard was a box of Winchester .22-caliber

cartridges. On the floor of the car was a similar .22-caliber bullet, and an

expended .22-caliber casing was under the seat. On the ground near the car were

two shotgun shell casings. The police entered Porter’s house and arrested

defendant.

Later that morning, Deputy Sheriff Richard McFarren questioned

defendant. Defendant said that during the previous night he had taken a woman

named Ana (identified by other witnesses as Ana Najera) to a motel in Modesto,

dropped her off, and returned to his sister’s house. He denied going to the

Grayson house. When asked about the mud on the car, defendant said that after

dropping off Najera, he had driven through mud on his way to the Candyland

apartments to buy drugs. He claimed the bullets in the car were there when it was

purchased. He did not say when he had bought the car.

Sheriff’s Investigator Mike Clements interviewed Guadalupe Porter,

defendant’s sister. She said she had borrowed a shotgun and some ammunition

from Brenda Prado, but when asked to locate them she could not do so.

4

That same morning, Anthony Ybarra learned from Esther Alvarado’s

brother that she had been killed. Some time later, Deputy David Nirschl

questioned Ybarra about the lawn mower his brother Gilbert had stolen from

Johnny Alvarado. When Ybarra volunteered that he had information about the

murder, Nirschl took him to see Raul DeLeon, one of the deputies investigating

the murder. Ybarra told DeLeon that he had overheard defendant, Prado, and

Padilla planning to kill Esther Alvarado.

Dr. William Ernoehazy performed an autopsy on Esther Alvarado. Her

body contained a .22-caliber bullet, as well as shotgun pellets, wadding, and a

slug. The path of the slug through her body indicated that it had been fired

downward into her back at a distance of roughly three feet while she was lying on

the ground. Criminalist John Yoshida testified that the copper wash and the

design of the bullet found in Alvarado’s body were “exactly the same” as the

Winchester cartridges found in defendant’s car.

Shortly after the murder, Brenda Prado moved to Oklahoma, where she

lived with her daughter, Valerie Castillo. Three months later, Castillo found a

double-barreled sawed-off shotgun hidden in the springs of a couch Prado had

brought with her. According to Criminalist Michael White, the two shell casings

found in defendant’s front yard the morning after Alvarado was killed were fired

from this shotgun, the slug found in Alvarado’s body was “probably” fired from

the gun’s right barrel, and the wadding found in Alvarado’s body was “consistent

with” the shells retrieved from defendant’s front yard.

Eleven months after the murder, Deputy District Attorney Michael Stone

and District Attorney Investigator Alan Fontes were preparing for the trial of

Alfredo Padilla who, like defendant, was charged with Alvarado’s murder.

Looking closely at a slide projection of Alvarado’s body taken at the crime scene,

they discovered that what sheriff’s deputies had thought to be scratch marks in the

5

mud next to her body were letters spelling “Jesse” (defendant’s first name).

According to Dr. Ernoehazy, who performed the autopsy, Alvarado died some 15

minutes after being shot, and she could have remained conscious long enough to

write defendant’s name in the mud.

Deputy Daniel Cron checked defendant’s car for fingerprints. On the

outside of the passenger’s side window he found a latent print that matched

Alvarado’s right middle finger.2

B. Guilt Phase – Defense Case

Defendant presented an alibi defense, claiming that someone living at the

Grayson house had killed Esther Alvarado and had framed him by writing “Jesse”

in the mud next to Alvarado’s body.

Fifteen-year-old Steven Rodrigues, Guadalupe Porter’s son and defendant’s

nephew, testified that on the night of the murder, defendant left their house shortly

after 6:30 p.m. to take Ana Najera home. Defendant returned an hour later and

watched television with Steven until about 10:30 p.m., when they fell asleep in the

living room. Defendant was still asleep at 6:30 the next morning when Steven, a

paper boy, got up to deliver newspapers.

Steven also testified that Alfredo Padilla and Brenda Prado had come to

visit on New Year’s Eve (four days before the murder of Alvarado) and Padilla in

celebration fired off a sawed-off shotgun in front of the house. According to the

defense, this explained the presence of the shotgun shells the police found in front

of the house the morning after the murder.


2

Alfredo Padilla and Brenda Prado were tried separately for Alvarado’s

murder. Padilla was convicted of capital murder and sentenced to death, and we
affirmed the judgment. (People v. Padilla (1995) 11 Cal.4th 891.)

6

Defendant’s sister, Guadalupe Porter, testified that Esther Alvarado had

often been a passenger in defendant’s car. That, the defense claimed, explained

the fingerprint the deputies had found on the car window.

Through testimony of defense witnesses and cross-examination of the

prosecution’s witnesses, the defense tried to show that Anthony Ybarra had left

the Grayson house long before defendant arrived there. Therefore, the defense

theorized, Ybarra must have made up the conversation in which defendant,

Padilla, and Prado discussed killing Esther Alvarado. According to the defense,

Ybarra’s motivation was to avoid prosecution for helping to steal Johnny

Alvarado’s lawn mower and to obtain other favors from the Stanislaus County

District Attorney’s Office. The defense presented evidence of Ybarra’s long

criminal record for theft and for alcohol- and drug-related offenses and the

repeated dismissal of these charges by the district attorney’s office, possibly in

exchange for information. To refute Ybarra’s testimony that he no longer used

drugs, Donald Yarbary testified that Ybarra had used heroin with him the week

before trial.

The defense also tried to show that no conversation could have occurred in

the trailer where, according to prosecution witness Ybarra, he overheard defendant

plan to kill Esther Alvarado. Dallas White described the trailer as a “dump” that

“nobody used.” His testimony was corroborated by Enrique Jiminez, a drug user

and frequent visitor to the Grayson house. Tom Lilly, who moved into the

Grayson house after Alvarado’s murder, described the trailer as “all caved in,

[with] water in it and garbage all the way up.”

7

C. Penalty Phase – Prosecution’s Case

The prosecution presented evidence that in 1982 defendant killed Robert

Caseri (Caseri). Defendant was arrested for this crime, but was not prosecuted

because the district attorney’s office believed it had insufficient evidence.

Caseri lived in Patterson, Stanislaus County. On February 15, 1982, he

telephoned his sister, Karen Linn Hatcher. He was crying. He told Hatcher to

remember the names of defendant, Earl Rodrigues, and Arnulfo “Fish” DeLeon,

because they were going to kill him. When Hatcher saw Caseri two days later, he

was nervous and again said that defendant, Rodrigues, and DeLeon were going to

kill him. She never saw her brother again. Nor did her mother, Billie Jean Caseri,

who last saw her son on February 18, 1982.

The next week, the two women made inquiries in town to find out what had

happened to Caseri. They talked to Saul Banda, who worked at the Red Lion

Cocktail Lounge in Patterson. Banda said that on the night of February 19, 1982,

he saw Caseri buying drinks for defendant and Rodrigues; that defendant and

Caseri got into a fight, and Caseri was hurt; that Banda had offered to take Caseri

to the hospital, but Caseri refused, saying that defendant and Rodrigues were

going to “get” him. Banda had not seen Caseri since.

On March 2, 1982 Patterson Police Officer Tony Zavala, who was

investigating Caseri’s disappearance, spoke to Banda. Banda said that on the

night of Caseri’s disappearance, Banda saw him drinking with defendant, DeLeon,

and Rodrigues. Caseri had a “wad of bills” and was paying for the drinks. At

Banda’s suggestion, Caseri gave the money to Patty Poso, another bartender, for

safekeeping. Later, Banda saw that Caseri was bleeding from the head, and Caseri

told Banda that defendant had beaten him up because he had refused to buy

defendant more beer. Caseri left the bar at about 11 p.m. but returned “later on,”

and Banda saw defendant sitting next to Caseri drinking beer. At around

8

midnight, Banda looked for Caseri, but he and defendant were gone. DeLeon and

Rodrigues were still in the bar. (At trial, Banda denied remembering much of this

statement, and his conversation with Zavala was admitted as a prior inconsistent

statement.)

Officer Zavala also interviewed Earl Rodrigues, who said that on the night

Caseri disappeared he was at the Red Lion with defendant when they saw Caseri,

an old friend of defendant’s. Defendant and Caseri left for a short time and then

returned, and Caseri bought “everybody” several rounds of beer. Later, threats

were exchanged between defendant and Caseri. The two men, accompanied by

Rodrigues, then went outside the bar. There, defendant knocked Caseri down,

grabbed him by the hair, and slammed his head into the pavement. Rodrigues and

several other men broke up the fight, and they all went back in the bar. After

midnight defendant told Rodrigues that he and Caseri were going to another bar,

and the two of them left. At 1:30 a.m., Rodrigues left the bar and discovered his

car was gone. Defendant, who had the keys, returned with the car a few minutes

later, and they drove home. In a second interview a month later, Rodrigues gave a

similar statement, with the only significant difference being that he mentioned that

defendant left the bar for a period of time after the fight, and then returned before

departing with Caseri. (As with witness Banda, Rodrigues denied remembering

much of these statements, which were then admitted as prior inconsistent

statements.)

Between 11 and 11:30 p.m. on the night Caseri disappeared, Patterson

Police Officers Louis Bonacich and Jeff Shively saw a pool of fresh blood, 12 to

15 inches in diameter, in an alley outside the Red Lion bar. They checked the Red

Lion and two other nearby bars, but found no indication that anyone had been in a

fight or had been injured.

9

Caseri’s body, severely decomposed, was found in the Delta-Mendota

Canal in April 1982. According to Dr. William Ernoehazy, who performed an

autopsy on the body, Caseri had been dead one to three months. He had been

killed by at least six blows to the head, which had been inflicted by both ends of a

claw hammer.

In the early morning hours of April 3, 1982, Jack Price, then a Patterson

police officer, waited in plain clothes outside defendant’s home to arrest him when

he arrived. Defendant drove up at 1:30 a.m. As he got out of his car, a neighbor

warned him that a police officer was present. Defendant got back in his car and

drove away at high speed. Several blocks later defendant stopped the car abruptly

and tried to run away, but halted when he heard Price “rack” his shotgun.

Referring to a woman who was a passenger in his car, defendant said, “Leave her

alone, man. She don’t know nothing about it.” At that point, however, Price had

not told defendant why he was arresting him, and defendant never clarified what it

was that the woman knew nothing about.

Two weeks later, Criminalist Kenneth Penner tested Earl Rodrigues’s car

for blood. He found small stains of human blood on the back of the front

passenger seat and on the foam mat in the back of the car. The back seat of the car

had been removed and was never tested.

The prosecution also presented evidence that in 1977 defendant and an

accomplice robbed Mary Toste and her mother at their small market in Turlock,

Stanislaus County. Defendant used a gun in the robbery, and as he fled he fired a

shot into the store counter near Mary’s legs. He was convicted of robbery.

The prosecution presented documentary evidence that defendant was

convicted of burglary, a felony, in 1983.

10

D. Penalty Phase – Defense Case

At the penalty phase of his capital trial, defendant presented not only

evidence to rebut the prosecution’s claim that he had killed Robert Caseri, but also

evidence about his childhood and drug use.

To explain the bloodstains in Earl Rodrigues’s car, Guadalupe Porter

(defendant’s sister and Rodrigues’s ex-wife) testified that on April 3, 1982, she,

Rodrigues, and three of their children were riding in the car when it was involved

in an accident. Several occupants of the car were injured and bled. The family

went to the hospital, where Rodrigues was arrested for the murder of Caseri. To

explain the removal of the rear seat of the car (which would have been covered

with blood if it had been used to transport Caseri), Porter said her brother-in-law,

Alex Rodrigues, had removed it because he wanted to get some tools in the car’s

trunk, and he did not have a key. To corroborate Porter’s testimony about the

accident the defense presented hospital records and testimony from the officer

who arrested Rodrigues at the hospital.

Porter also testified that as a child defendant had many friends. Later,

when his sister Esther went to jail, defendant supported and took care of her four

children for about four months.

Ernesto Hernandez, defendant’s brother, testified that he and defendant

grew up in a family of 11 children, five of whom were alive at the time of trial.

Their father was a farm laborer, and neither he nor defendant’s mother abused the

children. As a child, defendant was an altar boy, obeyed his parents, got along

with others, and stayed out of trouble. He did well in school, liked sports, and

stayed after school to improve his grades.

The defense introduced academic records to show that defendant did well

in courses at Columbia Junior College in Tuolumne County, which he took while

incarcerated at the California Youth Authority.

11

Nurse Rick Lindsey of the Haight-Ashbury Drug Detoxification Clinic in

San Francisco described heroin addiction as a “chronic and progressive disease,”

which “without treatment always gets worse.” He explained that it is very difficult

to stop using heroin because, although most of the physical symptoms of

withdrawal will be gone in a week, the psychological dependency and “intense

craving” for the drug persist for years. Noting that defendant once told a

probation officer he had started using heroin at the age of 14, Lindsey testified that

heroin use from this early age would be an “extremely severe” addiction that

would cause arrested psychological development. Defendant also introduced jail

records showing that he was treated for heroin withdrawal when he was taken to

the jail after being arrested the morning after the death of murder victim Esther

Alvarado.

II. GUILT PHASE ISSUES

A. Deputy District Attorney Berrett’s Participation in the Prosecution

Deputy District Attorney Michael Stone was assigned to try defendant’s

case. But on the first day of trial, Chief Deputy Holly Berrett appeared for the

prosecution, explaining that Stone had pneumonia. The next day, as the trial court

was screening prospective jurors for hardship, Berrett announced that defendant

had subpoenaed her because she had been at the crime scene on the night Esther

Alvarado was killed and because she could testify as to whether the district

attorney’s office had offered compensation to prosecution witness Anthony Ybarra

in exchange for his testimony. Berrett had previously testified at the trial of

Alfredo Padilla, who was also convicted of murdering Alvarado. (See People

v. Padilla, supra, 11 Cal.4th at p. 931.) Defendant asked the trial court to recuse

Berrett from further participation in the case except as a witness.

12

The trial court asked if defendant was requesting a mistrial. Defendant said

he saw no problem with Berrett’s participation in the prosecution up to that point,

but he believed a problem would arise if she continued. The court recused Berrett

from any further participation in the trial. For the next three days, Deputy District

Attorney James Brazelton represented the People, until Deputy District Attorney

Stone recovered. Stone handled the rest of the trial.

At the guilt phase of trial, the prosecution called Berrett to testify. She

described her observations as the district attorney’s representative at the crime

scene on the night of Alvarado’s murder; she said the only consideration her office

had given to witness Ybarra in exchange for his testimony was to ask the jail to

allow him to serve an eight-month jail sentence in another county and under an

assumed name.

Defendant asserts that Attorney Berrett violated the trial court’s recusal

order, claiming she “remained involved” in the case. He notes that Berrett

assigned attorney Brazelton to handle the prosecution until Attorney Stone’s

recovery from his illness, and that she provided a questionnaire for Brazelton to

use during voir dire.

We find no violation of the trial court’s order. A defendant’s motion to

disqualify a prosecutor “shall not be granted unless it is shown by the evidence

that a conflict of interest exists such as would render it unlikely that the defendant

would receive a fair trial.” (§ 1424.) Here, the trial court appropriately

disqualified Chief Deputy Berrett from direct participation in the prosecution of

defendant’s case, because if she became a witness she and the defense attorneys

would face the awkward task of arguing Berrett’s credibility to the jury, and

because the jury might find it difficult to separate her roles as prosecutor and

witness. (See generally People ex rel. Younger v. Superior Court (1978) 86

Cal.App.3d 180.) But the trial court’s order did not prohibit Berrett from

13

assigning an attorney to represent the prosecution or from giving that attorney

questions to ask the jury. Nor was there any reason for the court to do so.

Performing these tasks could not lead to jury confusion, and we see no evidence

that Berrett’s observations at the scene of the murder caused her to do these tasks

in a manner that violated defendant’s right to a fair trial.

Defendant speculates that Berrett’s “supervisorial duties . . . made it likely

that she remained involved in discretionary prosecutorial functions throughout the

case.” But the record contains no evidence that she was involved in any such

activities other than those mentioned in the previous paragraph, and even if she

was, such participation did not violate defendant’s right to a fair trial.

In a footnote, defendant accuses his trial counsel of incompetence for not

moving to disqualify the entire Stanislaus County District Attorney’s Office on the

ground that Chief Deputy Berrett was a material witness. But Berrett’s testimony,

which pertained only to tasks she performed in her official capacity with the

district attorney’s office, did not create a conflict of interest “that would render it

unlikely that the defendant would receive a fair trial” (§ 1424) if the district

attorney’s office handled the prosecution. (See generally People v. McPartland

(1988) 198 Cal.App.3d 569, 574 [“recusal of an entire district attorney’s office is

not a step to be taken lightly, even where one or more deputy district attorneys

may be called as witnesses”]; People ex rel. Younger v. Superior Court, supra, 86

Cal.App.3d 180 [reversing trial court’s order recusing district attorney’s office

because one attorney was a witness to photographic lineups].) Thus, there was no

reason for defendant’s trial counsel to make the motion in question.

B. Trial Court’s Alleged Conflict of Interest

At a pretrial hearing pertaining to a motion by defendant to strike certain

prior felony convictions, the trial judge (Charles Stone), remarked in passing that

14

he had represented defendant in one of the felonies, which resulted in a guilty

plea. Neither party asked Judge Stone to disqualify himself as a result of this

disclosure. At trial, the prosecution did not use the prior conviction in which

Judge Stone had represented defendant.

Defendant asserts that when Judge Stone represented him in the prior

felony matter, the judge incurred a duty of loyalty to defendant that remained even

after he became a judge. As a result, defendant argues, Judge Stone had a conflict

of interest that violated defendant’s right to an impartial judge, as guaranteed by

the state and federal Constitutions. Defendant’s failure to challenge Judge Stone

or to seek review of the issue by a timely writ petition bars him from now raising

this issue. (People v. Brown (1993) 6 Cal.4th 322, 335-336; see also People

v. Barrera (1999) 70 Cal.App.4th 541, 547-552.)

Even if defendant had preserved the issue, he would not be entitled to

relief. If anything, Judge Stone’s duty of loyalty to defendant would have made it

difficult for him to be fair to the prosecution, not to defendant. Defendant

speculates that Judge Stone may have been prejudiced against him because, while

representing him, Stone may have learned prejudicial information about him that

was not introduced at trial. The record, however, contains no evidence that Judge

Stone knew of any such information.

Finally, we reject defendant’s contention that his trial attorneys were

incompetent for not moving to disqualify Judge Stone based on his prior

representation of defendant. Defense counsel may have reasonably concluded that

this circumstance would not bias him against defendant and would, if anything,

make him a more sympathetic arbiter.

15

C. Sufficiency of Voir Dire

Defendant contends that during voir dire the prospective jurors were not

adequately questioned to determine whether their attitudes regarding capital

punishment would “ ‘prevent or substantially impair’ ” their ability to determine

whether defendant should be sentenced to death. (Wainwright v. Witt (1985) 469

U.S. 412, 424.) He claims the trial court conducted a “perfunctory” and “cursory”

inquiry into the prospective jurors’ views on capital punishment by asking

“leading questions unlikely to uncover bias.” On this issue, he notes, defense

counsel posed no questions to 11 of the jurors who were chosen for the trial, and

asked only one question of the twelfth juror. As a result, he claims, he was not

tried by an impartial jury, as required by the Sixth and Fourteenth Amendments to

the federal Constitution, and the jury’s penalty decision did not satisfy his Eighth

Amendment right to a reliable penalty determination.

To the extent defendant contends the trial court inadequately questioned

prospective jurors on their attitudes toward the death penalty, he has not preserved

the issue for appeal because he did not object on this ground at trial. (People

v. Avena (1996) 13 Cal.4th 394, 413.) In any event, the court adequately

questioned the prospective jurors. Following a procedure recommended by this

court in Hovey v. Superior Court (1980) 28 Cal.3d 1, 80, the court questioned the

jurors individually and in sequestration. After asking prospective jurors to

describe their views on the death penalty, the court asked whether they would

automatically convict defendant so they could get to the penalty stage or would

automatically find the special circumstance allegations not true to avoid the

question of penalty; whether they would in every case vote to impose the death

penalty or would in every case vote to impose a sentence of life without possibility

of parole; and whether they had moral, religious, or philosophical beliefs that

would impair their ability to decide the case. Counsel were then permitted to ask

16

follow-up questions. There was no constitutional violation in this procedure. (See

People v. Avena, supra, 13 Cal.4th at p. 413.)

Defendant also appears to claim his trial attorneys were incompetent

because, with one exception, they asked no follow-up questions of the prospective

jurors who were later selected for the trial, to further probe their attitudes on the

death penalty. But counsel did ask follow-up questions to other prospective jurors

who were not selected. In not questioning the prospective jurors who were later

chosen to serve on the jury, defense counsel may well have made a reasonable

tactical decision. We find no evidence of incompetence. (See generally People

v. Memro (1995) 11 Cal.4th 786, 818-819; People v. Tuilaepa (1992) 4 Cal.4th

569, 587; People v. Lewis (1990) 50 Cal.3d 262, 289-290.)

D. Trial Court’s Restriction on Defendant’s Cross-examination of

Prosecution Witnesses

Defendant claims the trial court improperly restricted his cross-examination

of certain prosecution witnesses, thereby violating state law as well as the state

and federal Constitutions. Specifically, he argues he should have been permitted

to ask questions on three subjects: whether the prosecution made offers of

leniency in exchange for the testimony of witness Anthony Ybarra; whether

Ybarra was using drugs at the time he testified; and whether Ybarra had

information about the murder of Esther Alvarado before he told deputies that he

had heard defendant, Alfredo Padilla, and Brenda Prado conspiring to commit the

crime. We address each of these claims below.

1. Offers of leniency to Ybarra

The defense theory was that prosecution witness Anthony Ybarra had

falsely implicated defendant in the murder of Esther Alvarado so he would not be

prosecuted for the theft of Johnny Alvarado’s lawn mower. Both Ybarra and

Holly Berrett, Chief Deputy in the Stanislaus County District Attorney’s Office,

17

testified that no such agreement had been made. Berrett explained that Ybarra had

not been charged with the theft because, although Ybarra was initially a suspect,

Detective Nirschl had concluded after further investigation that Ybarra’s brother

Gilbert had stolen the lawn mower without Ybarra’s help.

During defendant’s cross-examination of Ybarra, this exchange occurred:

Q: “So now when you had been talking with Detective Nirschl were you

worried at all about being charged with receiving stolen property, helping to sell

stolen property?

A: “No sir.

Q: “You hadn’t thought about that one?

A: “I wasn’t worried.

Q: “You weren’t worried because your brother was going to say it was all

his doing, right?”

The trial court sustained the prosecutor’s objection to this question as

argumentative.

Defendant argues the trial court should have overruled the objection,

claiming it unfairly restricted his attempt to show that Ybarra’s lack of concern

was based on an undisclosed deal with the prosecution. We disagree. Ybarra had

already testified that he did not steal the lawn mower, and that he had told his

brother not to blame him for the theft. Defendant merely asked whether Ybarra

believed his brother would admit that he stole the lawn mower without Ybarra’s

help, a question which had little or no bearing on whether the prosecution had

made a deal with Ybarra.

Later, when defendant tried to ask Detective Nirschl whether he considered

Ybarra’s apology to Johnny Alvarado for the theft of his lawn mower to be

evidence that Ybarra had participated in the crime, the trial court sustained the

prosecutor’s objection that the question “called for a conclusion.” The court also

18

sustained the prosecutor’s relevancy objection when defendant asked Detective

Nirschl whether Detective DeLeon, who had also talked to Ybarra, was “excited”

when he commented to Nirschl that Ybarra’s statement provided grounds for

charging defendant with a financial gain special circumstance. Defendant argues

these questions were proper because they were likely to elicit evidence tending to

show that the two detectives believed that Ybarra had participated in the theft of

the lawn mower and that they had an incentive to make a bargain with him. The

questions, however, were only marginally relevant to the underlying issue of

whether the prosecution actually had such an agreement with Ybarra. Thus,

assuming for the sake of argument that the trial court should have overruled the

prosecutor’s objections, the error was harmless under any standard of prejudice.

2. Ybarra’s drug use

In an effort to show that prosecution witness Ybarra was still using heroin

at the time he testified, defense counsel, who apparently noticed Ybarra’s

sniffling, asked on cross-examination whether he had a cold. When Ybarra

blamed the sniffles on the weather, counsel asked if he was still using heroin;

Ybarra replied he was not. Counsel then asked if Ybarra got sniffles when he used

heroin. The trial court sustained the prosecutor’s objection to the last question as

argumentative. Three days later, still during cross-examination, counsel asked if

Ybarra still had a cold. The prosecutor objected without stating a ground, and the

trial court sustained the objection.

In sustaining these two objections, defendant argues, the trial court

deprived him of the opportunity to undermine Ybarra’s testimony by showing that

he was using drugs when he testified. We disagree. Ybarra had denied he was

using drugs, and the questions by the defense were purely rhetorical, implying that

Ybarra’s sniffles were a result of drug use, not a cold, and that by insisting on the

19

latter Ybarra was lying. Moreover, even if the trial court should have permitted

the questions, the error was harmless, because the jury knew that Ybarra had used

drugs in the past, and whether he was using them at the time of trial was only

tangentially relevant to his veracity as a witness.

3. Information about the murder of Esther Alvarado

Defense counsel asked prosecution witness Ybarra on cross-examination

whether “the people in Grayson were talking about [Alvarado’s murder] a lot” on

the day after it took place. The trial court sustained the prosecutor’s relevancy

objection.

Defendant insists the question was relevant and should have been allowed.

He explains that if the residents of Grayson were talking about Alvarado’s murder,

Ybarra could thus have learned details about the murder from them, instead of

through a conversation among defendant, Padilla, and Prado, that Ybarra claimed

to have overheard. Assuming for the sake of argument that defendant is correct,

the error was harmless. Ybarra testified that he had heard about the killing from

Esther Alvarado’s brother and a friend and that he had read about it in the

newspaper. Thus, the jury knew Ybarra could have learned details of the murder

from these sources; whether he had also discussed it with other people in Grayson

was of minimal significance.

4. Confrontation clause

Defendant asserts that by sustaining the above-discussed prosecutorial

objections to his cross-examination of prosecution witnesses Ybarra and Detective

Nirshl, the trial court violated his constitutional right to confront adverse

witnesses. (U.S. Const., 6th & 14th Amends.) We disagree. “The confrontation

clause allows ‘trial judges . . . wide latitude . . . to impose reasonable limits on . . .

cross-examination based on concerns about, among other things, harassment,

20

prejudice, confusion of the issues, the witness’ safety, or interrogation that is

repetitive or only marginally relevant.’ ” (People v. Clair (1992) 2 Cal.4th 629,

656, fn. 3, quoting Delaware v. Van Arsdale (1986) 475 U.S. 673, 679; see also

People v. Hines (1997) 15 Cal.4th 997, 1047.) Here, the challenged rulings all

pertained to marginally relevant matters; defendant had ample opportunity to

cross-examine Ybarra to probe his veracity.

E. Sufficiency of Evidence of Financial Gain Special Circumstance

The jury found true the special circumstance allegation that defendant

killed Esther Alvarado for “financial gain,” that is, heroin and cocaine he got from

Alfredo Padilla and Brenda Prado for committing the murder. Defendant argues

the evidence was insufficient to support the financial gain special circumstance.

To evaluate this claim, we must “examine the whole record in the light most

favorable to the judgment to determine whether it discloses substantial evidence –

evidence that is reasonable, credible, and of solid value – such that a reasonable

trier of fact could find the defendant guilty beyond a reasonable doubt.” (People

v. Kraft (2000) 23 Cal.4th 978, 1053.)

Although there was strong circumstantial evidence identifying defendant as

the one who killed Esther Alvarado, the only evidence that the killing was in

exchange for illegal drugs, and thus the only evidence supporting the financial

gain special circumstance, was the testimony of prosecution witness Anthony

Ybarra, who said he overheard defendant plotting with Alfredo Padilla and Brenda

Prado to kill Alvarado.

Defendant contends Ybarra’s testimony was chronologically impossible,

for reasons discussed below.

Ybarra testified that he arrived at the Grayson house between 10:30 and 11

p.m.; defendant arrived, after dropping off Esther Alvarado at the nearby

21

Guzman’s Bar, between 11:00 and 11:30 p.m. Ybarra claimed he overheard

defendant, Padilla, and Prado plot to kill Alvarado, after which defendant picked

up Alvarado at Guzman’s Bar and drove away. Lorenzo Guzman, the owner of

the bar, corroborated Ybarra, testifying that Alvarado was in his bar for 15 or 20

minutes and left between 11:30 p.m. and midnight. Ybarra also testified that after

defendant left the Grayson house, Dallas White gave him a ride home.

On cross-examination, the defense impeached Ybarra with his preliminary

hearing testimony that while White was taking him home, they drove by Johnny

Alvarado’s house and saw a sheriff’s patrol car parked there, and Ybarra said to

White that the sheriff’s deputies must be questioning his brother Gilbert about the

lawn mower stolen from Alvarado. (As previously mentioned, Gilbert had left the

Grayson house with Alvarado after Alvarado had recovered the mower from

Gilbert.) Similarly, Dallas White testified that when he drove Ybarra home the

night of Esther Alvarado’s murder, they saw a sheriff’s car in front of Johnny

Alvarado’s house. There was also testimony by the deputy who arrested Gilbert

that the deputy was at Johnny Alvarado’s house from 9:20 p.m. until

approximately 10:30 p.m., and the “booking register” showed that he booked

Gilbert into the county jail shortly thereafter, at 11 p.m.

Defendant reasons that if Ybarra and White saw the sheriff’s car at Johnny

Alvarado’s house, they must have driven by that house before 10:30 p.m. (when

the sheriff’s deputy said he left the house), in which case Ybarra could not have

been at the Grayson house at 11 p.m., when Ybarra said defendant arrived.

Therefore, defendant argues, Ybarra must have lied when he said he overheard

defendant plotting the killing of Esther Alvarado with Padilla and Prado.

Not necessarily so. Ybarra may have been wrong in his time estimate when

he testified that defendant arrived at the Grayson house between 11 and 11:30

p.m.; similarly, bar owner Guzman may have been wrong when he said Esther

22

Alvarado left the bar between 11:30 and midnight. Neither Ybarra nor Guzman

had any reason to pay close attention to the time when the events in question

occurred, and Ybarra did not have a watch. Thus, Ybarra may have overheard

defendant conspiring with Padilla and Prado at about 10 p.m., which would have

enabled him to see the sheriff’s patrol car on his way home. Alternatively, Ybarra

may have been right in his time estimate, but the car he and White saw on the way

to Ybarra’s house may not have belonged to the sheriff’s deputy who arrested

Gilbert. Either way, the jury could reasonably have concluded that Ybarra

truthfully testified that he heard defendant, Padilla, and Prado planning to kill

Alvarado.

Defendant claims that, in an interview with Detective DeLeon introduced at

trial, Ybarra said he heard from Dallas White that defendant had plotted with

Padilla and Prado to kill Esther Alvarado rather than overhearing the conversation

himself. Defendant bases this claim on selective portions of an ambiguous and

nearly incoherent comment Ybarra made at the beginning of the interview. Later

in the interview, however, Ybarra explained that he personally heard defendant,

Padilla, and Prado planning to kill Esther Alvarado.

Defendant argues that Ybarra was not credible because he was a heroin

addict, a liar, a thief, and a police informant. Defendant also points to many minor

discrepancies in Ybarra’s testimony at defendant’s trial, when compared to his

statement to Detective DeLeon and his testimony in other court proceedings. But

the jury knew of Ybarra’s unsavory reputation and the inconsistencies in his

testimony, and it nevertheless believed him. So did the trial court, which

commented at the sentencing hearing that Ybarra’s testimony was “credible

despite some inconsistencies.”

In evaluating the sufficiency of evidence, “the relevant question on appeal

is not whether we are convinced beyond a reasonable doubt” (People v. Perez

23

(1992) 2 Cal.4th 1117, 1127), but “whether ‘ “any rational trier of fact” ’ could

have been so persuaded” (People v. Lucero (1988) 44 Cal.3d 1006, 1020). Here, a

rational trier of fact could, relying on Ybarra’s testimony, find that defendant

killed Esther Alvarado in exchange for heroin and cocaine, thus supporting the

special circumstance that the killing was for financial gain.

F. Effect of Jury’s Conspiracy Verdict

As previously mentioned, defendant was charged not only with the murder

of Esther Alvarado but also with conspiracy to commit murder. The prosecution

alleged eight overt acts in furtherance of the conspiracy. The jury found only

three of these acts true: that defendant met with Alfredo Padilla and Brenda Prado

on the night of January 4-5, 1988, that at the meeting he agreed to kill Esther

Alvarado in exchange for drugs, and that he killed Alvarado in furtherance of the

conspiracy. The jury did not find true the other five alleged overt acts: that

defendant told Padilla and Prado he had left Alvarado at Guzman’s Bar, that

Padilla and Prado told defendant Alvarado was a “rat” who should be killed, that

Padilla and Prado offered defendant drugs to kill Alvarado, that Padilla and Prado

gave defendant drugs at the meeting, and that Padilla offered defendant a shotgun

to use to kill Alvarado.

Defendant notes that prosecution witness Ybarra’s testimony provided the

only evidence of each overt act that the jury did not find true. Therefore, he infers,

the jury must have rejected Ybarra’s testimony. As a result, he argues, the

financial gain special circumstance cannot stand, because Ybarra’s testimony

provided the only evidence to support it.

We disagree. The jury’s findings on the overt acts do not show that it

rejected Ybarra’s testimony. The jury may have decided not to find four of the

alleged overt acts true because they involved conduct not by defendant but by

24

Padilla and Prado, and the jury may have decided not to find true the fifth alleged

overt act (that defendant told Padilla and Prado he had left Alvarado at the bar)

because it preceded the conspiracy. Alternatively, the jury may have been unable

to determine beyond a reasonable doubt that Ybarra correctly remembered every

detail of the conspiracy to kill he overheard among defendant, Padilla, and Prado;

but the jury credited the most significant part of Ybarra’s testimony, namely, that

defendant agreed to kill Alvarado in exchange for drugs. Another possibility is

that the jury, which was instructed to convict defendant of conspiracy so long as it

unanimously agreed that at least one overt act was true, decided that once it

unanimously agreed on three overt acts, it did not have to decide whether the

remaining five acts were true. If the jury relied on any of the theories described

above, it did not reject Ybarra’s testimony.

Even if the jury’s findings on the alleged overt acts were inconsistent with

its finding on the financial gain special circumstance, that inconsistency would

provide no ground for overturning the special circumstance finding. (See

generally People v. Santamaria (1994) 8 Cal.4th 903, 911 [“It is . . . settled that an

inherently inconsistent verdict is allowed to stand . . . .”].)

G. Constitutionality of Financial Gain Special Circumstance as

Applied to This Case

Defendant contends the financial gain special circumstance is

unconstitutional as applied to this case. He claims the prosecution’s evidence

shows that he killed Esther Alvarado to obtain a “fix” to feed his heroin addiction.

He maintains that when the only “financial gain” a defendant hopes to obtain from

a murder are the drugs that will satisfy an addiction, the financial gain special

circumstance fails to “genuinely narrow” the class of persons eligible for the death

penalty, in violation of the Eighth and Fourteenth Amendments to the federal

Constitution.

25

The Attorney General responds that defendant has not preserved this issue

for appeal because he did not raise it at trial. But this court has consistently

considered “as applied” challenges to California’s death penalty law (such as this

one) on their merits without discussing whether they were raised at trial. (See,

e.g., People v. Seaton (2001) 26 Cal.4th 598, 691; People v. Kraft, supra, 23

Cal.4th 978, 1078; People v. Davenport (1995) 11 Cal.4th 1171, 1225; People

v. Garceau (1993) 6 Cal.4th 140, 207; People v. Roberts (1992) 2 Cal.4th 271,

323.) Here, we need not decide whether an objection was necessary to preserve

the issue because, as we shall explain, defendant’s claim lacks merit. (See People

v. Champion (1995) 9 Cal.4th 879, 908, fn. 6 [when the question whether a

defendant has preserved a claim is “close and difficult,” we assume the claim is

preserved and address the merits].)

Contrary to defendant’s argument, there is no evidence that he killed Esther

Alvarado simply to satisfy a drug addiction. Prosecution witness Anthony Ybarra

testified that defendant agreed to commit the murder in exchange for both heroin

and cocaine, but there was no evidence at the guilt phase of trial that he was

addicted to either drug. To the contrary, when defendant was arrested he told

Deputy Sheriff Richard McFarren that although he was beginning to have a drug

problem, he was not an everyday user of drugs and did not have a drug habit.

Defendant did present evidence at the penalty phase that he was addicted to

heroin, but he offered no evidence that he was addicted to cocaine. Thus, even if

we were to assume that the financial gain special circumstance does not apply to

those who commit a murder solely to satisfy a drug habit, and even if we could

consider evidence presented at the penalty phase in determining whether

defendant had such an addiction, the evidence here did not show that this was

defendant’s only motive for killing Esther Alvarado.

26

In any event, we see no constitutional impediment to a capital punishment

scheme that, like California’s death penalty law, provides that persons who kill for

“financial gain” are eligible for the death penalty, but does not exclude from that

relatively broad category those who commit the murder to obtain drugs to satisfy

an addiction. Defendant argues that if the financial gain special circumstance

encompasses murders committed by addicts in exchange for drugs, it precludes the

jury from considering the murderer’s addiction as a factor in mitigation. Not so.

Nothing in California’s death penalty scheme prevents a defendant from arguing

that a murder committed to satisfy a drug habit is a mitigating circumstance

warranting a sentence of life imprisonment without possibility of parole rather

than death. Indeed, here defendant made precisely that argument to the jury.

H. Special Circumstance Finding on Conspiracy Conviction

The jury convicted defendant not only of the first degree murder of Esther

Alvarado, but also of conspiring to murder her, and it found the financial gain

special circumstances true as to both the murder and the conspiracy to murder.

The trial court sentenced defendant to life imprisonment without possibility of

parole for the crime of conspiracy to commit murder.

Defendant argues that the special circumstances listed in section 190.2,

including murder for financial gain, do not apply to the crime of conspiracy. This

issue also arose in People v. Lawley (2002) 27 Cal.4th 102. There, the Attorney

General conceded that our law did not authorize a special circumstance finding

and death sentence for the crime of conspiracy to commit murder. (Id. at pp. 171-

172; but see id. at p. 173 (conc. opn. of Baxter, J.) [stating that whether special

circumstance allegations can accompany a charge of conspiracy to commit murder

“presents a close and difficult question”].) Here, the Attorney General does not

concede the issue. We therefore address its merits.

27

California’s conspiracy law states that when two or more persons conspire

to commit murder, “the punishment shall be that prescribed for murder in the first

degree.” (§ 182, subd. (a), italics added.) The Legislature added that language a

half century ago. (Stats. 1955, ch. 660, § 1, p. 1155.) At that time, the

punishment for murder was described in former section 190, which stated in

pertinent part: “Every person guilty of murder in the first degree shall suffer

death, or confinement in the state prison for life, at the discretion of the jury trying

the same; or upon a plea of guilty, the court shall determine the same . . . .” (Stats.

1927, ch. 889, § 1, p. 1952.) In 1955, therefore, the punishment for conspiracy to

commit murder was death or life imprisonment, at the discretion of the jury or the

court.

But defendant and the Attorney General both assume that the Legislature,

when it said the punishment for conspiracy to commit murder “shall be that

prescribed for murder in the first degree,” did not intend to fix the penalty

permanently at the punishment for first degree murder as it existed in 1955, but

rather intended to incorporate by reference changes in the penalty for first degree

murder occurring after that time. We agree. “[W]here a reference to another law

is specific, the reference is to that law as it then existed and not as subsequently

modified, but where the reference is general, . . . ‘the reference is to the law as it

may be changed from time to time.’ ” (People v. Anderson (2002) 28 Cal.4th 767,

779, quoting Palermo v. Stockton Theatres, Inc. (1948) 32 Cal.2d 53, 58-59.)

Because section 182 refers generally to the punishment prescribed for murder in

the first degree, it incorporates whatever punishment the law prescribed for first

degree murder when the conspiracy was committed.

The current law fixing the penalty for first degree murder was enacted by

voter initiative in 1978. Subdivision (a) of section 190, enacted as part of that

initiative, describes the punishment for first degree murder: “Every person guilty

28

of murder in the first degree shall suffer death, confinement in state prison for life

without the possibility of parole, or confinement in the state prison for a term of

25 years to life. The penalty to be applied shall be determined as provided in

Sections 190.1, 190.2, 190.3, 190.4, and 190.5.” Subdivision (a) of section 190.2

states: “The penalty for a defendant who is found guilty of murder in the first

degree is death or imprisonment in the state prison for life without the possibility

of parole if one or more . . . special circumstances has been found . . . true . . . .”

(Italics added.)

Thus, current law prescribes death and life imprisonment without

possibility of parole as punishments for first degree murder, but only when a

special circumstance has been found true. Absent a special circumstance finding,

the punishment for first degree murder is imprisonment for a term of 25 years to

life. Because the punishment for conspiracy to commit murder is “the punishment

. . . prescribed for murder in the first degree” (§ 182, subd. (a)), the punishment for

conspiracy to commit murder can be death or life imprisonment without parole

only if a special circumstance may be alleged and found true as to that crime.

Whether the special circumstances in section 190.2 apply to the crime of

conspiracy to murder is a question of statutory construction. In construing

statutes, we seek to ascertain and effectuate legislative intent. (People v. Gardley

(1996) 14 Cal.4th 605, 621.) We begin with the text of statutes because the words

used are generally the most reliable indicator of legislative intent. (Ibid.)

We find nothing in the wording of the statutes governing special

circumstances indicating that the voters who enacted the 1978 death penalty law

intended that the special circumstances would apply to the crime of conspiracy to

commit murder or indeed to any crime other than murder. The crime of

conspiracy to commit murder is nowhere mentioned in the text of the 1978 death

penalty imitative measure, and the initiative’s provisions rather strongly imply that

29

special circumstances may be charged and found true only as to the crime of

murder. For example, subdivision (a) of section 190.1 states: “If the trier of fact

finds the defendant guilty of first degree murder, it shall at the same time

determine the truth of all special circumstances charged . . . .” (Italics added.)

We assume the electorate understood that application of special

circumstances to the crime of conspiracy to murder would have practical

significance only when the conspirators did not succeed in killing their intended

victim. If they did kill the victim, the conspirators could be charged with murder,

and the special circumstance could be alleged for that crime. The prosecution

would gain no apparent advantage in charging special circumstances also as to the

separate of crime of conspiracy to murder. Under Penal Code section 654, a

defendant may not be punished for both the murder and the conspiracy (People

v. Moringlane (1982) 127 Cal.App.3d 811, 819); in any event, the punishments of

death and life without possibility of parole may only be imposed on a defendant

once. Thus, the 1978 electorate would have no reason to want the special

circumstances adopted by the 1978 initiative to be applicable to a successful

conspiracy to commit murder. We consider, then, whether there is any basis to

conclude that the electorate intended to make capital punishment available for

those engaged in an unsuccessful conspiracy to commit murder.

To determine the voters’ intent, we consider the analyses and arguments in

the official ballot pamphlet for the election at which the 1978 death penalty

initiative was adopted. (See People v. Rizo (2000) 22 Cal.4th 681, 685; People v.

Birkett (1999) 21 Cal.4th 226, 243.) Like the text of the initiative itself, the

analyses and arguments in the official ballot pamphlet for the election at which the

1978 death penalty initiative was adopted contain no mention of the crime of

conspiracy to commit murder and no suggestion that the special circumstances

30

enumerated in section 190.2 would apply to the crime of conspiracy to commit

murder or to any crime other than murder.

Another aid in determining legislative intent is “the history and background

of the measure” (People v. Birkett, supra, 21 Cal.4th at p. 232), including “the

wider historical circumstances of its enactment” (Dyna-Med, Inc. v. Fair

Employment & Housing Com. (1987) 43 Cal.3d 1379, 1387; accord, County of

Santa Clara v. Perry (1998) 18 Cal.4th 435, 442). In 1978, when the electorate

adopted the current death penalty law, it was unclear whether the federal

Constitution permitted imposition of the death penalty for the crime of conspiracy

to murder. Just the preceding year, in Coker v. Georgia (1977) 433 U.S. 584

(Coker), six justices of the United States Supreme Court had held that imposing

the death penalty for rape was cruel and unusual punishment, in violation of the

Eighth Amendment to the federal Constitution. (Coker, at p. 592 (plur. opn.); id.

at p. 600 (conc. opns. of Brennan, J. & Marshall, J.).) Although the high court did

not expressly hold that the Eighth Amendment prohibits capital punishment for all

crimes not resulting in death, the plurality stressed that the crucial difference

between rape and murder is that a rapist “does not take human life.” (Coker, at

p. 598.) The same day on which it decided Coker, the high court, in a one-

paragraph per curium opinion, vacated a death sentence for the crime of

aggravated kidnapping, stating that the sentence was cruel and unusual

punishment. (Eberheart v. Georgia (1977) 433 U.S. 917.)

We assume the electorate is aware of relevant judicial decisions when it

adopts legislation by initiative. (People v. Clark (1990) 50 Cal.3d 583, 602;

People v. Burton (1989) 48 Cal.3d 843, 861.) Thus, we assume that in 1978,

when it adopted the current death penalty law, the California electorate was aware

of the United State Supreme Court’s then recent decisions in Coker, supra, 433

U.S. 584, and Eberheart v. Georgia, supra, 433 U.S. 917, raising serious doubts

31

that the federal Constitution permitted the death penalty for any offense not

requiring the actual taking of human life. It is reasonable to infer that the

electorate, having this knowledge, intended to ensure the constitutionality of death

penalty law by restricting capital punishment to the crime of first degree murder.

Further, it is reasonable to infer that the electorate intended to accomplish this

restriction by authorizing the special circumstances that would establish eligibility

for capital punishment only for murder in the first degree, as indicated by the

wording of subdivision (a) of section 190.1 stating that a trier of fact would

determine the truth of a special circumstance allegation only “[i]f the trier of fact

finds the defendant guilty of first degree murder . . . .”

We also assume the voters are aware of punishments for comparable

California crimes when they adopt punitive legislation. In November 1978, when

the initiative death penalty law was enacted by the electorate, the penalty for most

forms of attempted willful and premeditated murder was five, six, or seven years.

(Former § 664, subd. 1, as amended by Stats. 1976, ch. 1139, § 265, p. 5137; see

§§ 187, 189, former § 190, as added by Stats. 1977, ch. 316, § 5, p. 1256.)

September 1978 legislative amendments had increased that punishment, effective

January 1, 1979, but only to five, seven, or nine years (former § 664, subd. (1), as

amended by Stats. 1978, ch. 579, § 27, p. 1986; Stats. 1978, ch. 1166, § 2,

p. 3771). Years later, the Legislature further increased the punishment for

attempted willful and premeditated murder, but only to life imprisonment with the

possibility of parole (former § 664, subd. (1), as amended by Stats. 1986, ch. 519,

§ 2, p. 1859), where it remains today (§ 664, subd. (a).)

Though conspiracy is often punished more severely than attempt, it seems

unlikely the voters intended to allow the death penalty for a conspiracy to murder,

which requires only a conspirator’s overt act in furtherance of the murderous plot

(§ 184), at a time when the maximum punishment for attempted willful and

32

premeditated murder, which requires a direct, though ineffectual, premeditated

murderous act (§ 21a), was five, seven, or nine years in prison. This further

supports our conclusion that the special circumstances in section 190.2 do not

apply to conspiracy to murder.

Two additional rules of statutory construction also favor the conclusion that

the special circumstances adopted by the 1978 death penalty law do not apply to

crimes, like conspiracy to commit murder, that do not require the actual taking of

human life. When determining the scope of an initiative, we “assume that the

voters intended the measure to be valid and construe it to avoid ‘serious’ doubts as

to its constitutionality if that can be done ‘without doing violence to the reasonable

meaning of the language.’ ” (San Francisco Taxpayers Assn. v. Board of

Supervisors (1992) 2 Cal.4th 571, 581.) Here, a construction of the 1978 death

penalty law as permitting capital punishment for an offense like conspiracy to

commit murder that does not require the actual taking of human would raise a

serious constitutional question. Since the United States Supreme Court’s 1977

decisions in Coker, supra, 433 U.S. 584, and Eberheart v. Georgia, supra, 433

U.S. 917, there have been no executions in this country for crimes that did not

involve the victim’s death. (See Note, What if the Victim is a Child? Examining

the Constitutionality of Louisiana’s Challenge to Coker v. Georgia (2000) 2000

Ill. L.Rev. 347, 360.) As a result, whether the federal Constitution bars imposition

of the death penalty for crimes not resulting in death remains an unresolved issue.

(See State v. Polk (La. 1979) 376 So.2d 151 [relying on Coker and Eberheart to

invalidate law imposing the death penalty for aggravated kidnapping]; State v.

Gardner (Utah 1997) 947 P.2d 630 [relying on Coker to invalidate law imposing

the death penalty for aggravated assault by a prisoner serving a sentence for a

“felony of the first degree”]; but see State v. Wilson (La. 1996) 685 So.2d 1063

[distinguishing Coker to uphold law imposing the death penalty for rape of a child

33

under the age of 12].) The issue continues to be the subject of considerable

scholarly debate. (See, e.g., Note, Murdering Innocence: The Constitutionality of

Capital Child Rape Statutes (2003) 45 Ariz. L.Rev. 197; Broughton, “On

Horror’s Head Horrors Accumulate”: A Reflective Comment on Capital Child

Rape Legislation (2000) 39 Duq. L.Rev. 1; Note, What if the Victim is a Child?

Examining the Constitutionality of Louisiana’s Challenge to Coker v. Georgia

(2000) 2000 Ill. L.Rev. 347; Fleming, Louisiana’s Newest Capital Crime: The

Death Penalty for Child Rape (1999) 89 J. Crim. L. & Criminology 717; Bailey,

Death Is Different, Even on the Bayou: The Disproportionality of Crime and

Punishment in Louisiana’s Capital Child Rape Statute (1998) 55 Wash. & Lee

L.Rev. 1335; Higgins, Is Capital Punishment for Killers Only? (Aug. 1997) 83

A.B.A. J. 30; Comment, Coker v. Georgia: Disproportionate Punishment and the

Death Penalty for Rape (1978) 78 Colum. L.Rev. 1714; Comment, Death Penalty

for Rape (1977) 91 Harv. L.Rev. 123.)

A survey published by the Bureau of Justice Statistics, the statistical agency

of the United States Department of Justice, lists no state with a law allowing the

death penalty for conspiracy to murder. But several states, as well as the federal

government, have laws authorizing the death penalty for other crimes that do not

necessarily involve the victim’s death, such as treason, espionage, air piracy,

aggravated kidnapping, and rape of a child. (Snell and Maruschak, Capital

Punishment 2001, Bur. of Justice Statistics Bull., Dec. 2002, p. 2,

<http://www.ojp.usdoj.gov/bjs/pub/pdf/cp01.pdf> [as of June 2, 2003].)

Because the constitutionality of laws imposing the death penalty for crimes

not necessarily resulting in death is unresolved, and because we do not know of

any state that allows a sentence of death for conspiracy to murder, we are reluctant

to find that the electorate intended to authorize the death penalty for that offense

absent clear evidence, of which we have found none, of that intent.

34

The last rule of statutory construction we consider is known as the rule of

lenity. This rule states that when “two reasonable interpretations of the same

provision stand in relative equipoise, i.e., . . . resolution of the statute’s

ambiguities in a convincing manner is impracticable,” we construe the provision

most favorably to the defendant. (People v. Jones (1988) 46 Cal.3d 585, 599; see

also People v. Avery (2002) 27 Cal.4th 49, 58.) Here, as we have seen, the 1978

death penalty law is most plausibly construed as not authorizing the charging of

special circumstances for the crime of conspiracy to commit murder. But even if

such a construction were no more plausible than the alternative, the rule of lenity

would add decisive weight in favor of that construction.

Accordingly, we hold that under sections 182 and 189 through 190.2, the

punishment for conspiracy to commit murder is the punishment for first degree

murder without special circumstances.

III. PENALTY PHASE ISSUES

A. Admission of Evidence of Crime of Which Defendant Had Been

Acquitted

In a discussion in chambers before the penalty phase began, the prosecutor

told the trial court he intended to offer evidence that defendant, while in custody

awaiting trial, stabbed Deputy Sheriff William Legg. The prosecutor said

defendant had been charged with assault with a deadly weapon on two persons—

Deputy Legg and inmate Kenny Mitchell—and that a jury had acquitted defendant

of assaulting Mitchell with a deadly weapon but found him guilty of the lesser

included offense of assault on Legg. The Attorney General now concedes that this

representation was untrue. The jury had actually acquitted defendant of assaulting

35

Legg with a deadly weapon while convicting him of the lesser offense of assault

on Mitchell.3

Based on the prosecutor’s inaccurate representation, the trial court

permitted him to introduce evidence of defendant’s assault on Deputy Legg. The

latter testified to seeing defendant holding a four- to-six-inch-long piece of metal

that had a piece of cloth wrapped around the middle, and receiving “two small stab

wounds” from the weapon.

In closing argument, the prosecutor told the jury: “What’s [defendant] like

in jail? Well, ask Deputy Legg. . . . [Defendant] either acquires or makes what

Legg defines for you as a shank, a jail-made knife, and Legg walks up and sees it

in the defendant’s hand. He confronts him about it and gets cut. Admittedly not

major injuries, luckily. This is the man whose choice you have to send him to

prison with other prisoners and guards for the rest of his life. What do you expect

from him? What has he brutally taught you as part of this community that he is all

about? . . . He’ll get himself some dope in prison and you know he can. . . . And

if he accesses some of the . . . gangs, that have a readily accessible reliable,

repeated supply source to the . . . dope, . . . all he has got to do is pay the piper just

like he has already paid Brenda Prado and Alfredo Padilla with services instead of

money. [¶] It is nice, you’ve got a knack for acquiring or making jail-made

knives, that’s helpful. That’s all he has got to do.”


3

We previously granted defendant’s request that we take judicial notice of

the minute order in Stanislaus County Superior Court file, case No. 246029, which
demonstrates the inaccuracy of the prosecutor’s statement. (See Evid. Code,
§§ 452, subd. (d) [judicial notice may be taken of the records of any court of this
state], 452.5 [pertaining to court records relating to criminal convictions]; People
v. Lawley, supra
, 27 Cal.4th 102, 163, fn. 24.)

36

Later, in his rebuttal, the prosecutor also mentioned the assault on Legg in

response to defense counsel’s reference to the educational programs in which

defendant had participated while at the California Youth Authority: “Contrast [the

educational programs] with stabbing one of his guards, one of his jailers, cutting

them with a shank. Which do you think is more significant? Which do you think

tells you more about the individual? That . . . he may . . . have been cajoled . . .

into an educational program . . . ? . . . [¶] Or a man . . . facing a first degree

murder charge and a special circumstance allegation . . . and in the face of that,

knowing that that’s coming up . . . , he’s got a shank in his hand and he cuts his

jailer. [¶] What tells you more about the man?”

Defendant contends the trial court should have excluded all evidence of his

attack on Deputy Legg and the prosecutor should not have relied on that attack in

his argument to the jury. We agree. Section 190.3 provides that “in no event shall

evidence of prior criminal activity be admitted for an offense for which the

defendant was prosecuted and acquitted.” This section applies here because

defendant was “prosecuted and acquitted” of assaulting Legg.

Defendant did not object to the evidence of the attack on Deputy Legg or to

the prosecutor’s argument. But his failure to do so was excusable, in light of the

prosecutor’s inaccurate representation to the trial court that defendant had been

convicted of the assault. Thus, the Attorney General does not contend that

defendant has forfeited the claim by lack of objection, and we need not consider

defendant’s alternative claim that counsel was incompetent for not objecting.

We discuss the prejudicial effect of the prosecution’s use of the evidence

that petitioner stabbed Deputy Legg in part III. E., post.

37

B. Admission of Evidence that Robert Caseri Feared Defendant Was

Going to Kill Him

At the penalty phase of trial, the prosecution introduced evidence that

defendant had committed the uncharged murder of Robert Caseri. As part of that

evidence, Robert Caseri’s sister, Karen Hatcher, testified over defense objection

that a week before Caseri’s disappearance he told her of his fear that defendant,

Earl Rodrigues, and Arnulfo DeLeon were going to kill him; and he again said so

at lunch with her two days later. Hatcher further testified, also over objection, that

after Caseri disappeared she spoke to bartender Sal Banda at the Red Lion

Cocktail Lounge. Banda said that on the last night Caseri was seen alive, Banda

had offered to take him to the hospital after defendant had beaten him up, but

Caseri refused to go, saying that defendant and Rodrigues were “going to get” him

anyway.

Defendant contends the trial court should not have admitted Hatcher’s

testimony. We agree.

Caseri’s statements to Hatcher and to Banda may have been relevant to

prove that defendant killed him, but for that purpose they were inadmissible

hearsay. (People v. Noguera (1992) 4 Cal.4th 599, 620-621 (Noguera); People

v. Armendariz (1984) 37 Cal.3d 573, 588; Evid. Code, § 1250, subd. (b).) The

Assembly Judiciary Committee’s official comments to Evidence Code section

1250 mention inadmissibility of a murder victim’s expressed fear of the person

charged with the murder when the purpose is to prove the killer’s identity.

According to these comments, People v. Merkouris (1959) 52 Cal.2d 672, an early

decision of this court that allowed such evidence, “is based on a rationale that

destroys the very foundation of the hearsay rule.” (Assem. Judiciary Com. com.,

29B Pt.4 West’s Ann. Evid. Code (1995 ed.) § 1250, pp. 280-282.) The Attorney

38

General, however, argues the statements were admissible for a different purpose:

to prove Caseri’s state of mind. As we shall explain, he is wrong.

Subdivision (a) of Evidence Code section 1250 permits hearsay evidence of

a declarant’s state of mind when “the declarant’s state of mind . . . is itself an issue

in the action” or when it is “offered to prove or explain acts or conduct of the

declarant.” A prerequisite to this exception to the hearsay rule is that the

declarant’s mental state or conduct be factually relevant. (Noguera, supra, 4

Cal.4th at p. 620; see also People v. Ruiz (1988) 44 Cal.3d 589, 608.) A murder

victim’s fear of the alleged killer may be in issue when the victim’s state of mind

is directly relevant to an element of an offense. (See, e.g., People v. Thompson

(1988) 45 Cal.3d 86, 103-104 [decedent’s fear of the defendant relevant to refute

the defendant’s claim that they engaged in consensual sexual intercourse before

her death, and thus to prove an alleged rape-murder special circumstance].) That

fear may also be in issue when, according to the defendant, the victim has behaved

in a manner inconsistent with that fear (see, e.g., People v. Lew (1968) 68 Cal.2d

774, 778-780 [decedent’s fear relevant to disprove the defendant’s claim that she

was sitting on his lap and examining his gun when it accidentally discharged]).

Here, however, neither murder victim Caseri’s mental state nor his conduct was an

issue in the case.

The Attorney General contends that Caseri’s fear of defendant was relevant

to explain why Caseri remained at the Red Lion Cocktail Lounge after defendant

attacked him. Caseri’s alleged fear does raise a question as to why he remained at

the Red Lion, but it provides no answer to that question. Moreover, the reason

why Caseri remained at the Red Lion was not at issue. The only issue was

whether defendant or someone else had killed Caseri. In previous decisions, we

have repeatedly rejected similar claims by the Attorney General that the victim’s

fear of the defendant was relevant to the victim’s state of mind or conduct. (See,

39

e.g., Noguera, supra, 4 Cal.4th at p. 622 [victim’s state of mind and conduct not in

issue when the only issue was defendant’s identity]; People v. Ruiz, supra, 44

Cal.3d at p. 608 [victims’ state of mind and conduct not in issue]; People

v. Bunyard (1988) 45 Cal.3d 1189, 1204; People v. Armendariz, supra, 37 Cal.3d

at pp. 584-588; People v. Arcega (1982) 32 Cal.3d 504, 526-527; People

v. Ireland (1969) 70 Cal.2d 522, 529.)

We consider the prejudicial effect of the trial court’s erroneous admission

of Hatcher’s testimony in part III. E., post.

C. Failure to Instruct on Accomplice Liability

As mentioned earlier, Earl Rodrigues (defendant’s brother-in-law) testified

for the prosecution, and the prosecution also introduced out-of-court statements

Rodrigues had made to Patterson Police Officer Tony Zavala. The prosecution

used Rodrigues’s testimony and statements to show that defendant was drinking

with Robert Caseri the last night he was seen alive; that threats were exchanged

between defendant and Caseri; that in a fight with Caseri outside the Red Lion

Cocktail Lounge, defendant slammed Caseri’s head onto the pavement; that Caseri

later left the lounge with defendant; and that defendant used Rodrigues’s car that

evening.

Defendant argues that Rodrigues may have been an accomplice to Caseri’s

murder, and the trial court should therefore have given the standard instructions on

accomplices: CALJIC No. 3.10 [accomplice defined], CALJIC No. 3.11

[accomplice testimony must be corroborated], CALJIC No. 3.12 [sufficiency of

evidence to corroborate an accomplice], and CALJIC No. 3.18 [jury should view

accomplice testimony with distrust].

As we explained in People v. Mincey (1992) 2 Cal.4th 408, 461: “When

the prosecution calls an accomplice as a witness, the trial court must instruct the

40

jury that the witness’s testimony should be viewed with distrust. [Citation] This

rule applies to both the penalty and the guilt phases of a death penalty case.

[Citation] In addition, when the prosecution seeks to introduce evidence of the

defendant’s unadjudicated prior criminal conduct, the jury should be instructed at

the penalty phase that accomplice testimony must be corroborated.” (See also

People v. Williams (1997) 16 Cal.4th 153, 275; People v. Varnum (1967) 66

Cal.2d 808, 814-815.) Although defendant here apparently did not request the

instructions, we have held that when the prosecution uses accomplice testimony at

the penalty phase of a capital case to show that the defendant has engaged in

violent criminal acts, the trial court must give the instructions on its own initiative,

unless the defendant has been convicted of the crime to which the penalty phase

testimony pertains. (People v. Williams, supra, 16 Cal.4th at pp. 275-276; People

v. Mincey, supra, 2 Cal.4th at p. 461; see also People v. Tobias (2001) 25 Cal.4th

327, 331.)

The Attorney General contends the jury could not have found that

Rodrigues was an accomplice to Caseri’s killing, so the accomplice instructions

were unnecessary. We disagree. Apart from the statements of Rodrigues himself,

most of the evidence pointing to defendant as Caseri’s killer applied equally to

Rodrigues: (1) Before Caseri died he told his sister (Karen Hatcher) and Red Lion

bartender Sal Banda that defendant and Rodrigues were going to kill him;4

(2) Rodrigues, like defendant, was with Caseri the last time he was seen alive;

(3) Rodrigues accompanied defendant outside the Red Lion bar when defendant

attacked Caseri; (4) Rodrigues was related to defendant by marriage to his sister,

and transported him to and from the bar where Caseri was last seen; (5) the


4

As explained in part III.B., ante, this evidence was inadmissible.

41

prosecution hypothesized that Rodrigues’s car was used to take Caseri’s body to

the canal where it was found; bloodstains were found in the car, and Rodrigues’s

brother removed the rear seat (which would have been bloody if it had been used

to transport Caseri) before the police could examine it. Indeed, the jury was told

that Rodrigues, like defendant, was arrested for the murder of Caseri, although the

district attorney’s office did not file charges against either of them.

This evidence was insufficient to show that Rodrigues was an accomplice

as a matter of law. Nor did it establish beyond a reasonable doubt that Rodrigues

helped to kill Caseri. It was enough, however, to permit a jury to conclude by a

preponderance of the evidence that Rodrigues was an accomplice, in which event

the jury would have to apply the rule that accomplice testimony must be

corroborated and must be viewed with distrust. By not giving the requisite

instructions on accomplice testimony, the trial court erred. We discuss the

prejudicial effect of this error in part III. E., post.

D. Jury Instruction Pertaining to Others Involved in Criminal Activity

with Defendant

At the penalty phase, the trial court read to the jury an instruction based on

CALJIC No. 2.11.5: “There has been evidence in this case indicating that a

person other than defendant was or may have also been involved in the criminal

activity [in] which the defendant is alleged to have been involved. [¶] There may

be many reasons why such person is not here on trial. Therefore, do not discuss or

give any consideration to why the other person is not being prosecuted in this trial,

whether he has been or will be prosecuted. Your sole duty is to decide whether

the People have proved that the defendant was involved in such criminal activity.”

Defendant asserts that the only person to whom this instruction pertained

was prosecution witness Earl Rodrigues, who along with defendant was arrested

for the murder of Bobby Caseri although, like defendant, he was never charged

42

with the crime. Defendant argues that the trial court should not have given the

instruction because Rodrigues testified, thus entitling the jury to consider why

Rodrigues had not been prosecuted in evaluating his credibility as a witness.

The instruction was indeed improper. We have often said that trial courts

should not give CALJIC 2.11.5 in an unmodified form when, as here, a person

who might have been prosecuted for the crime has testified at trial. (People

v. Lawley, supra, 27 Cal.4th at p. 162; People v. Williams, supra, 16 Cal.4th at

pp. 226-227; People v. Cain (1995) 10 Cal.4th 1, 35; People v. Hardy (1992) 2

Cal.4th 86, 190; People v. Price (1991) 1 Cal.4th 324, 446; People v. Cox (1991)

53 Cal.3d 618, 667.) We consider the prejudicial effect of this error in part III. E.,

below.

E. Prejudice

The prosecution witnesses at the penalty phase testified that defendant

committed three crimes: the murder of Robert Caseri, the stabbing of Deputy

Legg, and the robbery of Mary Toste and her mother. (The prosecution also

introduced documentary evidence that defendant had been convicted of burglary.)

As explained above, there was serious error regarding the evidence pertaining to

the first two of these crimes.5


5

There may also have been serious error pertaining to the evidence of the

robbery of Mary Toste and her mother. In a habeas corpus petition, defendant
alleges his lead trial counsel, Kirk McAllister, a former deputy district attorney,
had prosecuted him for the Toste robbery. McAllister may have intended that
second counsel, Attorney Howard Tangle, would cross-examine Toste when she
testified about the robbery at the penalty phase. When Tangle became ill,
McAllister associated another attorney, Ramon Magana, to cross-examine Toste.
But, defendant alleges, McAllister did not ask Magana to participate in the case
until the day before Toste was called as a witness, and Magana did not talk to
defendant before Toste testified.
The record supports part of this claim: After
Toste testified on direct examination, Magana made a highly unusual request for a

(Footnote continued on next page.)

43

The evidence that defendant murdered Caseri was not overwhelming, as the

prosecution implicitly acknowledged when it declined to prosecute defendant after

his arrest for the crime. Given the weakness of the prosecution’s case, the

erroneously admitted evidence of Caseri’s fear that defendant was going to kill

him may have weighed heavily in the jury’s determination whether defendant

committed the murder. As this court rhetorically asked in People v. Hamilton

(1961) 55 Cal.2d 881, 898: “How could this jury avoid the ‘reverberating clang’

of these accusations from the grave?” Our response: “The answer is that this is an

impossible mental feat.” (Ibid; see also People v. Coleman (1985) 38 Cal.3d 69,

85 [“[W]hen declarations pertaining to threats of future conduct by the accused are

. . . admitted for the limited purpose of demonstrating the mental state of the

declarant . . . it is impossible to limit the prejudicial and inflammatory effect of

this type of hearsay evidence.”].)

The prejudicial effect of the trial court’s erroneous admission of Caseri’s

fear that defendant would kill him was compounded by the court’s failure to give


(Footnote continued from previous page.)

five-minute recess before cross-examining so he could talk to defendant,
explaining that he had not been able to meet with him. The trial court granted the
request. On the record, defendant summarily waived “any conflict there may be”
arising from Attorney McAllister’s earlier involvement in prosecuting him for the
Toste robbery, but McAllister merely mentioned that he was “involved in some of
the Minute Orders” without explaining his role as prosecutor at the Toste robbery
trial.


In his habeas corpus petition, defendant asserts that the representation by

his attorneys pertaining to the robbery was incompetent, that Attorney McAllister
had a conflict of interest with respect to the robbery, and that defendant’s waiver
of the conflict was invalid because he was not adequately advised of the nature of
the conflict. Because we reverse defendant’s judgment of death, we need not
address these claims, which in any event could be considered only on habeas
corpus.

44

the jury the standard accomplice instructions as to prosecution witness Earl

Rodrigues. The latter’s observations, presented through his own testimony and his

statements to Officer Tony Zavala, were crucial, because he was the only witness

who saw defendant attack Caseri outside the Red Lion Cocktail Lounge; and he

was the only witness who saw Caseri and defendant leave the Red Lion together.

The jury’s evaluation of this evidence may well have been affected by the trial

court’s failure to instruct the jury that if it considered Rodrigues an accomplice it

should regard his statements and testimony with suspicion.

Of less significance, but not to be ignored, is the trial court’s erroneous

instruction that the jury should not consider why Rodrigues was not being

prosecuted for Caseri’s murder. We have frequently said that a jury is not misled

by this instruction when the trial court gives the standard instructions on

accomplice liability. (See, e.g., People v. Lawley, supra, 27 Cal.4th at p. 162;

People v. Cain, supra, 10 Cal.4th at p. 35; People v. Price, supra, 1 Cal.4th at

pp. 445-446.) Here, however, the court did not give those instructions.

These errors, considered together, may have fatally distorted the jury’s

consideration of the prosecution’s most important aggravating evidence: that

defendant killed Robert Caseri. Moreover, the trial court’s erroneous admission of

evidence that defendant stabbed Deputy Legg while awaiting trial may have

further skewed the jury’s penalty evaluation. The prosecutor effectively used

evidence of that incident, of which defendant had been acquitted, to argue that if

the jury returned a verdict of life imprisonment without possibility of parole,

defendant would remain a danger to those around him and might well kill again.

When an error or a combination of errors occurs at the penalty phase of a

capital case, we reverse the judgment if there is a “reasonable possibility” that the

jury would have reached a different result if the error or errors had not occurred.

(People v. Brown (1988) 46 Cal.3d 432, 448.) Here, the errors at the penalty

45

phase were numerous and serious. There is a reasonable possibility that,

considered together, they affected the jury’s penalty determination.

Although they do not affect our disposition here, we also note with concern

these facts: (1) An important prosecution witness at the penalty phase was cross-

examined by a defense attorney who may have been retained only the previous

day and apparently never spoke to defendant until after the witness testified on

direct examination (see p. 42, fn. 5, ante); (2) Although defendant’s lead counsel

had in a previous case prosecuted him for a robbery, evidence of which was

introduced against defendant at the penalty phase, the record contains little

evidence that defendant was made aware of the dangers and potential drawbacks

of this possible conflict of interest (ibid.); (3) A prosecutor who was a potential

witness and had already testified at a codefendant’s trial conducted part of the voir

dire of prospective jurors (see issue II. A., ante); (4) The trial court violated its

statutory duty to have a court reporter present during bench conferences and the

instruction conference (§ 190.9). In a death penalty case, we expect the trial court

and the attorneys to proceed with the utmost care and diligence and with the most

scrupulous regard for fair and correct procedure. The proceedings here fell well

short of this goal.

DISPOSITION

We vacate the special circumstance found true as to count II (conspiracy to

commit murder) as well as the sentence of life without possibility of parole

imposed for the conspiracy conviction. The judgment of death is reversed.

KENNARD,

J.

WE CONCUR:

46

GEORGE, C. J.
WERDEGAR, J.
CHIN, J.
BROWN, J.
MORENO, J.


47










CONCURRING OPINION BY BAXTER, J.




I agree with affirming the murder and conspiracy convictions, affirming the

weapon and special circumstance findings for the murder, but reversing the

murder penalty judgment. I accept the majority’s analysis of those issues.

I also agree that we should vacate the special circumstance finding as to the

conviction for conspiracy to commit murder (Pen. Code, § 182, subd. (a);

hereafter § 182(a)),1 and the resulting sentence of life without parole on that count.

For various reasons to which the majority allude, it is unclear that the voters, when

adopting the 1978 initiative death penalty law, intended to apply its special capital

punishment provisions not only to actual first degree murder, but also to the

separate crime of conspiracy to commit murder.

I am particularly influenced by the disparity that would otherwise have

arisen between the maximum punishment for conspiracy to commit murder on the

one hand, and that provided in 1978 for attempted willful and premeditated

murder on the other. (See maj. opn., ante, at pp. 31-32.) Under these

circumstances, and particularly where the ultimate penalty of death is at stake, we

should, as the majority suggest, apply the rule of lenity and give defendants the

benefit of the doubt. As a result, under current law, the punishment for a


1

All further unlabeled statutory references are to the Penal Code.

1

conspiracy to commit murder, no matter how aggravated, is 25 years to life.

(§§ 182(a), 190, subd. (a).)

I do wish to stress, however, that nothing the majority say forecloses the

Legislature, or the electorate, from clearly providing that particular kinds of

aggravated murder conspiracies are subject to greater punishment, including death

or life without parole. To support their conclusion that the voters who adopted the

1978 initiative death penalty law did not intend that result, the majority presume

the voters were aware of two 1977 United States Supreme Court decisions,

decided the same day, that may raise a question whether the death penalty is

constitutional for crimes which do not involve the actual taking of human life.

(Coker v. Georgia (1977) 433 U.S. 584 (Coker); Eberheart v. Georgia (1977)
433 U.S. 917 (Eberheart).) But as the majority concede with good reason, that

issue is not resolved, and we do not resolve it here. Indeed, in light of

contemporary realities, there are substantial reasons to question whether the

current high court would invalidate a carefully drafted statute that allowed death

or life without parole for limited categories of aggravated murder conspiracies

even when human life was not lost.

At the outset, the results in both Coker and Eberheart were skewed by the

views of two members of that court that the death penalty is always

unconstitutional. (See Coker, supra, 433 U.S. 584, 600 (conc. opn. of

Brennan, J.); id. at pp. 600-601 (conc. opn. of Marshall, J.).) In Coker, only four

other justices appeared to conclude that the nonlethal crime there at issue—rape—

could never support a death judgment. (Id. at pp. 586-600 (plur. opn. of White,

J.).) A fifth left open the possibility that especially brutal and injurious rapes

might qualify (id. at pp. 601-604 (conc. opn. of Powell, J.)), and two others

concluded, at a minimum, that rape with a past record of capital crimes should

qualify (id. at pp. 604-622 (dis. opn. of Burger, C.J., joined by Rehnquist, J.)).

2

Eberheart, supra, 433 U.S. 917, a one-paragraph per curiam opinion, cited Coker,

but provided no other clue why one may not be executed for the crime at issue in

that case—aggravated kidnapping.

In the intervening quarter-century, the high court has not returned to the

question of what crimes are constitutionally exempt from capital punishment. Of

course there is little doubt, under the Eighth Amendment, that the extreme

penalties of death and life without parole must be reserved for the most serious

and heinous of offenses. But as recent events have demonstrated, murder

conspiracies—which, by their nature, target human life—can rise to very high

levels of danger and depravity.

Suppose an Al Quaeda cell or antigovernment paramilitarists conspired to

blow up the Golden Gate Bridge at rush hour, or the state Capitol during business

hours, seeking to kill everyone caught in the blast, but fortunately were thwarted

as they lay in wait to detonate their explosive device. Suppose a team of freeway

snipers, operating in California with murderous intent, had wounded dozens,

caused scores of dangerous auto accidents, and panicked the population of an

entire region, but by pure luck had not succeeded in killing anyone. Suppose

organized criminals, with the means to accomplish their goal, conspired and

prepared, but ultimately failed, to assassinate numerous California judges, law

enforcement officers, and witnesses who stood in the way of their racketeering or

drug-running activities. Suppose White supremacists conspired and prepared to

set an African-American church afire during Sunday services, but were prevented

at the last minute from carrying out their plan. In my view, a carefully crafted

statute providing capital penalties for such egregious conspiracies might well

survive constitutional scrutiny.

3

The decision whether to adopt such a statute is for the Legislature or the

voters. My comments here are intended only to dispel any notion, which might

otherwise arise from the majority’s decision, that an attempt to do so would face

certain constitutional invalidation.

BAXTER, J.

4

See next page for addresses and telephone numbers for counsel who argued in Supreme Court.

Name of Opinion People v. Hernandez
__________________________________________________________________________________

Unpublished Opinion
Original Appeal
XXX
Original Proceeding
Review Granted

Rehearing Granted

__________________________________________________________________________________

Opinion No.
S020244
Date Filed: June 2, 2003
__________________________________________________________________________________

Court:
Superior
County: Stanislaus
Judge: Charles V. Stone

__________________________________________________________________________________

Attorneys for Appellant:

Fern M. Laethem and Lynne S. Coffin, State Public Defenders, under appointments by the Supreme Court,
Alison Pease and John Fresquez, Deputy State Public Defenders, for Defendant and Appellant.





__________________________________________________________________________________

Attorneys for Respondent:

Bill Lockyer, Attorney General, David P. Druliner, Chief Assistant Attorney General, Robert R. Anderson,
Assistant Attorney General, Ward A. Campbell, Louis M. Vasquez and Robert P. Whitlock, Deputy
Attorneys General, for Plaintiff and Respondent.






1





Counsel who argued in Supreme Court (not intended for publication with opinion):

John Fresquez
Deputy State Public Defender
801 K Street, Suite 1100
Sacramento, CA 95814
(916) 322-2676

Robert P. Whitlock
Deputy Attorney General
2550 Mariposa Mall, Room 5090
Fresno, CA 93721
(559) 445-5390


2

Opinion Information
Date:Docket Number:
Mon, 06/02/2003S020244

Parties
1The People (Respondent)
Represented by Attorney General - Fresno Office
Robert P. Whitlock, deputy
2550 Mariposa Mall, Rm. 5090
Fresno, CA

2Hernandez, Jesus Cianez (Appellant)
Represented by Office Of The State Public Defender-Sac
John Fresquez / Jay Colangelo, deputies
801 K St., Suite 1100
Sacramento, CA


Disposition
Jun 2 2003Opinion: Reversed

Dockets
Mar 21 1991Judgment of death
 
Mar 29 1991Filed certified copy of Judgment of Death Rendered
  3-21-91.
Apr 9 1991Application for Extension of Time filed
  By Court Reporters to Complete R.T.
Apr 10 1991Extension of Time application Granted
  To Court Reporters To 6-10-91 To Complete R.T.
Jun 29 1994Order appointing State Public Defender filed
  Upon request of appellant for appointment of counsel, the Office of the State Public Defender is hereby appointed to represent appellant on his automatic appeal now pending in this court, including any related habeas proceedings.
Sep 19 1994Application for Extension of Time filed
  By Applt to request correction of Record.
Sep 21 1994Extension of Time application Granted
  To Applt To 11-18-94 To request Corr. of Record.
Nov 16 1994Application for Extension of Time filed
  By Applt to request correction of Record.
Nov 21 1994Extension of Time application Granted
  To Applt To 1-17-95 To request Corr. of Record.
Jan 12 1995Application for Extension of Time filed
  By Applt to request correction of the Record.
Jan 17 1995Extension of Time application Granted
  To Applt To 3-20-95 To request Corr. of Record.
Mar 13 1995Application for Extension of Time filed
  By Applt to request correction of Record.
Mar 20 1995Extension of Time application Granted
  To Applt To 5-19-95 To request Corr. of Record.
May 11 1995Application for Extension of Time filed
  By Applt to request correction of Record.
May 16 1995Extension of Time application Granted
  To Applt To 7-18-95 To request Corr. of Record.
Jul 12 1995Application for Extension of Time filed
  By Applt to request correction of the Record.
Jul 18 1995Extension of Time application Granted
  To Applt To 9-18-95 To request Corr. of Record.
Sep 18 1995Application for Extension of Time filed
  By Applt to request correction of the Record.
Sep 22 1995Extension of Time application Granted
  To Applt To 10-3-95 To request Corr. of Record. no further Extensions of time Are Contemplated.
Oct 23 1995Received:
  Copy of Applt's request for correction, Completion & Settlement of the Record (14 Pp.)
Apr 3 1996Motion filed (in non-AA proceeding)
  Motion by State Public Defender for appointment of new counsel (for appellant) based on a conflict of interest (21 Pp.)
May 22 1996Order filed:
  Appellant's "Objection to Representation by Current Appellate Counsel and Motion for Appointment of New Counsel Based on a Conflict of Interest," filed 4-3-96, is denied.
May 24 1996Received letter from:
  State P.D., dated 5-23-96, Inquiring About the Status of motion filed 4-3-96.
May 12 1998Record on appeal filed
  C-10 (702 Pp.) and R-39 (4,531 Pp.)
May 12 1998Appellant's opening brief letter sent, due:
  6-22-98.
Jun 15 1998Application for Extension of Time filed
  By Applt to file AOB
Jun 16 1998Extension of Time application Granted
  To 8-21-98 To file AOB
Aug 13 1998Application for Extension of Time filed
  To file Aob.
Aug 14 1998Extension of Time application Granted
  To 10-20-98 To file Aob.
Oct 20 1998Application for Extension of Time filed
  By Applt to file AOB
Oct 26 1998Extension of Time application Granted
  To 12-21-98 To file AOB
Dec 15 1998Application for Extension of Time filed
  To file Aob.
Dec 17 1998Filed:
  Suppl Decl of John Fresquez in support of request for Eot.
Dec 23 1998Extension of Time application Granted
  To 2-19-99 To file AOB
Feb 9 1999Motion to augment AA record filed
  Appellant's request for augmentation of the record.
Feb 11 1999Application for Extension of Time filed
  To file Aob.
Feb 23 1999Extension of Time application Granted
  To 4-20-99 To file AOB
Feb 24 1999Filed:
  Resp's Objection to request for Augmentation.
Feb 24 1999Filed:
  Applt's response to Objection to request for Augmentation of Record.
Mar 18 1999Filed:
  Declaration of Trial Counsel, Kirk Mc Allister, Re: Juror Questionnaires.
Apr 13 1999Application for Extension of Time filed
  To file Aob.
Apr 26 1999Extension of Time application Granted
  To 5-20-99 To file AOB
May 19 1999Application for Extension of Time filed
  By Applt to file AOB
May 26 1999Extension of Time application Granted
  To 7-19-99 To file AOB no further Extemsions of time Are Contemplated
Jun 16 1999Record augmentation granted
  Appellant's motion to augment the record is granted. The record is augmented to include the copies of juror questionnaires included in Appendix "C" of appellant's request for augmentation. Respondent's motion to redact the record is denied.
Jul 13 1999Application for Extension of Time filed
  To file Aob.
Jul 21 1999Extension of Time application Granted
  To 8-18-99 To file AOB no further Extensions of time will be Granted.
Aug 2 1999Appellant's opening brief filed
  (233 Pp.)
Sep 1 1999Application for Extension of Time filed
  To file Resp's brief.
Sep 8 1999Extension of Time application Granted
  To 11/1/99 To file Resp's brief.
Oct 28 1999Application for Extension of Time filed
  To file Resp's brief.
Nov 2 1999Extension of Time application Granted
  To 12/31/99 To file Resp's brief.
Dec 27 1999Application for Extension of Time filed
  To file Resp's brief.
Dec 30 1999Extension of Time application Granted
  To 2/29/2000 To file Resp's brief.
Feb 25 2000Application for Extension of Time filed
  To file Resp's brief.
Mar 2 2000Extension of Time application Granted
  To 5/1/2000 To file Resp's brief.
Apr 26 2000Application for Extension of Time filed
  To file Resp's brief.
May 2 2000Extension of Time application Granted
  To 6/30/2000 To file Resp's brief.
Jun 26 2000Application for Extension of Time filed
  To file Resp's brief.
Jul 3 2000Extension of Time application Granted
  To 7/31/2000 to file resp's brief.
Jul 21 2000Application for Extension of Time filed
  To file resp's brief (seventh request).
Aug 1 2000Extension of Time application Granted
  to 8-30-2000 to file resp's brief.
Aug 24 2000Respondent's brief filed
  (233 pages)
Sep 6 2000Application for Extension of Time filed
  To file reply brief. (1st request)
Sep 8 2000Extension of Time application Granted
  To 11/13/2000 to file reply brief.
Nov 7 2000Application for Extension of Time filed
  To file reply brief. (2nd request)
Nov 15 2000Extension of Time application Granted
  To 1/12/2001 to file reply brief.
Jan 8 2001Application for Extension of Time filed
  To file reply brief. (3rd request)
Jan 18 2001Extension of Time application Granted
  To 3/5/2001 to file reply brief.
Feb 14 2001Counsel's status report received (confidential)
 
Feb 22 2001Counsel's status report received (confidential)
  (from Jay Coangelo, State P.D.)
Feb 26 2001Application for Extension of Time filed
  To file reply brief. (4th request)
Mar 9 2001Extension of Time application Granted
  To 5/4/2001 to file Reply Brief.
Mar 16 2001Order filed:
  To amend order of 3/9/2001- order shows extension to 5/4/2000, correct date is 5/4/2001.
Apr 23 2001Counsel's status report received (confidential)
 
Apr 30 2001Application for Extension of Time filed
  To file reply brief. (5th request)
May 4 2001Extension of Time application Granted
  To 6/4/2001 to file reply brief.
May 30 2001Application for Extension of Time filed
  To file reply brief. (6th request)
Jun 19 2001Extension of Time application Granted
  To 8/3/2001 to file reply brief. No further extensions of time are contemplated.
Jun 22 2001Counsel's status report received (confidential)
 
Jul 31 2001Application for Extension of Time filed
  To file reply biref. (7th request)
Aug 13 2001Filed:
  Applt.'s supplemental request for extension of time to file reply brief.
Aug 27 2001Extension of Time application Granted
  To 10/2/2001 to file reply brief. No further extensions of time will be granted.
Oct 2 2001Application to file over-length brief filed
  (210 pp. reply brief submitted under separate cover)
Oct 10 2001Filed:
  Applt.'s application to file brief in excess of page limit is granted.
Oct 10 2001Appellant's Reply Brief filed. (210 pp.)
 
Oct 22 2001Counsel's status report received (confidential)
 
Nov 16 2001Motion filed
  for resetting of presumptive timeliness. **** FILING STRICKEN PURSUANT TO COURT'S ORDER OF 12-24-2001. ****
Dec 19 2001Counsel's status report received (confidential)
 
Dec 24 2001Order filed
  The 11-16-2001, filing of the defendant's "Motion for Resetting of Presumptive Timeliness" is hereby stricken as irregular. A petition for writ of habeas corpus is not subject to a due date under the Supreme Court Policies Regarding Cases Arising From Judgments of Death, and therefore does not require any extension of time for filing.
Feb 19 2002Counsel's status report received (confidential)
  from State P.D.
Apr 19 2002Counsel's status report received (confidential)
 
May 31 2002Related habeas corpus petition filed (concurrent)
  No. S107230.
Jun 3 2002Filed letter from:
  Applt., dated 6/3/2002, re withdrawl of conflict argument from the appeal.
Jun 17 2002Counsel's status report received (confidential)
 
Jun 18 2002Filed:
  Notification of service of applt. w/letter to Frederick Olrich, filed in this court on June 3.
Nov 7 2002Exhibits lodged
  People's exhibits 46, 47 & 48; Defendant's I & UUU received from Stanislaus County Superior Court.
Dec 19 2002Oral argument letter sent
  advising counsel case could be scheduled for oral argument as early as March 2003 calendar. Any request for additional time to argue, notification of requirement for two counsel, or advisement of "focus issues" due no later than 10 days after the case has been set for oral argument.
Jan 13 2003Filed letter from:
  Respondent, dated 1/10/2003, requesting oral argument be scheduled for the April calendar.
Jan 16 2003Letter sent to:
  respondent advising that the court has considered letter of 1-10-2003, requesting that oral argument not be scheduled for March calendar, but is not inclined to postpone argument. Counsel should anticipate that the case is likely to be placed on the March oral argument calendar.
Jan 27 2003Filed letter from:
  Respondent, dated 1/23/2003, re focus issues for oral argument.
Feb 3 2003Case ordered on calendar
  3-12-03, 1:30pm, S.F.
Feb 13 2003Filed letter from:
  Appellant, dated 2/11/2003, re focus issues for oral argument.
Feb 27 2003Exhibits lodged
  Defendant's AAA.
Mar 10 2003Request for judicial notice granted
  Appellant's motion to take judicial notice of minute order dated 1/4/1990, of Stanislaus County Superior Court, case number 246029, appeaing in appendix B of the appellant's opening brief is granted. Appellant's motion to take judicial notice of documents from Stanislaus County case number 149126, appearing in appendix A of the appellant's opening brief is denied.
Mar 12 2003Cause argued and submitted
 
Jun 2 2003Opinion filed: Judgment reversed
  We vacate the special circumstance found true as to count II (conspiracy to commit murder) as well as the sentence of life without possibility of parole imposed for the conspiracy conviction. The judgment is reversed. Majority Opinion by Kennard, J., ----- Joined by George, CJ., Werdegar, Chin, Brown and Moreno, JJ. Concurring Opinion by Baxter, J.
Jun 16 2003Request for modification of opinion filed
  by the State Public Defender.
Jun 19 2003Time extended to consider modification or rehearing
  The finality of the opinion in the above-entitled matter is hereby extended to and including 8-1-2003.
Jul 15 2003Related habeas corpus petition filed (post-judgment)
  no. S117549
Jul 18 2003Time extended to consider modification or rehearing
  The finality of the opinion in the above-entitled matter is hereby further extended to and including 8-29-2003.
Aug 13 2003Opinion modified - no change in judgment
 
Sep 2 2003Remittitur issued (AA)
 
Sep 8 2003Received:
  Acknowledgment of receipt of remittitur.
Sep 22 2003Exhibit(s) returned
  to Stanislaus Co. Superior Court.
Sep 25 2003Received:
  Acknowledgment of receipt of exhibits.
Oct 16 2003Order filed (150 day statement)
 
Mar 7 2006Related habeas corpus petition filed (post-judgment)
  No. S141716

Briefs
Aug 2 1999Appellant's opening brief filed
 
Aug 24 2000Respondent's brief filed
 
Oct 10 2001Appellant's Reply Brief filed. (210 pp.)
 
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