Supreme Court of California Justia
Docket No. S045423

People v. Sanchez

Filed 6/23/16



IN THE SUPREME COURT OF CALIFORNIA



THE PEOPLE,

Plaintiff and Respondent,

S045423

v.

EDGARDO SÁNCHEZ,

Los Angeles County

Defendant and Appellant.

Super. Ct. No. LA011426



A jury convicted defendant, Edgardo Sánchez, of the first degree murder of

Officer John A. Hoglund under the special circumstances of murder to prevent

arrest, murder of a peace officer, and murder in the commission of robbery; of the

first degree murder of Lee Chul Kim under the special circumstance of murder in

the commission of robbery; of the attempted murder of Luis Enrique Medina; and

of 26 counts of robbery, two counts of attempted robbery, five counts of assault

with a deadly weapon, and two counts of assault with a stun gun. The jury also

found true the special circumstance allegation of multiple murder and that

defendant personally used a firearm as to many, although not all, of the counts.

After a penalty trial, the jury returned a verdict of death. The court denied the

automatic motion to modify the verdict and imposed a judgment of death. This

appeal is automatic. We reverse one robbery count, modify the determinate prison

sentence accordingly, and otherwise affirm the judgment.

SEE CONCURRING OPINION.


I. THE FACTS

A. Guilt Phase

1. Overview

Defendant and several cohorts, usually including his two codefendants,

Jose Contreras and Benjamin Navarro, committed seven separate takeover-style

armed robberies of business establishments from December 1991 to May 1992.1

During one robbery, defendant and Contreras shot the store owner to death.

During another robbery, defendant applied a stun gun to two victims to try to

coerce one of them to unlock a safe. While leaving the scene of the final robbery,

defendant shot to death a police officer responding to a silent alarm.

Videotape containing images of all three defendants captured portions of

the last robbery. Numerous eyewitness identifications and other evidence also

connected defendant to the crimes.

At trial, defense counsel conceded that defendant was involved in some of

the robberies, and that the videotape of the final robbery showed defendant

committing it. But he argued there was a reasonable doubt about his involvement

in some of the robberies and about his guilt of some of the specific crimes.

2. Prosecution Evidence

a. Outrigger Lounge

During the evening of December 31, 1991, the Outrigger Lounge in Sun

Valley was crowded with customers preparing to celebrate the New Year. Around

8:00 p.m., at least three men entered the lounge and, at gunpoint, ordered the

customers to go to the floor. The gunmen spoke English with an Hispanic accent.


1

Contreras and Navarro were convicted of many of the same crimes. They

did not receive the death penalty and are not involved in this appeal.

2

One gunman, identified as defendant, wielded a short shotgun. He jumped

over the bar, knocking down the bartender, Robert Lehman, in the process.

Pointing his shotgun at Lehman, defendant took Lehman‘s wallet, watch, and

money clip. He also took around $410 from the cash register. Defendant then

forced Lehman to go to the office, where defendant took about $800 from the safe.

The perpetrators also took property at gunpoint from customers Walter

deWitt, Margaret Tucker, Eugene Engelsberger, Praneet Gallegos, Marjorie

Livesley, Lois Skinner, and Dennis Sorenson. The owner of the lounge, Jeannette

Luettjohann, testified that the gunmen took about $1,600 in cash and $125-130

worth of food. One gunman hit John Tucker, Margaret‘s husband, with the butt of

a shotgun, breaking two ribs.

Anne Pickard, Sorenson‘s girlfriend, who was in the restroom when the

robbery began, came out in time to see people on the floor. She later identified

defendant as the man with the short shotgun. She had previously identified him

from photographic and live lineups with differing degrees of certainty. Barbara

Salazar, an employee, tentatively identified defendant from a photographic lineup

as one of the gunmen. Engelsberger identified defendant from a photographic

lineup. Gallegos identified defendant as the man with the shotgun in court and

from a photographic lineup. Some witnesses identified Contreras and Navarro as

gunmen with various degrees of certainty.

Livesley identified a gold chain found on defendant‘s person when he was

later arrested as one that had been taken from her during the robbery.

For this incident, defendant was convicted of robbing Margaret Tucker,

Eugene Engelsberger, Praneet Gallegos, Jeanette Luettjohann, Marjorie Livesley,

Lois Skinner, Robert Lehman, and Walter deWitt, and of assaulting John Tucker

with a deadly weapon.

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b. El 7 Mares Restaurant

On the evening of April 18, 1992, around 8:00 p.m., as many as six armed

men invaded the El 7 Mares Restaurant in Los Angeles. All were speaking

Spanish; some witnesses said they had Central American accents. One

perpetrator, holding a shotgun, told two others to ―[t]ake care of the guard.‖ The

men took private security guard Rene Aguilar‘s equipment, including his

handcuffs, and later led him at gunpoint to the kitchen area. A gunman entered the

office of Magdaleno Urrieta, the restaurant manager, and forced him to turn over

$5,000-$5,500 in cash. The gunmen then forced customers and employees,

including Urrieta, into the kitchen and told them to lie facedown on the floor.

The gunmen took a watch and about $200 from customer Nelson

Hernandez and about $8,000 worth of jewelry from his wife; money from the cash

register; around $290 from waitress Lupe Guizar; and a watch, chain, wedding

ring, and wallet containing about $80 from Urrieta.

Aguilar and Guizar identified defendant and his codefendants as among the

gunmen. Aguilar described defendant as short and Contreras as tall.2 Nelson

Hernandez identified Navarro as one of the gunmen; he identified a watch found

in a residence linked to defendant as similar to the watch taken from him.

Aguilar‘s handcuffs were later found in Navarro‘s home.

For this incident, defendant was convicted of robbing Magdelano Urrieta,

Nelson Hernandez, Lupe Guizar, and Rene Aguilar.

c. Mercado Buenos Aires

On April 24, 1992, around 5:25 p.m., at least four gunmen invaded the

Mercado Buenos Aires supermarket in Van Nuys. One gunman said, ―This is a


2

Throughout the trial, witnesses generally identified defendant as the

shortest and Contreras as the tallest of the gunmen.

4

robbery. Hands upon your head.‖ Witnesses said the men spoke Spanish with

what sounded like a Central American accent.

The store owner, Manuel Rodriguez, observed one gunman grab a well-

dressed customer by the hair and, apparently believing the customer was the

owner, tell him, ―You‘re going to show us where the money is.‖ Manuel told the

gunmen to leave the customer alone, as he, Manuel, was the owner. A gunman

took Manuel into the store office and demanded that he give him money. Manuel

turned over cash, checks, and food stamps worth about $3,000 and told the

gunmen there was no more money. Manuel‘s wife Clelia Rodriguez was brought

into the office with a gun pointed to her head. One gunman told another to cut off

one of her fingers to force Manuel to say where the rest of the money was. The

gunman also threatened to kill her if Manuel did not say where more money was.

Manuel responded that there was nothing else but to take what they wanted.

Eventually, the gunmen herded Manuel, Clelia, their son Paul, a customer,

and two employees, Dario de Luro and Arturo Flores, into a back bathroom.

Manuel Rodriguez testified that the gunmen took his chain and wedding ring,

Clelia‘s chain and bracelet, and de Luro‘s wallet and watch. He believed they

took wallets and watches from others before they entered the bathroom. Paul

Rodriguez testified that the gunmen took his necklace and ring and a wallet from

de Luro.

Manuel Rodriguez identified defendant from photographic and live lineups

and at trial as the man who pointed the gun at his wife. He identified Cordova as

the gunman who threatened to cut off Clelia‘s finger and, with less certainty,

Navarro as another gunman. He testified that defendant and Cordova seemed to

be giving the orders. Paul Rodriguez identified defendant from photographic and

live lineups and at trial as the gunman giving the orders. With less certainty, he

identified Cordova as another of the gunmen. Manuel and Paul identified a

5

necklace and a bracelet found on defendant‘s person when he was later arrested as

similar to items taken during the robbery.

For this incident, defendant was convicted of robbing Manuel Rodriguez,

Paul Rodriguez, Clelia Rodriguez, Arturo Flores, and Dario de Luro.

d. Woodley Market

On the morning of May 4, 1992, around 9:35 a.m., three or four gunmen

entered the Woodley Market, a food store in Van Nuys. Owner Lee Chul Kim had

just returned from the bank carrying cash in a brown leather bag. One gunman

approached employee Victor Cisneros, pointed a gun at him, and forced him to go

to the back of the store and lie down. The gunman spoke Spanish with what

Cisneros described as an ―El Salvadoran‖ accent. Another gunman approached

Teresa Torres, a cashier, and told her not to touch anything.

Employee Guillermo Galvez observed Kim running from a gunman,

identified as defendant, who was following Kim and pointing a handgun at him.

While he was running, Kim dropped the money bag and the keys to the store cash

drawer. Employees Eduardo Rivera and Galvez observed Kim, followed by

defendant, run to the meat freezer and try to close the door.3 Rivera heard Kim

say something that sounded as if he was ―in fear, like [he was] terrorized.‖ As

defendant attempted to and eventually succeeded in opening the freezer door,

Galvez heard Kim crying ―please don‘t do anything to me,‖ and saying ―that the

keys were here and he would give them everything.‖ Cisneros heard Kim, with

fear in his voice, say, ―Okay, Okay, please, please, okay.‖ He heard another voice

say, in Spanish with a Salvadoran accent, ―The keys, the keys.‖ Torres could not


3

Rivera was unavailable to testify at trial, so his preliminary hearing

testimony was read to the jury.

6

see Kim, but she, as well as Rivera, heard him say, ―Please, please.‖ Galvez and

Rivera saw defendant hit Kim in the neck with the gun. When Galvez last saw

Kim alive, he was on his knees in the freezer.

Gunfire erupted from the freezer area. Galvez observed defendant and

Cordova fire at Kim. He estimated he heard around 10 gunshots from two

different guns. Defendant shot downwards at Kim. Cisneros heard the sound of a

gun being dropped, then he looked and observed a hand pick up a gun. A voice

said, ―Let‘s go.‖ The men then ran past Cisneros and out of the store.

Kim was shot eight times by two different guns. Six of the shots alone

would have been fatal or potentially fatal. Evidence indicated that Kim managed

to get off some shots of his own from a .25-caliber semiautomatic handgun that he

carried on his person. His empty holster, but not his gun, was found in his pocket.

Cisneros and Galvez identified defendant at trial as one of the gunmen.

Rivera identified defendant at the preliminary hearing with ―95 percent‖ certainty

and identified him earlier at a live lineup. Cisneros, Torres, and Rivera also

identified Cordova.

For this incident, defendant was convicted of the attempted robbery and

first degree murder of Kim under the special circumstance of murder in the

commission of robbery. The jury found him not guilty of attempting to rob

Galvez and Rivera.

e. Casa Gamino

Armando Lopez was the manager, and Maricella Mendoza a hostess, at the

Casa Gamino Restaurant in Paramount. Around 9:30 p.m. on the evening of May

17, 1992, several gunmen entered the restaurant. One gunman grabbed Mendoza

by the hair, pointed a gun at her, and took her to the kitchen, where one of the

gunmen demanded she open a cash register. When she could not open it because

7

she was nervous, a man slapped her. Gunmen took other employees, including

Armando‘s brothers, Arturo and Javier Lopez, and Esequiel Flores, to the kitchen

area, where they robbed them and Mendoza of jewelry and other property.

Another gunman, identified as defendant, placed a gun against Armando‘s

stomach, and took him to the back. During these events, defendant sometimes

spoke English and sometimes Spanish with a Central American accent. Defendant

displayed what looked like a stun gun and said to Armando, ―I‘m going to kill you

with this if you say anything.‖ Defendant then forced him into the office and

demanded money. He took the money that was in the office, around $20,000.

In the office, defendant demanded that Armando open the safe. Armando

did not know the combination and told defendant he could not open it. Defendant

slapped him, then shot him with the stun gun two or three times on his ribs and

stomach, causing him to scream loudly in pain. Armando testified the gun had

―like some blue flames coming out of it.‖ Javier Lopez saw defendant give

Armando electric shocks and heard Armando screaming and saying he did not

know the combination. Defendant demanded again that Armando open the safe.

Armando responded ―that I was unable to open the door. I said I had children.‖ In

response, defendant placed his gun in his mouth and counted ―one, two, three, and

he said, ‗If you do not open the safe, I‘m going to kill you.‘ ‖

Another gunman then brought Mendoza into the office. There, as she

testified, ―They began torturing me in order to make Armando talk.‖ ―They had a

stun gun, and they were hitting me on my shoulders and my back. And they put

the gun inside Armando‘s mouth. They told him that if he was not going to open

the safe . . . , they would kill him and they would kill me as well.‖ When she told

them she did not know how to open the safe, defendant hit her in the head with a

gun. Being shocked with the stun gun was very painful and caused her to scream.

They used it on her about six times, and she could see ―blue bolts‖ coming from it.

8

Both Armando and Mendoza testified that the same man, identified by Armando

as defendant, used the stun gun on both of them.

A gunman then took Mendoza to the back and told her ―to scream . . .

loudly so that Armando would open the safe.‖ He threatened to ―put me inside

some water that was there, and then he said he was going to use the stun gun to hit

me on the heart so that I would die if I didn‘t scream loud enough.‖ She screamed

to Armando to open the safe. Arturo and Javier Lopez heard her scream many

times.

Armando was forced to open a cash register. A gunman took $300-$400

from it. Defendant took Armando‘s gold bracelet, ring, and watch. Gunmen also

took property from Lucia Lopez, Javier‘s wife. Lucia heard Mendoza screaming

from the kitchen area.

Armando, Mendoza, and Javier heard some of the robbers refer to one of

the gunmen, identified by Armando as defendant, by the name ―Morro.‖ Armando

testified that defendant responded to that name. The gunmen then left. Javier

estimated that the robbery lasted about 25-27 minutes.

Armando identified defendant in court as the man who used the stun gun on

him. Previously he identified two photographs from a lineup — one of defendant

and one of a nonsuspect — as possibly being the gunman. He also tentatively

identified Cordova and Navarro as other gunmen. Mendoza tentatively identified

Navarro as one of the gunmen but was unable to identify defendant. Arturo

identified defendant as the gunman who was with Armando, and Cordova as

another gunmen. Lucia and Javier identified defendant as one of the gunmen and

had previously identified him from photographic and live lineups. They also

identified Cordova. Flores identified Navarro from a photographic lineup as a

gunman. Customers Norman and Charlene Busby identified Cordova and

Navarro. Customer John Khounthavong, an off-duty police officer, identified

9

Cordova, and customer Raul Ramirez identified Navarro from a photographic

lineup.

The stun gun used in the robbery was never found, but an expert testified

about the characteristics of stun guns. Unlike a Taser, which can be used from a

distance, a stun gun must be applied directly to the person to have an effect. The

expert demonstrated the use of a stun gun that witnesses testified looked like the

one defendant used. It generated blue sparks and could be used to immobilize a

person.

For this incident, defendant was convicted of robbing and assaulting

Armando Lopez with a deadly weapon and with a stun gun, of robbing and

assaulting Maricella Mendoza with a deadly weapon and with a stun gun, and with

robbing Javier Lopez, Esequiel Flores, and Arturo Lopez.

f. Ofelia’s Restaurant

Ofelia Saavedra and her husband, Juan Saavedra, owned Ofelia‘s

Restaurant in South Gate. Their daughter, Leticia Saavedra, and Obdulia Garcia

also worked in the restaurant.

Around 11:30 a.m. on May 22, 1992, Ofelia observed her husband walking

toward the back door followed by a man, identified as defendant, wielding a gun.

Around this same time, Leticia was returning from an errand and was entering the

restaurant through the back door. Ofelia heard defendant, speaking Spanish, tell

Juan to stop. Juan responded by saying, ―Let me open the door for my daughter.‖

A struggle ensued between defendant and Juan over the gun. Ofelia, holding a

knife, turned to face defendant.

Leticia entered the restaurant in time to observe the struggle. Defendant

was threatening to kill Juan, and Juan was saying to let go of the gun. In the

struggle, the gun went off twice, firing into the floor. Then a second gunman,

10

identified as Cordova, appeared. Ofelia pointed the knife at Cordova but dropped

it after he threatened to shoot her. Leticia saw Cordova hit her father in the head

with his gun at least five times, causing bleeding. Cordova took Ofelia to the

dining area, where he took property from Garcia.

After the gunshots, defendant said, ―Let‘s go, the cops are coming,‖ and the

gunmen left running. A slip-on black shoe that the parties stipulated belonged to

defendant was left behind. The gunmen left in two cars, one red and one blue.

Leticia identified defendant from a live lineup and later in court as the man

who struggled with her father. She also identified a photograph of the car

defendant was driving when he was arrested as similar to the red getaway car.

Ofelia identified defendant in court and Cordova from a photographic lineup.

For this incident, defendant was convicted of assaulting with a deadly

weapon and attempting to rob Juan Saavedra, of robbing Obdulia Garcia, and of

assaulting Ofelia Saavedra with a deadly weapon.

g. George’s Market

On May 29, 1992, around 1:30 p.m., several gunmen invaded George‘s

Market, a delicatessen in Maywood. Portions of the robbery were captured on a

videotape that was played for the jury.

Defendant and Cordova went behind the counter where owner Linda Park

and her son Tom Park were standing and, at gunpoint, demanded money. They

threatened to kill Tom if he did not reveal where the money was. At one point,

defendant slapped him, knocking his glasses to the floor. At another point,

defendant pulled the slide of his semiautomatic handgun as though placing a bullet

into the chamber. They took about $1,500 from each of two cash registers, around

$1,000 worth of food stamps, a few hundred dollars from under the counter, three

bundles of $2,000 each, and a handgun the Park family kept behind the counter.

11

During these events, a gunman robbed employee Gumercindo Salgado,

taking $200-$300 from a cash register. The gunmen left, with defendant the last to

leave. Shortly after they left, those inside the store heard gunshots.

The gunmen prevented the Parks from pushing the store‘s silent alarm

button, but Salgado activated the silent alarm in the butcher shop. Two police

vehicles responded to the alarm. Officer John Hoglund, wearing a uniform, was

alone in the vehicle nearer the scene. Officer Kenneth Meisels and Reserve

Officer William Wallace — 20 minutes into his first-ever duty shift — were

together in the second vehicle farther away. Officer Hoglund radioed Officer

Meisels that he would respond to the alarm and later said he had arrived at the

location.

As Officer Meisels neared the store, he observed a red sports car with a

dark-tinted back window containing a single occupant speed past and run a stop

sign. He tried to pursue it, but it was going too fast. He attempted to contact

Officer Hoglund. Receiving no response, he gave up pursuing the car and drove to

the scene of the silent alarm. Officers Meisels and Wallace arrived to see Officer

Hoglund‘s police vehicle parked in front of the market with his bullet-riddled body

partly inside the car with his legs outside. Officer Hoglund‘s firearm was in its

unsnapped holster.

Erik Sanchez was driving in the area when he saw a police vehicle stop and

an officer get out. He heard four to five gunshots and saw the officer fall half in

the vehicle. He did not see the shooter but he saw four men run and get into two

cars, one of which was a red Mazda RX 7 with a tinted back window. He tried to

get the Mazda‘s license number but could not do so because the numbers were

obscured. The Mazda‘s driver was an Hispanic male.

Luis Enrique Medina testified that he double parked in front of George‘s

Market that day waiting while a friend went inside the store. He observed a man,

12

whom the evidence indicated was Navarro, walking back and forth in front as if

watching the store. Some men came out and then went back inside the store.

They were speaking Spanish with a Central American accent. Medina observed a

police officer turn on the lights of his vehicle, then get out and stand up. Some

men came out of the store and started running. The officer told them to stop. The

last one out, whom the evidence showed was defendant, passed by Medina‘s car

and pulled out a gun. Medina, a former police officer in Mexico familiar with

guns, believed the gun was a black nine-millimeter handgun.

Defendant swore at the police officer and said, ―You‘re going to die.‖

When, as Medina testified, the officer ―wanted to pull out his gun and his radio,‖

defendant shot him. The officer was hit in the body and fell. As the officer fell,

defendant shot him again, this time in the head.

After shooting the officer, defendant aimed the gun at Medina from about

eight feet away. Defendant was looking at Medina with his finger on the trigger.

Medina could tell the gun was empty because the slide was open. He testified that

defendant ―was trying to shoot, but there were no bullets in the gun,‖ and ―he

made a gesture as to remove the clip that was there.‖

Defendant‘s cohorts called and he ran to them. He got into a small red car,

and they drove away. Medina was unable to get the license number of the car

because something was obscuring it.

Officer Hoglund died of three gunshot wounds, two into the torso (one

through the heart), and one through the brain. The positioning of the head wound

was consistent with the officer being in the car slumped forward when shot in the

head. Each of the gunshots individually would have been fatal. The bullets were

consistent with those from a nine-millimeter handgun.

Defendant‘s image appeared on the videotape. Tom and Linda Park

identified him at photographic and live lineups and later at trial, and customer

13

Elvira Acosta identified him from a live lineup and later in court. Witnesses also

identified Contreras and Navarro. Officers Meisels and Wallace, and witness Erik

Sanchez, testified that the car defendant was driving when he was later arrested

was similar to the red car they observed.

Medina was not positive of his identification of defendant in court. He had

changed his testimony at the preliminary hearing regarding the identity of the

shooter, although he eventually identified defendant. He testified at trial the

reason for this was that at the preliminary hearing, he had been ―afraid, and I was

afraid for my family.‖ But he consistently identified defendant, who was wearing

a distinctive striped shirt in the videotape, as the man who shot the officer.

Los Angeles County Sheriff‘s Deputy Delores Perales, who investigated

this case, testified that in her experience with semiautomatic weapons, it is

obvious when the gun is empty. A criminalist testified that a magazine of a nine-

millimeter semiautomatic handgun can hold from six to as many as 19 bullets. If

the slide locks to the rear, that would indicate the gun was out of ammunition.

For this incident, defendant was convicted of the first degree murder of

Officer Hoglund under the special circumstances of murder to prevent arrest,

murder of a peace officer, and murder in the commission of robbery; of robbing

Linda Park, Tom Park, and Gumercindo Salgado; and of the attempted murder of

Luis Enrique Medina.

h. Uncharged Incident at Rod’s Coffee Shop

Brian Wellman, the manager of Rod‘s Coffee Shop in Arcadia, observed

five men enter the establishment shortly before midnight on November 7, 1990.

He offered them a table. He testified that ―as they came in, they just were kind of

looking around, and I felt very uneasy right off the bat.‖ Two of the five had some

coffee and ―took a couple of sips,‖ then the men left the shop without ordering

14

anything else. Shortly thereafter, Wellman observed ―that they were all kind of

congregated near the back door, and that made me kind of nervous.‖ ―They did

not seem to be leaving.‖ Wellman observed them standing near a car parked in the

driveway facing the street. The car appeared to be ―ready to drive away‖ rather

than parked properly in the parking lot. He also observed another vehicle off to

the side. Apprehensive that the group was planning a robbery, Wellman called the

police.

Sergeant Randy Kirby and Detective Robert Anderson responded. They

observed and then stopped an orange Datsun and a silver Honda. Defendant was

the driver of the Datsun. The Honda contained a loaded .357 Magnum. The

Datsun contained a loaded .22-caliber revolver under the front passenger seat and

a loaded .38-caliber revolver under the driver‘s seat. Next to the handgun under

the passenger seat was a functional black stun gun.

The stun gun was booked into evidence but not preserved. Detective

Anderson testified that the stun gun was functional and, when activated, emitted

blue sparks. Armando Lopez and Maricela Mendoza later identified a stun gun

that emitted similar blue sparks as one that ―looked like the one‖ used in the Casa

Gamino robbery.

i. Other Evidence

Bullets and bullet casings found at the scenes of the three robberies during

which shots were fired — the Woodley Market, Ofelia‘s Restaurant, and George‘s

Market robberies — were examined. The examination established that a single

nine-millimeter gun fired at least some of the shots during each of those robberies.

Three different guns — two nine-millimeter handguns and a .25-caliber handgun

(possibly victim Kim‘s gun) — fired shots during the Woodley Market robbery.

15

Three different guns — two nine-millimeter handguns and a .22-caliber

handgun — fired shots during the George‘s Market robbery.

Contreras and Navarro, who originally gave police the name ―Hector

Reyna,‖ were arrested on May 31, 1992. When Navarro was arrested, he was

driving an orange Nissan with 13-year-old Rosa S. as a passenger.

The officer who arrested Navarro also observed a red Mazda believed to be

involved in the robberies. Later the same evening, he stopped that car and arrested

defendant, the driver. The car‘s rear license plate number was obscured.

Witnesses testified that the car was similar to the red car seen leaving the scene of

the Ofelia‘s Restaurant and George‘s Market robberies. When he was arrested,

defendant had a white sock containing jewelry concealed in his underwear.

Witnesses later identified items of jewelry removed from the sock as similar to

jewelry taken in the Outrigger Lounge and Mercado Buenos Aires robberies.

When arrested, and as late as his first court appearance, defendant identified

himself as ―Carlos Antonio Juarez.‖

The prosecution placed into evidence photographs found in some of the

defendants‘ residences showing the defendants together, sometimes with firearms

that witnesses said resembled firearms used in the robberies.

Rosa S. testified that she was with Navarro, whom she knew as ―Hector,‖

when he was arrested.4 Two days earlier, the day of the George‘s Market robbery,

she had been at the house of a friend of Navarro‘s she knew as ―El Morro.‖ She

identified defendant in court and from the videotape of the George‘s Market

robbery as the friend. Defendant and Navarro left the house, then returned about


4

Rosa S. could not be located at the time of trial, so her preliminary hearing

testimony was read to the jury. The court also admitted a taped statement Rosa
had previously made to the police.

16

an hour later with a large amount of money. Defendant drove the red car he was

later arrested in. Later other men, including Cordova, arrived, some with

handguns. In Rosa‘s presence, they divided the money among themselves.

While Rosa S. was still at defendant‘s house, and in defendant‘s presence,

someone said, ―Carlos‖ — meaning defendant — ―shot a cop.‖ Defendant himself

said, ―I shot a cop.‖ He said he ―shot because the officer had gotten in his way.‖

In the same conversation, he also said that ―he had already shot like eight or nine

people in his country.‖

3. Defense Evidence

Los Angeles County Sheriff‘s Deputy Nicholas Cabrera testified that he

interviewed witnesses shortly after the Casa Gamino robbery, at a time when

matters were chaotic. Armando Lopez told him he believed one of the robbers,

apparently referring to defendant, ―was of Mexican descent,‖ and the other robbers

came from Central America.

B. Penalty Phase

The prosecution presented evidence that in 1990, defendant was convicted

of possession for sale of cocaine base.

Defendant presented substantial evidence in mitigation. He was from

Honduras, the youngest of 10 children. His mother, two brothers, and a sister

testified about his life in Honduras. He also presented several witnesses who

testified that he had embraced religion in jail and would be of help to others in the

future. Arturo Talamante, a ―Hispanic coordinator of the ministry in prisons,‖

testified that in 25 years, he had found only two people, including defendant, ―who

have the spirituality that he [defendant] has had.‖ Luke Packel, a Catholic

missionary, expressed the opinion that because of the depth of his religious

feelings, defendant‘s ―life has completely turned around.‖

17

Defendant testified. He discussed his religious conversion in jail. He

studied the Bible and ―surrendered fully to the learning, to learn more about our

Lord.‖ He wrote some Bible studies, hoping they would help others. He said he

shot and killed Kim, but only after Kim shot him first. He admitted shooting

Officer Hoglund to escape after the robbery. At first he did not feel remorse, but

over time, he came to ―realize that human life has an infinite value to it,‖ and now

he had ―the genuine desire to rescue others from their mistakes.‖ He concluded

his direct examination by saying that he now knows that ―human life has an

infinite value to it, and I ask our Lord to grant me the opportunity to prove that to

others so that they can once and for all abandon that path and to be saved by our

Lord.‖

II. DISCUSSION

A. Jury Selection Issues

1. Denial of Sequestered Voir Dire

Defendant moved the court ―to conduct individualized, sequestered death

qualification in compliance with Hovey v. Superior Court (1980) 28 Cal.3d 1.‖

The court denied the motion. Defendant contends the court erred, and that it was

required to question the jurors individually about their views on the death penalty.

We disagree.

―Code of Civil Procedure section 223 provides in part: ‗Voir dire of any

prospective jurors shall, where practicable, occur in the presence of the other

jurors in all criminal cases, including death penalty cases.‘ That provision, added

by initiative (Prop. 115) in 1990, had the effect of abrogating this court‘s

supervisory direction in Hovey v. Superior Court (1980) 28 Cal.3d 1, 80 (Hovey)

that the death-qualifying voir dire always be conducted individually and in

18

sequestration, i.e., out of the other prospective jurors‘ presence.‖ (People v.

Brasure (2008) 42 Cal.4th 1037, 1050.)

Defendant contends the Hovey rule is constitutionally compelled. It is not.

―The Hovey rule was not constitutionally compelled; the electorate was free to

abrogate it by initiative statute.‖ (People v. Brasure, supra, 42 Cal.4th at p. 1050.)

He also contends the court abused its discretion. ―Under Code of Civil Procedure

section 223, the trial court retains the discretion to conduct sequestered voir dire if

it concludes that collective voir dire would not be practicable.‖ (People v. Thomas

(2012) 53 Cal.4th 771, 789.) In this case, the prospective jurors were asked to fill

out a detailed questionnaire so they could state their opinions untainted by the

other prospective jurors. The court did not abuse its discretion in finding this

procedure adequate to ensure a fair jury selection process. (People v. Watkins

(2012) 55 Cal.4th 999, 1011.)

Defendant argues that, even after filling out the questionnaires, some

prospective jurors might have been influenced during voir dire by answers other

prospective jurors gave. But ―the purpose and effect of the ‗group voir dire‘

requirement of Code of Civil Procedure section 223 would be obviated if

nonsequestered questioning were deemed ‗[im]practicable‘ because of the

speculative concern that one prospective juror‘s death penalty responses might

influence the responses of others in the venire. It is precisely this premise of

Hovey v. Superior Court, supra, 28 Cal.3d 1, that Proposition 115‘s adoption of

Code of Civil Procedure section 223 was intended to overrule.‖ (People v.

McKinnon (2011) 52 Cal.4th 610, 634.) We see no abuse of discretion.

2. Prosecutor’s Use of Peremptory Challenges

During jury selection, defendant twice objected that the prosecutor

exercised peremptory challenges against ―Hispanic‖ prospective jurors for reasons

19

of group bias in violation of his state and federal constitutional rights. (See Batson

v. Kentucky (1986) 476 U.S. 79 (Batson); People v. Wheeler (1978) 22 Cal.3d 258

(Wheeler).) He appears to define the group broadly to include anyone who self-

identifies as Hispanic or a member of a Hispanic subgroup, or anyone with a

Spanish surname. (See People v. Trevino (1985) 39 Cal.3d 667, 676, 686.) Both

times, the trial court found that defendant had not made out a prima facie case of

discriminatory challenges and denied the objection. Defendant contends the court

erred.

a. Applicable Legal Principles

―Both the state and federal Constitutions prohibit the use of peremptory

strikes to remove prospective jurors on the basis of group bias. (Batson, supra,

476 U.S. at p. 89; Wheeler, supra, 22 Cal.3d at pp. 276-277.) The now familiar

Batson/Wheeler inquiry consists of three distinct steps. First, the opponent of the

strike must make out a prima facie case by showing that the totality of the relevant

facts gives rise to an inference of discriminatory purpose in the exercise of

peremptory challenges. Second, if the prima facie case has been made, the burden

shifts to the proponent of the strike to explain adequately the basis for excusing the

juror by offering permissible, nondiscriminatory justifications. Third, if the party

has offered a nondiscriminatory reason, the trial court must decide whether the

opponent of the strike has proved the ultimate question of purposeful

discrimination. (Johnson v. California (2005) 545 U.S. 162, 168 (Johnson).)‖

(People v. Scott (2015) 61 Cal.4th 363, 383 (Scott).)

The trial court ruled defendant had not made out a prima facie case of

discriminatory purpose on both occasions. It invited the district attorney to state

reasons for some of the excusals but did not rule on the validity of those reasons.

Under these circumstances, we review the correctness of the court‘s first stage

20

rulings that defendant had not made out a prima case. (Scott, supra, 61 Cal.4th at

p. 386.) We review those rulings independently where, as here, the trial predated

Johnson v. California, supra, 545 U.S. 162 (Johnson), and it is not clear from the

record whether the trial court analyzed the Batson/Wheeler motion under

Johnson‘s standard of an inference of discriminatory purpose. (Scott, at p. 384.)

―Although the question at the first stage concerning the existence of a prima

facie case depends on consideration of the entire record of voir dire as of the time

the motion was made [citation], we have observed that certain types of evidence

may prove particularly relevant. [Citation.] Among these are that a party has

struck most or all of the members of the identified group from the venire, that a

party has used a disproportionate number of strikes against the group, that the

party has failed to engage these jurors in more than desultory voir dire, that the

defendant is a member of the identified group, and that the victim is a member of

the group to which the majority of the remaining jurors belong. [Citation.] A

court may also consider nondiscriminatory reasons for a peremptory challenge that

are apparent from and ‗clearly established‘ in the record (People v. Box (2000) 23

Cal.4th 1153, 1189; see People v. Turner (1994) 8 Cal.4th 137, 168) and that

necessarily dispel any inference of bias. (People v. Taylor (2010) 48 Cal.4th 574,

644; accord, U.S. v. Stephens (7th Cir. 2005) 421 F.3d 503, 518, 516 [‗the

examination of ―apparent‖ reasons in the record . . . involves only reasons for the

challenges that are objectively evident in the record . . .‘ such that ‗there is no

longer any suspicion, or inference, of discrimination in those strikes‘]; cf. Williams

v. Runnels (9th Cir. 2006) 432 F.3d 1102, 1110 [‗refutation of the inference

requires more than a determination that the record could have supported race-

21

neutral reasons for the prosecutor‘s use of his peremptory challenges . . .‘].‖

(Scott, supra, 61 Cal.4th at p. 384.)5

―[A] reviewing court may not rely on a prosecutor‘s statement of reasons to

support a trial court‘s finding that the defendant failed to make out a prima facie

case of discrimination. Although a court reviewing a first-stage ruling that no

inference of discrimination exists ‗may consider apparent reasons for the

challenges discernable on the record‘ as part of its ‗consideration of ―all relevant

circumstances‖ ‘ [citation], the fact that the prosecutor volunteered one or more

nondiscriminatory reasons for excusing the juror is of no relevance at the first

stage.‖ (Scott, supra, 61 Cal.4th at p. 390.)

Accordingly, we now review independently the totality of the

circumstances as they existed when defendant objected to determine whether the

trial court correctly ruled that defendant did not make out a prima facie case of

discrimination. As we explain, we find no error.

b. First Finding of No Prima Facie Case

During jury selection, the court worked with groups of 18 prospective

jurors, 12 of whom would be placed in the jury box and made subject to challenge.


5

Defendant cites the recent decision of Shirley v. Yates (9th Cir. 2015) 807

F.3d 1090, 1101, which stated that a reviewing court may not affirm a finding of
no prima facie case any time the record suggests grounds on which the prosecution
might reasonably have made the challenge at issue. This statement is comparable
to the language from Williams v. Runnels, supra, 432 F.3d at page 1110, quoted in
Scott, supra, 61 Cal.4th at page 384. Shirley and Williams appear correct that
under Johnson, supra, 545 U.S. 162, reviewing courts may not uphold a finding
of no prima facie case simply because the record suggests grounds for a valid
challenge. But we believe Johnson permits courts to consider, as part of the
overall relevant circumstances, nondiscriminatory reasons clearly established in
the record that necessarily dispel any inference of bias. (Scott, supra, 61 Cal.4th at
p. 384; see also U.S. v. Stephens, supra, 421 F.3d 503 [cited in Scott].)

22

When one of the 12 was challenged, another would replace that one and then be

subject to challenge. As needed, more prospective jurors would be added to

replenish the number to 18.

When defendant made his first Batson/Wheeler objection, the prosecution

had used two of its first eight peremptory challenges to excuse two of the five

Hispanic jurors then available for challenge: P.G. and E.A.6 Both prospective

jurors identified themselves as Mexican-American in their jury questionnaire. The

court found no prima facie case but invited the prosecution to state its reasons for

the challenges. Because the two prosecutors, Deputy District Attorneys Susan

Speer and Michael Grosbard, each exercised one of the challenges, each explained

the reasons. The court did not evaluate those reasons but simply denied the

motion.

Regarding P.G., Grosbard said he ―was extremely against the death penalty

on the questionnaire. Always, never, never on the questioning. And here in court

he said he didn‘t like it. He ultimately equivocated, but he — his questionnaire

showed he was extremely against it. We don‘t think he could be fair on the issue.‖

Regarding E.A., Speer said she ―came from a very disturbed background and

indicated she had recent surgery, was on medication. She was abused as a child,

indicated she could probably set that aside, but she indicated she also had medical

problems from the surgery. She was also very anti-death penalty on the

questionnaire.‖


6

Defendant states that only three Hispanic jurors had been subject to

challenge at this point, specifically, E.S., P.G., and E.A. However, the other two,
T.M. and M.M., were called into the box and made subject to challenge shortly
before the prosecution challenged E.A.

23

Exercising two of eight peremptory challenges to excuse two of the five

Hispanic prospective jurors then subject to challenge did not itself provide an

inference of discriminatory purpose. The prosecution had not excused most or all

of the group and did not use a significantly disproportionate number of strikes

against that group. Nothing indicates the questioning was desultory.

As defendant notes, the three defendants were Hispanic and the two murder

victims were not. But many other victims were Hispanic, including attempted

murder victim Medina and the two victims of the particularly vicious assaults with

the stun gun at the Casa Gamino Restaurant. Moreover, the evidence the jury was

to hear indicated the defendants came from Central America. Medina testified he

was from Mexico. The jurors could reasonably infer that at least some of the other

victims, many of whom testified with the aid of an interpreter, came from Spanish-

speaking countries. It is not clear prosecutors would be motivated to excuse

prospective jurors who self-identified as Mexican-American in a case involving so

many apparently Hispanic victims, including at least one from Mexico. This

factor does not support an inference of discriminatory purpose.

Moreover, as initially sworn, the actual jury contained six non-Hispanic

African-Americans, five non-Hispanic Whites, and one Hispanic. This suggests

that, at the time of the motions, it was not clear that the victims belonged to the

group to which a majority of the remaining jurors would belong. It appears none

of the victims were African-American. Accordingly, this factor does not support

an inference of discrimination.

Additionally, the record clearly establishes nondiscriminatory reasons for

the two challenges that dispel any inference of bias. P.G. said he had ―never been

in favor of the death penalty,‖ and he did not believe ―it has been applied in a

standard way to the diverse population of offenders.‖ During voir dire, he

indicated he could impose the death penalty ―if things are very desperate, very

24

clear that it‘s not even,‖ because he accepted that it was the law. But he also said

that he was not in favor of it and would support ―tak[ing] it off the books.‖

E.A. indicated on the questionnaire that she had been sexually abused as a

child and was ―recovering from a brain operation for seizure disorder.‖ She was

on medication and had her doctor‘s permission to serve as a juror. She would

have ―[d]ifficulty‖ to ―judge in terms of the death penalty.‖ Regarding the death

penalty, she wrote, ―I feel sad that we have the death penalty, life is precious to

me. Death penalty is necessary though because of the crime involved. I feel

reluctant to be directly involved with a decision regarding the death penalty.‖ She

added, ―I understand the penalty of death. I do not want to be in a position to

make a decision on this penalty.‖ During voir dire, she indicated that choosing life

would not be an ―emotional decision,‖ Choosing death would be ―difficult,‖ but

she could ―detach‖ herself.

All of these circumstances support the conclusion that the prosecution

excused these jurors for nondiscriminatory reasons and not due to group bias.

These reasons, apparent from the record, are included in the actual reasons the

prosecutors stated. This is no coincidence. The mere fact the prosecutors stated

the reasons is not relevant to support a finding of no prima facie case. But the

reasons apparent from the record and the reasons the prosecutor stated will

generally, if not always, coincide.

Defendant notes that the prosecution challenged for cause another of the

Hispanic prospective jurors, E.S., who eventually became an actual juror, on the

basis that the juror had difficulty understanding the proceedings. The court denied

the challenge. A prosecutor (and indeed any party) is entitled to challenge

prospective jurors for cause. (People v. Kelly (2007) 42 Cal.4th 763, 780.)

Although a specious challenge for cause might in some circumstances support an

inference of bias in a prosecutor‘s peremptory challenges, nothing in this record

25

suggests the challenge was specious. The record indicates the trial court was

concerned that E.S. might have trouble with English, was probably not well

educated, and offered a somewhat inappropriate response suggesting he would

have a problem with the age of the defendants. Moreover, the prosecutor did not

challenge this juror peremptorily.

The totality of the circumstances as they existed at the time of the court‘s

first ruling did not suggest an inference of discriminatory purpose. The court

properly found no prima facie case.

c. Second Finding of No Prima Facie Case

After the court denied the first Batson/Wheeler motion, jury selection

continued. The prosecution accepted the jury multiple times with three Hispanic

prospective jurors on the panel while the defendants continued exercising

peremptory challenges.

During this time, Prospective Juror R.F. was called. He was the sixth and

final Hispanic to be called other than those excused for cause or hardship. R.F.

provided no response when asked his racial or ethnic background on the

questionnaire, and the record does not otherwise indicate his race or ethnicity; he

qualifies as Hispanic because he has a Spanish surname. Outside the presence of

the jury, defendant‘s attorney challenged R.F. for cause for reasons not clear from

the record. The court denied the challenge, stating, ―I hope somebody excuses

him, but I don‘t believe it rises to cause.‖ When back in front of the jury, the

prosecution exercised a peremptory challenge against R.F.

Later, defendant challenged one of the three remaining Hispanic jurors.

After this, the prosecution accepted the jury two more times with the two

remaining Hispanic prospective jurors on it. Then, after the defendants exercised

additional peremptory challenges, the prosecution challenged Hispanic

26

Prospective Juror T.M. On her questionnaire, she identified herself as

―Hispanic/white.‖

At this point, defendant made his second Batson/Wheeler objection,

pointing out that the prosecution had challenged four of the six prospective

Hispanic jurors subject to peremptory challenge. The court again found no prima

facie case but invited the prosecution to ―make a record with respect to [T.M.].‖

The prosecutor stated his reasons for that challenge: ―She had some equivocation

about the death penalty in her jury questionnaire. She indicated that: Police are

fair most of the time. Sometimes I get the impression they prejudice people on

how they look. She had mixed feelings about the death penalty. On page 20:

Could you see yourself rejecting life and choosing the death penalty instead? She

wrote no. She does work for the Department of Children Services [sic]. I think

she would tend to be more sympathetic to the problems of the defendants in the

penalty phase. She seemed more in tune with the defense attorneys than she was

when the prosecution voir dired her. She had some problems with immunized

witnesses on her questionnaire.‖ The court did not evaluate those reasons but

instead reiterated that it found no prima facie case.

The totality of the circumstances that existed at the time of this second

objection also did not support an inference of a discriminatory purpose.

Defendant stresses that at this point, the prosecution had exercised four of its 10

peremptory challenges to challenge four out of six (i.e., two-thirds) of the

prospective Hispanic jurors, which meant that, after defendant challenged another

of the Hispanic prospective jurors, only one Hispanic individual was actually on

the jury. It appears that, as of this time, 19 percent of the jurors subject to

challenge (six of 32) were Hispanic. Considered alone, these circumstances might

suggest a discriminatory purpose, but under the totality of circumstances, they do

not. The prosecution challenged R.F. immediately after defendant himself had

27

challenged R.F. for cause, and the court, while denying the cause challenge, had

stated the wish that someone would excuse him. This circumstance strongly

suggests a nondiscriminatory purpose for the challenge.

Additionally, before the prosecution finally challenged T.M. (as well as

R.F.) it had accepted the jury several times with three and then, after defendant

challenged one, two Hispanic jurors on it. This circumstance, although not

dispositive, ―strongly suggests that race was not a motive behind the challenge.‖

(People v. Kelly, supra, 42 Cal.4th at p. 780; see People v. Cunningham (2015) 61

Cal.4th 609, 664; People v. Clark (2011) 52 Cal.4th 856, 906.)

Additionally, the record clearly establishes nondiscriminatory reasons for

challenging T.M. On the questionnaire, she answered ―Yes‖ when asked whether

she had ―moral, ethical or religious beliefs that would make it difficult for you to

vote for‖ the death penalty, explaining that ―it would be hard, but it depends on the

overall crime.‖ After stating that she could return a verdict of life imprisonment,

she answered ―No‖ to the question: ―Given the fact that you have two options

available to you, can you see yourself, in the appropriate case, rejecting life

imprisonment without the possibility of parole and choosing the death penalty

instead.‖ During voir dire, she said she could vote for the death penalty, but her

questionnaire answers provided a strong reason for a prosecutor to excuse her out

of concern about her views and not for a discriminatory purpose.

Defendant notes that the court did not invite the prosecution to state its

reasons for excusing R.F. But because defendant himself had just challenged that

juror for cause, and the court had expressed the wish that someone would excuse

him, such an explanation was hardly necessary.

Defendant asks us to engage in comparative juror analysis, but such

analysis is inappropriate in a first stage case such as this, where we do not evaluate

the prosecution‘s stated reasons for the challenges. (People v. Taylor, supra, 48

28

Cal.4th at pp. 616-617.) Moreover, even if we were to engage in comparative

juror analysis in this situation, it would not aid defendant for the reasons stated in

Justice Liu‘s concurring opinion.

In short, the totality of the relevant facts as of the time of the objections

does not give rise to an inference of a discriminatory purpose. The trial court

properly denied the Batson/Wheeler objections.

B. Guilt Phase Issues

1. Admission of Two Witnesses’ Preliminary Hearing Testimony

The prosecution could not locate three witnesses at the time of trial and

sought to have their preliminary hearing testimony admitted. The court denied the

request as to one witness, finding the prosecution had not shown due diligence in

locating him. It admitted the preliminary hearing testimony of the other two

witnesses — Eduardo Rivera and Rosa S. Defendant contends the court erred as

to these two witnesses.

a. Applicable Legal Principles

A criminal defendant has a state and federal constitutional right to confront

witnesses, but the right is not absolute. If a witness is unavailable at trial and has

given testimony at a previous court proceeding against the same defendant at

which the defendant had the opportunity to cross-examine the witness, the

previous testimony may be admitted at trial. In a criminal case, the prosecution

bears the burden of showing that the witness is unavailable and, additionally, that

it made a ―good-faith effort‖ (Barber v. Page (1968) 390 U.S. 719, 725) or,

equivalently, exercised reasonable or due diligence to obtain the witness‘s

presence at trial. (People v. Cromer (2001) 24 Cal.4th 889, 892 (Cromer); see

People v. Valencia (2008) 43 Cal.4th 268, 291-292 [―California law and federal

constitutional requirements are the same in this regard.‖].)

29

―[T]he term ‗due diligence‘ is ‗incapable of a mechanical definition,‘ but it

‗connotes persevering application, untiring efforts in good earnest, efforts of a

substantial character.‘ ‖ (Cromer, supra, 24 Cal.4th at p. 904.) Relevant

considerations include the timeliness of the search, the importance of the witness‘s

testimony, and whether leads were competently explored. (Ibid.) The reviewing

court defers to the trial court‘s determination of the historical facts if supported by

substantial evidence, but it reviews the trial court‘s ultimate finding of due

diligence independently, not deferentially. (People v. Bunyard (2009) 45 Cal.4th

836, 851 (Bunyard); Cromer, supra, 24 Cal.4th at p. 900-901.)

b. Eduardo Rivera

Defendant agreed that the due diligence question regarding Eduardo Rivera

could be based on the district attorney‘s offer of proof, which included the

following. After the crime, Rivera, a Mexican national, told others that ―he was

distraught and was having a lot of mental and psychiatric problems as a result of

witnessing the killing.‖ Several months before trial, he told various people that

―he was returning to Mexico to buy a plot of land and was not planning to return.‖

Around April 1994 (i.e., six months before the October 13, 1994 hearing), after a

fourth suspect was arrested in these crimes, the district attorney‘s office attempted

unsuccessfully to locate Rivera. Two investigators ―found the same information,

that everyone told him he had left, he was no longer at his former address or

former employment or former phone numbers.‖

Since April 1994, Will Abram, an investigator with the district attorney‘s

office, had tried to locate Rivera. With the assistance of the Immigration and

Naturalization Service, he determined that Rivera was, in fact, a Mexican national.

Abram located Rivera‘s brother on September 23, 1994, living in the San

Francisco area, who confirmed that Rivera had ―returned to Mexico with no

30

definite plans to return at this time.‖ The brother could not give a telephone

number for Rivera because he had no telephone. The location was ―a small village

outside of Guadalajara which, to our information, has one phone. His brother has

made several attempts to leave messages at that phone to have his brother return

his call, to no avail.‖

Abram also told the court that the last conversation with the brother ―was

on October 4, last week, and the brother reiterated at that time that he made

several attempts to call and left messages for his brother to return the call and he

has not heard from Mr. Rivera yet.‖

Based on these facts, the court found that the prosecution had exercised due

diligence to obtain Rivera‘s presence at trial and admitted his preliminary hearing

testimony.

At trial, defendant argued that the prosecution should have sent an

investigator to Mexico to try to find Rivera and convince him to come to

California voluntarily to testify. On appeal, relying on cases that postdate the trial,

he also argues that the prosecution should have made use of a treaty between

Mexico and the United States that took effect in 1991 and that, as one of the cases

defendant cites describes it, ―allows the prosecution to request the assistance of

Mexican authorities to invite a person in Mexico to come to California and testify

and to inform the person concerning the extent to which expenses will be paid.‖

(People v. Sandoval (2001) 87 Cal.App.4th 1425, 1439, fn. omitted (Sandoval);

see People v. Herrera (2010) 49 Cal.4th 613, 626-627 & fn. 7.)

The Attorney General argues that defendant has forfeited the claim that the

prosecution should have made use of the treaty because he did not make that

argument at trial. We disagree. Defendant objected to the admission of the

preliminary hearing testimony and argued the prosecution had not shown due

diligence in procuring the witness‘s presence. Given that the prosecution has the

31

burden of showing due diligence, this objection was sufficient to preserve the

contention. The argument at trial need not be identical to the appellate argument

in all respects. However, the circumstance that no one suggested the prosecution

make use of the then very recent treaty is relevant to the question of whether the

prosecution had made a good faith effort, i.e., exercised due diligence, to obtain

the witness. The prosecution must do what is reasonable under the circumstances,

not necessarily everything that can be suggested in hindsight.

Under the circumstances here, we conclude the prosecution exercised due

diligence. It determined that Rivera had left California and returned to his native

Mexico, and was apparently living in a village with only one communal telephone.

It located Rivera‘s brother, who tried, unsuccessfully, several times to contact

Rivera. It is speculative to believe that additional efforts would have resulted in

finding him and convincing him to return voluntarily to the United States to

testify.

Nor was Rivera‘s testimony particularly important. (Cromer, supra, 24

Cal.4th at p. 904.) Rivera, although important in the sense that he positively

identified defendant as the perpetrator of very serious crimes, was but one of many

witnesses, whose testimony was consistent and who overwhelmingly established

defendant‘s guilt of the crimes about which Rivera testified. In a case like this,

with dozens of witnesses, there is a limit to what one can expect the prosecution to

do to procure the attendance of a noncritical witness.

Defendant relies on Sandoval, supra, 87 Cal.App.4th 1425. But, unlike that

case, Rivera was not a ―crucial witness.‖ (Id. at p. 1428.) Nor, also unlike

Sandoval, had the prosecution established contact with Rivera.

We conclude the trial court correctly found the prosecution exercised due

diligence to try to locate Rivera and properly admitted his preliminary hearing

testimony.

32

c. Rosa S.

Rosa S. was 13 years old at the time of the events about which she testified

(May 1992), 14 years old when she testified at the preliminary hearing (March

1993), and 16 years old at the time of the due diligence hearing on October 13,

1994. It appears she gave birth to a baby in January 1994, several months before

the due diligence hearing.

Rosa had testified at the preliminary hearing under a grant of use immunity.

Before she testified, the prosecution informed the court that it was having

difficulty locating her. Two days later, it stated that it had finally located her the

previous day when she was arrested in an unrelated matter. It requested that she

be held to testify as a material witness under Penal Code section 1332. (See

Bunyard, supra, 45 Cal.4th at p. 847.) The court ordered $20,000 bail be set to

ensure her testimony. Two days later, after she had testified on direct examination

and cross-examination had begun, the prosecution asked the court to set no bail at

all because the witness had ―indicated she has wanted to stay on the street, not any

intention of returning home or resurfacing in this case.‖ The court maintained the

$20,000 bail, and Rosa completed her testimony.

At trial, the prosecution informed the court it could not locate Rosa, and a

due diligence hearing was held, based on representations from the two prosecutors

and the testimony of investigator Will Abram.

The prosecutor stated that Rosa ―has always been very cooperative in terms

of testifying in this matter and providing information.‖ On May 4, 1994, after a

fourth suspect in these robberies had been arrested, one of the prosecutors and

Deputy Perales, the investigator who later testified at trial, visited her in Pomona.

That prosecutor described her at that time as ―very friendly, very cooperative. She

gave us the name of her social worker, her home number, her home address.‖ The

prosecutor told Rosa that she would be needed to testify at the preliminary hearing

33

against the fourth defendant and in this trial in September. ―She indicated she did

not want to do it, but she would, that she understood that she needed to tell the

truth and to be available.‖ At that time, the prosecution served her with a

subpoena to attend a live lineup on May 16, 1994, involving the fourth defendant

and with a subpoena to appear on September 7, 1994, in this matter. She did

appear at the live lineup as scheduled, at which time she was again served with a

subpoena to appear on September 7.

According to one of the prosecutors, during this time Rosa ―continued to

exhibit cooperativeness with the district attorney‘s office in this matter, such that

we didn‘t expect to have difficulties finding her.‖ He explained, ―We go back to

her prior history. She was a runaway and that was the only thing that we

understood was the problem in contacting her was that she kept running away

from her parents. Once she was no longer with her parents, we did not expect to

have any of the problems that have occurred.‖

That May, Rosa also told the prosecutor that ―she had not yet turned herself

in on the outstanding warrant from Pomona.‖ When told that she needed to turn

herself in, ―[s]he agreed that she would clear up the matter.‖

The prosecutor and Deputy Perales visited Rosa again in July 1994. She

had moved to Montclair in the meantime. They told her that the preliminary

hearing regarding the fourth defendant and the trial in this case was coming up.

She again said she had not yet turned herself in. ―Detective Perales again told her

that she had to turn herself in or she would be picked up on the warrants

immediately.‖ Rosa agreed to do so.

In August 1994, the prosecutors learned that Rosa had in fact turned herself

in and the Pomona matter was disposed of, with a final hearing scheduled for the

following October 14 (i.e., the day after the due diligence hearing). During

August, she had been in custody in that matter for several days. Then, according

34

to one of the prosecutors, Rosa ―was released to her parents pending a pickup by

the community detention program.‖ When the deputy district attorney handling

Rosa‘s Pomona matter asked the prosecution in this case what it wanted done with

her in that matter, the prosecutor, ―knowing that she had been cooperative with us

and knowing that she now had an address that was different from the address that

she had been running away from, that of her parents, we indicated that we don‘t

have a problem with her release as long as there is electronic surveillance with

her.‖

The prosecutor explained further, ―Between the time she testified at the

preliminary hearing and the time she was served with the subpoena, she had a

baby. We believed this to lend her some stability. She also is collecting checks

from, I believe, D.P.S.S. [Department of Public Social Services], and we agreed to

the release on the community detention program, but there were no promises

whatsoever made to [Rosa] in exchange for cooperation or anything like that. It

turns out, as I see from the minute order from the juvenile court which sustained

her petition, that she was released to her parents. This is the place that she had

been running away from. She was released to them pending the installation of the

electronic surveillance device. The very night she was released to her parents, she

left. We have not been able to find her since.‖ The Pomona court issued a

warrant for her arrest on August 19, 1994.

Investigator Abram testified about his efforts to locate Rosa after her

release from custody in August 1994. (All dates mentioned in his testimony are to

the year 1994.) He began trying to find her on August 31, when he went to her

last known address and spoke to the manager, who said he did not recognize

Rosa‘s photograph. The next day, he contacted the Department of Public Social

Services, and was told the person assigned to Rosa‘s case was on vacation until

the following Tuesday. He also called the clerk of the Pomona court that had

35

handled her case, who gave him the telephone number of the attorney who had

represented her. He called that number, but it was disconnected and there was no

new number. He called the State Bar and was given a number for the attorney, but

it was also disconnected. He also called the community detention program that

Rosa was supposed to be on and spoke with a person who said she would research

the matter and call him back.

On September 7, Abrams spoke with the assigned case worker with the

Department of Public Social Services, who gave him a new address for Rosa in

Pomona. He went to the apartment at that address and spoke with Naomi Rojas,

who said that Rosa had come to the apartment on September 1 to pick up her

welfare check, but that she had not lived there for two months. Rojas said she was

the sister of the man who was reportedly the father of Rosa‘s baby. However,

Rojas said, ―shortly after the baby was born, [Rojas] and her mother . . . found out

this was actually not their brother‘s baby. Difficulties arose. That is why [Rosa]

was no longer living with them. She said she had no idea where [Rosa] was

living.‖ Rojas gave Abram the baby‘s name and date of birth. He called the

caseworker at the Department of Public Social Services, and she agreed to hold

Rosa‘s check and call him if Rosa called in with a new address.

Abram also contacted the deputy district attorney assigned to Rosa‘s

Pomona case, who checked the file and verified that ―Rosa had inadvertently not

been placed on the electronic home surveillance.‖ He spoke with the probation

officer assigned to Rosa‘s case, who told him that ―through some paper mishap

Rosa was placed on an informal probation status and . . . that is why she was not

placed on this home detention program.‖ On September 12, he obtained a copy of

the juvenile court‘s minute order and August 19 arrest warrant.

On September 15, Abram received a call from the Department of Public

Social Services case worker, who said Rosa had called that morning and given her

36

a new address in Pomona. He asked her to continue to hold Rosa‘s welfare check

until he visited that address. On September 20, he spoke with Rosa‘s father, who

told him he picked his daughter up on August 19, and she ran away the next day.

He filled out a missing person‘s report with the sheriff, and did not know where

Rosa was. Abram also went to Rosa‘s new address and spoke with Lucy

Espinoza, who was living at the apartment. She told him Rosa had been living at

the next-door apartment with Naomi Rojas and her mother. She had received a

telephone message from Rosa on September 17 that just left her name. Abram

told her he was looking for Rosa, not because she was in trouble, but because he

was trying to help her and needed her to testify in court. Espinoza ―expressed

concern for Rosa because she felt Rosa was very young and easily misled and she

would assist me in any way possible.‖

On September 29, Abram again spoke with the caseworker and asked her to

continue to hold the welfare check because Rosa was not living at the new

address. She told him she could not stop the check from being mailed. On

October 1, he returned to the last known address and spoke again with Espinoza.

He took the welfare check from her and told her to have Rosa call him when she

came to pick it up. He gave her a 24-hour number at which he could be reached.

On October 2, he told one of the prosecutors that he had the check and expected

Rosa to call him. On October 12, he again called Espinoza, who said she had not

seen or heard from Rosa. He also verified that he would be notified if and when

Rosa was brought in on the arrest warrant.

On cross-examination, defense counsel ascertained that Abrams had not

tried to contact Naomi Rojas‘s brother, the purported father of Rosa‘s child.

Abrams further testified that Rosa‘s father had told him that before he remarried,

―he and his daughter got along fine. Once he remarried, his daughter did not get

along with his new wife and it created these types of problems. She has been a

37

runaway apparently a year and a half or close to two years, and we are talking

about a girl that is only 16 years old now.‖

At the end of the hearing, the court ruled: ―I think there is due

diligence. . . . [I]n terms of what the People did and the way it ended up, resulting

in the contact made in August, the fact she showed up on the warrant to attend the

lineup, her cooperativeness other than the apparent problems she had with her

father . . . . I don‘t know what else they could have done other than your saying

she should have been kept in custody from August. In light of the way it was

presented, I don‘t think the D.A.‘s decision to let her go was unreasonable.‖

Defendant makes two arguments. First, he argues that on August 19, 1994,

the prosecution should have asked the juvenile court to keep Rosa in custody until

her appearance at trial. Second, he argues that Abram‘s efforts to locate her were

insufficient. We disagree on both points.

―[W]hen the trial court errs in releasing a material witness from custody,

which results in the witness becoming unavailable for testimony, and the

prosecution supports that release, the prosecution may be held to have not

exercised reasonable diligence.‖ (Bunyard, supra, 45 Cal.4th at p. 849.) ―The

decision to detain in custody a material witness involves weighing important

competing rights. . . . [¶] . . . The unjustified deprivation of a material witness‘s

liberty is a violation of the due process clauses of the federal and state

Constitutions.‖ (Id. at p. 849-850.) Thus, the defendant‘s right to confront

witnesses must be balanced ―against the substantial due process right of the

witness, who has not been charged with a crime, to not be unreasonably

incarcerated.‖ (Id. at p. 851.) ―To have a material witness who has committed no

crime taken into custody, for the sole purpose of ensuring the witness‘s

appearance at a trial, is a measure so drastic that it should be used sparingly.‖

(People v. Cogswell (2010) 48 Cal.4th 467, 477.)

38

Under the circumstances, we agree with the trial court that the prosecution

was not required to try to keep Rosa in custody until she testified. The trial court

credited the prosecution‘s statements that Rosa had been cooperative, and that it

did not believe it would be difficult to obtain her trial testimony. Defendant

argues this asserted belief ―was at best unreasonable and more likely

disingenuous.‖ But the evidence supports the court‘s finding regarding what the

prosecution actually believed, and we will defer to it. Whether, as the trial court

also found, the belief was reasonable under the circumstances is something we

will decide independently.

Defendant notes, as he did in the trial court, the prosecution‘s very different

attitude during the preliminary hearing, when it informed the court it was having

difficulty locating Rosa and took steps to ensure her testimony. But the two

situations are not necessarily inconsistent. Before she testified at the preliminary

hearing, the prosecutors presumably had little experience with her and, given the

difficulties in locating her and her statements to them, they were reasonably

concerned that she might not cooperate. But she did testify. In the interim

between the preliminary hearing and the trial, they had numerous contacts with

Rosa. The prosecutors said she was consistently cooperative, and the record

provides no reason for this court to conclude otherwise. She did in fact honor the

subpoena to appear at a live lineup regarding the new fourth suspect. Defendant

argues that her appearance at that time is irrelevant. On the contrary, her

cooperation was highly relevant to whether the prosecution reasonably believed

she would appear at trial.

It is true that the record reflects Rosa‘s unstable lifestyle. She was a

runaway and lived at various locations. But, as the prosecution believed, the fact

she had recently given birth might have lent her more stability. Moreover, the risk

that, despite her apparent cooperation, she might not appear to testify had to be

39

balanced against her liberty interest. Although there was an unrelated juvenile

matter against her, she was charged with no crime in this case, and no evidence

exists that she committed any. The necessary period of incarceration to ensure her

testimony would have been lengthy. Defendant notes that she had been

subpoenaed for the date trial was scheduled to begin, September 7, 1994, which

was less than three weeks after her release from juvenile court custody. But the

evidence portion of trial would not begin for weeks after that. The due diligence

hearing was held on October 13. Presumably, if Rosa had been in custody, she

could have testified earlier than that. But the evidence portion of trial did not

begin until September 26, 1994. Even if she were to testify that first day, she

would have been in custody for some 38 days for the sole purpose of ensuring her

testimony. Especially given the fact that Rosa had a several-month-old baby at the

time, we find reasonable the prosecution‘s decision not to adopt this ―drastic‖

measure that ―should be used sparingly.‖ (People v. Cogswell, supra, 48 Cal.4th

at p. 477.)

We also agree with the trial court that the prosecution exercised due

diligence in trying to locate Rosa after her August 19, 1994 release in the juvenile

proceeding. ―[D]iligence has been found when the prosecution‘s efforts are

timely, reasonably extensive and carried out over a reasonable period.‖ (Bunyard,

supra, 45 Cal.4th at p. 856.) Defendant argues the prosecution‘s efforts were too

little and too late. But beginning the search on August 31, only 11 days after her

release, was reasonable. Investigator Abram made reasonable efforts to try to

locate her, including pursuing several leads and trying to withhold her welfare

check to motivate her to contact him. Defendant suggests other measures Abram

might have taken, such as trying to contact the reported father of Rosa‘s baby, who

might have been in prison at the time. Additional measures can always be

suggested. ―But these suggestions do ‗not change our conclusion that the

40

prosecution exercised reasonable diligence. ―That additional efforts might have

been made or other lines of inquiry pursued does not affect this conclusion.

[Citation.] It is enough that the People used reasonable efforts to locate the

witness.‖ ‘ ‖ (People v. Valencia, supra, 43 Cal.4th at p. 293.)

Accordingly, we conclude the trial court did not err in admitting Rosa‘s

preliminary hearing testimony.

2. Other Contentions Regarding Rosa S.’s Testimony

Defendant makes two additional arguments regarding Rosa S.‘s preliminary

hearing testimony.

a. Admission of Hearsay Statement

After the court ruled that Rosa S.‘s preliminary hearing testimony was

generally admissible at trial, the court and parties discussed that testimony in

detail to determine which specific portions were admissible. The court excluded

as hearsay Rosa‘s testimony that Navarro had told her that defendant ―had shot a

cop,‖ and that Navarro and defendant each purchased a car. It also ruled that

statements by Navarro indicating that he had committed robberies was admissible

only against Navarro, and it so admonished the jury.

During the actual reading of the preliminary hearing testimony, the

prosecutor inadvertently included Rosa‘s testimony that Navarro had told her that

defendant ―had shot the cop,‖ for which he apologized outside the jury‘s presence.

The court granted defendant‘s motion to strike that testimony and admonished the

jury to disregard it.

In addition, a taped statement Rosa made to the police the day Navarro was

arrested was played over defendant‘s objection at both the preliminary hearing and

again at trial as either prior inconsistent or prior consistent statements. (As

regarding defendant, that statement was consistent with her preliminary hearing

41

testimony.) It appears this statement was not redacted to exclude Navarro‘s

hearsay statements. Accordingly, the jury heard the following. Rosa said that

defendant had told her that he had shot the police officer. Additionally, she said,

―And [Navarro] told me, all of them know that.‖ Later, she said that defendant

and Navarro had each bought a car with money ―from another store robbery‖

about three or four months previously in which they each obtained about $14,000.

Defendant contends these statements from the taped statement were hearsay

and not admissible against him. He argues that admitting these statements

violated his constitutional right to confront witnesses, specifically his right to

confront Navarro. (See Bruton v. United States (1968) 391 U.S. 123; People v.

Aranda (1965) 63 Cal.2d 518.) The record is not entirely clear, but it appears the

source of the information about ―another store robbery‖ was Navarro, not

defendant, and we will assume that is the case. It is also not clear whether the

court intended to admit these hearsay statements from the taped statement after it

had excluded comparable statements from Rosa‘s preliminary hearing testimony,

or whether the statements were simply overlooked in the complex and lengthy

discussions over which portions of the preliminary hearing testimony to admit and

which to exclude.

What is clear, however, is that any error in admitting these portions of the

taped statement was harmless beyond a reasonable doubt. (People v. Livingston

(2012) 53 Cal.4th 1145, 1159.) Because Rosa specifically testified that defendant

told her he shot the police officer, her statement that Navarro had said the same

thing could not have been prejudicial. Her statement that defendant had

committed a previous robbery was also nonprejudicial. The jury heard

overwhelming evidence that defendant had committed not one but six previous

robberies. Indeed, defendant conceded his identity regarding some of the

robberies. For example, in addition to the many eyewitness identifications, he left

42

behind one of his shoes when fleeing the Ofelia‘s Restaurant robbery, and jewelry

from some of the robberies was found concealed on his person when he was

arrested. Given this evidence, Rosa‘s mention of a previous store robbery was

innocuous.

b. Limitation on Cross-examination

At the preliminary hearing, defendant cross-examined Rosa S. at length.

When she was found in the car with Navarro on May 31, 1992, she was arrested

and charged in an unrelated matter in Pomona. Much of the cross-examination

concerned this other matter and whether she was promised or expected any benefit

in that matter for her testimony in this case, generally eliciting denials of any such

promise or expectation. She said that, other than that she would have to testify,

she did not discuss this case with those involved in the Pomona case, including her

Pomona attorney. Counsel also elicited testimony that before her preliminary

hearing testimony, she had discussed this case with the two prosecutors and

Deputy Perales, the investigator in this case. Additionally, defense counsel

elicited from her that she had refused to speak with him when she had the

opportunity to do so, and that she had initially lied to the police and court about

her name and age.

When Rosa‘s preliminary hearing testimony was read to the jury, the jury

was also informed that she had been given immunity for her testimony regarding

any nonviolent crimes; that when she invoked her Fifth Amendment right to

remain silent, the court ordered her to testify under the grant of immunity; that she

was in custody when she testified; and that, after her testimony, she had been

released from her custody status regarding this case.

At the preliminary hearing, the court sustained prosecutorial objections to

questions regarding who else she had talked to about the Pomona case and who

43

else other than her attorney she had talked to in the ―Van Nuys courtroom,‖

apparently referring to the courtroom involved in this case. Defendant contends

this limitation violated his constitutional right to confront and cross-examine Rosa.

A criminal defendant‘s constitutional right to confront witnesses is violated

when the court prohibits the defendant from conducting otherwise appropriate

cross-examination designed to show a prototypical kind of bias on the witness‘s

part, and thereby provide the jury with facts from which it could appropriately

draw inferences regarding the witness‘s reliability. But not every restriction on a

defendant‘s cross-examination violates the Constitution. The trial court retains

wide latitude to restrict repetitive, prejudicial, confusing, or marginally relevant

cross-examination. Unless the defendant can show that the prohibited cross-

examination would have created a significantly different impression of the

witness‘s credibility, the trial court‘s exercise of discretion to restrict cross-

examination does not violate the constitutional right of confrontation. (Delaware

v. Van Arsdall (1986) 475 U.S. 673, 680; People v. Capistrano (2014) 59 Cal.4th

830, 866; People v. Virgil (2011) 51 Cal.4th 1210, 1251.)

We see no constitutional violation in the slight restriction the preliminary

hearing court imposed. Defense counsel was given wide latitude to cross-examine

Rosa, including whether and to what extent she expected or hoped that her

testimony would benefit her in the Pomona case. Counsel elicited that Rosa spoke

with the investigators and prosecutors in this case, who were the ones who would

be expected to offer her benefits for her testimony, if anyone did. She testified

that she did not discuss this case with the people in Pomona (other than regarding

that she would have to testify). Further testimony regarding exactly who she

spoke with in Pomona would not significantly affect the credibility of this

testimony.

44

Moreover, no significant reason existed for the jury to doubt Rosa‘s general

credibility. Her testimony regarding defendant was consistent with her initial

taped statement. The main thrust of that testimony was that she heard defendant

say he shot the police officer, something a 13-year-old girl would be expected to

understand and remember. Although she originally lied about her age and name,

was a runaway, and refused to discuss the case with the defendant‘s attorney, none

of these circumstances would likely provide a motive to lie about defendant.

Perhaps most importantly, her testimony was entirely consistent with the

remaining evidence. The evidence established that one of the gunman in the

George‘s Market robbery shot and killed Officer Hoglund, and that defendant was

one of those gunman (among other items of evidence, his image was captured on

the videotape). So the only remaining question regarding who shot Officer

Hoglund was whether defendant was that gunman. Defendant looked nothing like

the other gunmen and wore a distinctive striped shirt, unlike the shirts the other

gunmen wore. Accordingly, the jury could readily conclude that Medina was not

mistaken in his testimony that defendant was the gunman who shot Officer

Hoglund and pointed the gun at him.

The ballistics evidence also strongly corroborated Rosa‘s testimony. One

gun was fired at all three robberies that involved gunfire: those at the Woodley

Market, Ofelia‘s Restaurant, and George‘s Market. Many witnesses identified

defendant as the shooter at Ofelia‘s Restaurant (where the shooter left behind a

shoe that the parties stipulated belonged to defendant) and at Woodley‘s Market,

thus strongly showing that defendant was the one who fired that weapon on all

three occasions.

In light of all this, the prohibited cross-examination would not have

produced a significantly different impression of Rosa‘s credibility and,

accordingly, it did not violate defendant‘s right to confront her.

45

3. Admission of Evidence of Uncharged Crime

Over defense objection, and after a hearing, the court admitted evidence of

the uncharged incident at Rod‘s Coffee Shop, during which defendant was stopped

while driving a car containing a stun gun. Defendant contends the court erred in

violation of various constitutional rights. We conclude the court acted within its

discretion.

When the court first considered the matter, it ruled that if defendant

conceded the question of identity regarding the Casa Gamino robbery (the one

during which the stun gun was used), it would disallow evidence of the incident at

Rod‘s Coffee Shop because ―the prejudice outweighs the probative value where

[identification] is no longer in issue at the Casa Gamino robbery.‖ But it invited

the prosecution to revisit the question if, in fact, defendant did dispute identity

regarding that robbery.

Later, when it became apparent that defendant was in fact challenging his

identity as the one who used the stun gun during the Casa Gamino robbery, the

court admitted evidence of the incident at Rod‘s Coffee Shop. It explained that

the stun gun ―is so unique and so unusual. In fact, in all my years in the justice

system, whichever side of the bench I was on, I have never seen an electrical

device being used. . . . I don‘t think it matters that it wasn‘t the same one, but it is

so unique that I think under all the case law that permits [evidence under Evidence

Code section 1101] where it is material, there‘s no other rule that would not permit

it, and under [Evidence Code section] 352 I think the probative value far

outweighs any prejudice or confusion that arises from it.‖ It gave a limiting

instruction regarding how the jury could consider the evidence.

Evidence of other crimes is generally not admissible merely to show a

criminal disposition, but it may be admitted if relevant to show a material fact

such as identity. (Evid. Code, § 1101; cf. Evid. Code, § 1108 [special rule

46

concerning evidence of sex offenses].) The admissibility of such evidence

depends on (1) the materiality of the facts to be proved; (2) the tendency of the

evidence to prove those facts; and (3) the existence of a rule or policy, such as that

of Evidence Code section 352, requiring exclusion of the evidence. (People v.

Kelly, supra, 42 Cal.4th at p. 783.) ―Because substantial prejudice is inherent in

the case of uncharged offenses, such evidence is admissible only if it has

substantial probative value. [Citation.] This determination lies within the

discretion of the trial court.‖ (Ibid.) Here, the court admitted evidence of the

incident at Rod‘s Coffee Shop primarily on the question of defendant‘s identity as

the one who used the stun gun during the Casa Gamino robbery. ―For identity to

be established, the offenses must share common features that are so distinctive as

to support an inference that the same person committed them.‖ (People v. Scott

(2011) 52 Cal.4th 452, 472.)

As the trial court found, possessing a stun gun was unusual, especially in

1990 and 1992. Because the police seized the first stun gun in 1990, obviously a

different one was used in the 1992 Casa Gamino robbery. But the evidence

showed that both were functioning and, when activated, emitted similar blue

sparks. The narrow question on which the evidence was most probative was

which of the Casa Gamino robbers used the stun gun. The facts that defendant

participated in activity that a jury could reasonably conclude was a prelude to a

robbery similar to the ones he later committed, and that a stun gun was in his car,

support a reasonable inference that defendant was that person. No evidence

connected any of the other robbers to a stun gun. Whether defendant wielded the

stun gun was certainly material at trial. Moreover, the evidence was not

particularly prejudicial. Because no robbery actually occurred, the uncharged

incident was not nearly as inflammatory as the charged crimes. The court

47

therefore acted within its discretion in finding the probative value outweighed any

undue prejudice.

Defendant also argues that, because the gun was under the passenger seat

and he was the driver, the evidence was insufficient to support a finding by a

preponderance of the evidence that he had possessed the stun gun. (See People v.

Carpenter (1997) 15 Cal.4th 312, 382 [preponderance of the evidence is the

proper standard for uncharged crimes].) But the jury could have readily inferred

that defendant, the driver, who appeared to be acting in tandem with the others in

the car, knew of the gun and had control over it. We see no error.

4. Sufficiency of the Evidence as to One of the Robberies

Defendant contends the evidence was insufficient to support his conviction

for robbing Arturo Flores at the Mercado Buenos Aires market. We agree and

reverse defendant‘s conviction and sentence for that robbery.

To decide whether the evidence is sufficient to support a jury verdict, ―a

reviewing court reviews the entire record in the light most favorable to the

judgment to determine whether it discloses evidence that is reasonable, credible,

and of solid value such that a reasonable jury could find the defendant guilty

beyond a reasonable doubt.‖ (People v. Rountree (2013) 56 Cal.4th 823, 852-

853.)

Flores testified at the preliminary hearing that one of the gunmen took his

wallet. However, he could not be located to testify at trial and, after a hearing, the

court ruled that the prosecution had not exercised due diligence to obtain his

presence at trial. Accordingly, the court refused to admit his preliminary hearing

testimony. No witness who actually testified at trial observed Flores‘s property

being taken. Witnesses testified that the four persons Flores was with in the

bathroom were robbed: Manuel Rodriguez, Paul Rodriguez, Clelia Rodriguez,

48

and Dario de Luro. Additionally, Manuel Rodriguez testified that he ―think[s]‖

others, which probably included Flores, had been robbed earlier. This evidence

would support a conclusion that Flores was probably also a robbery victim. But

absent any testimony that someone observed property being taken from Flores or

other evidence that he was missing property, we do not believe the evidence

supports a conclusion beyond a reasonable doubt that he was a robbery victim.

Accordingly, we reverse that robbery conviction, count 21 in the

information. In addition to entering a judgment of death on the murder counts, the

court imposed, and then stayed, a total determinate prison sentence of 54 years six

months. Of this, one year (one-third the midterm of three years) was imposed for

the Flores robbery. In light of the reversal of that conviction, we reduce the

determinate prison sentence to 53 years six months.

5. Contentions Regarding the Attempted Murder Charge

The jury found defendant guilty of attempting to murder Luis Enrique

Medina shortly after he shot Officer Hoglund to death. Defendant challenges the

conviction in two regards. First, he argues that parts of Medina‘s testimony

should have been stricken as speculative. Second, he argues that the evidence was

insufficient to support the conviction.

The attempted murder charge was based largely, although not entirely, on

Medina‘s testimony. On direct examination, Medina, a former police officer

familiar with handguns, testified that when defendant aimed his gun at him, he

could tell the gun was empty because the slide was open. When asked whether

that was the position the gun was in when defendant pointed it at him, he

responded, ―Yes, but I believe he wanted to put another clip inside.‖ The court

sustained defendant‘s motion to strike that statement on the ground it was

49

speculative. After Medina further testified that he had seen defendant‘s finger on

the trigger, the testimony moved to other areas.

The subject was revisited on redirect examination. The prosecutor asked

Medina whether he saw defendant pull the trigger. He responded, ―I was unable to

notice whether he pressed the trigger, but I believe that he tried to do that.‖ The

court sustained defendant‘s motion to strike the statement on the ground it was

speculative. The prosecutor then asked whether Medina saw any movement or

what he thought were attempts to pull the trigger. Medina responded, ―I think he

was trying to put another clip there.‖ Again, the court sustained defendant‘s

motion to strike the statement on the ground it was speculative. The prosecutor

then asked about the witness‘s preliminary hearing testimony, in which he agreed

he had testified that defendant ―kept pulling, but the gun didn‘t have any more

bullets in it.‖ Medina agreed that his memory was better at the time of the

preliminary hearing.

On recross-examination, defense counsel asked the witness about the

apparent change in his testimony regarding whether he saw defendant‘s finger

moving. He asked, ―Now, yesterday, you didn‘t tell us that his finger was moving

and today you are. Why is there a difference?‖ Medina responded, ―There is no

change in my testimony. What I said is that he was aiming the gun at me and I

was just looking at the gun. I can‘t really know all the things he did with his

hands. It‘s impossible that I be able to relate all the details. I mean, you think that

one can do that. I was just thinking about what was going to happen to me.‖ He

reiterated that defendant ―was trying to shoot, but there were no bullets in the gun.

So he tried to change the clip. Well, it seems logical if somebody is pressing the

trigger and there is no bullets inside the gun, then one tries to load the gun again.‖

The court overruled defendant‘s motion to strike this testimony as speculative.

50

Defense counsel asked Medina whether he saw defendant put a new clip in

the gun. He responded, ―No, I didn‘t say that he changed it. I said that he wanted

to do so. But then he took off running because they were calling him, telling him

to get out of that place.‖ When defense counsel suggested Medina was trying to

read defendant‘s mind, he responded that defendant ―made a gesture as to remove

the clip that was there.‖ Pursuing the matter, defense counsel asked whether the

witness had seen defendant taking out the clip. He responded, ―No. But he was

trying to do so.‖ He also said, ―If his friends hadn‘t been calling him, I believe he

would have done it.‖ Defense counsel renewed his motion to strike the testimony,

which the court denied.

Later, outside the jury‘s presence, the trial court explained its denial of

defendant‘s motion to strike the testimony as speculative: ―The reason I denied

the objection is because I think we have a language problem, number one. So I

don‘t think the examination is as precise as we could ever get it with English.

[Medina testified through a Spanish language interpreter.] And, secondly, he

did . . . say specifically he tried to change the clip, and . . . he referred to a

gesture. . . . I think it goes beyond mere speculation.‖ Because of this, the court

believed it was ―something for the jury to figure out, not to me.‖ It summarized:

―Today, he said he tried to change the clip. There was a gesture. That‘s beyond

just a mere speculation . . . . But, anyway, I think it is enough for the jury to crank

out [sic] and not me to take it away from them.‖

Defendant argues that the testimony about his wanting to change the clip

and his gesture should have been stricken as speculative. (People v. Watkins,

supra, 55 Cal.4th at p. 1023 [inferences may not be based on speculation].) The

court initially sustained defendant‘s objections on this ground, but it overruled

later objections after it permitted both parties to ask probing questions that elicited

answers clarifying that Medina‘s testimony was based on his observations, not

51

speculation. Although he could not, or at least did not, articulate it further, he

testified that defendant made a gesture that to Medina indicated he was about to

replace the clip.

This part of Medina‘s testimony was essentially lay opinion testimony.

― ‗A lay witness may express opinion based on his or her perception, but only

where helpful to a clear understanding of the witness‘s testimony (Evid. Code,

§ 800, subd. (b)), ―i.e., where the concrete observations on which the opinion is

based cannot otherwise be conveyed.‖ [Citation.]‘ (People v. Hinton (2006) 37

Cal.4th 839, 889.) Such a situation may arise when a witness‘s impression of

what he or she observes regarding the appearance and demeanor of another rests

on ‗subtle or complex interactions‘ between them (ibid.) or when it is impossible

to otherwise adequately convey to the jury the witness‘s concrete observations.

(People v. Melton (1988) 44 Cal.3d 713, 744; People v. Manoogian (1904) 141

Cal. 592, 595-597.) A lay witness generally may not give an opinion about

another person‘s state of mind, but may testify about objective behavior and

describe behavior as being consistent with a state of mind. (People v. Chatman

(2006) 38 Cal.4th 344, 397.) . . . A trial court‘s ruling on the admission or

exclusion of evidence is reviewed for abuse of discretion.‖ (People v. DeHoyos

(2013) 57 Cal.4th 79, 130-131; see People v. Seumanu (2015) 61 Cal.4th 1293,

1310-1311.)

Exactly what occurred in the few seconds during which defendant pointed

the gun at Medina was subtle and complex, and the court could reasonably

conclude it would be impossible to convey Medina‘s concrete observations other

than through the testimony it permitted. In sum, the court acted within its

discretion in concluding that Medina‘s testimony was not speculative but based on

his observations, and leaving it to the jury to evaluate it.

52

Defendant interprets the court‘s mention of what it believed to be a

―language problem‖ as applying a ―less stringent standard to testimony given

through a Spanish interpreter‖ than given to other witnesses, and he argues that

doing so violated his right to equal protection of the laws. We see no error in the

court‘s comment regarding the difficulty of testifying through an interpreter.

Ultimately, the same standards apply to all witnesses, and the court did not suggest

otherwise.

Defendant also argues the evidence was insufficient to support the jury‘s

attempted murder verdict because it was insufficient to demonstrate his intent to

kill Medina. ―Attempted murder requires the specific intent to kill and the

commission of a direct but ineffectual act toward accomplishing the intended

killing.‖ (People v. Lee (2003) 31 Cal.4th 613, 623.) Because direct evidence of a

defendant‘s intent rarely exists, intent may be inferred from the circumstances of

the crime and the defendant‘s acts. (People v. Smith (2005) 37 Cal.4th 733, 741.)

Here, the evidence was ample to support the jury‘s finding. Medina

testified that defendant placed his finger on the trigger when he pointed the gun at

him and then, when he realized the gun was empty, made a gesture to change the

clip. Defendant claims Medina ―embellished‖ his testimony. But it is for the jury,

not a reviewing court, to determine credibility. (People v. Smith, supra, 37 Cal.4th

at p. 739.) Both the prosecution and defendant questioned Medina closely on his

exact observations. The jury was entitled to believe him. Moreover, Medina‘s

testimony was not the only evidence supporting a finding of intent to kill. Only

seconds before he pointed the gun at Medina, defendant had shot Officer Hoglund

three times, killing him. Medina was only about eight feet from defendant and, so

the jury could reasonably have found, was in his way when defendant pointed the

gun at him, just as Officer Hoglund had been in defendant‘s way. All of this

evidence supports defendant‘s conviction for attempting to murder Medina.

53

6. Refusal to Investigate a Juror’s Alleged Reaction to Testimony

Among the portions of Rosa S.‘s preliminary hearing testimony read to the

jury was the following: Defendant and Navarro ―were going to go pick up some

drugs and sometimes the black guys and the cops would get in their way. That‘s

why they took guns with them.‖

Shortly after this testimony, defendant‘s attorney asked to approach the

bench. Outside the jury‘s presence, counsel stated that during the prosecution‘s

opening statement referring to this testimony, Juror M.L., an African-American,

―made a very adamant up and down motion with her head.‖ He said he was

worried ―that she had made up her mind right then, and that is all she needed to

hear was there was some kind of violence against blacks. And her gesturing with

her head appeared to be in response to that statement during the opening

statement. Now that the same line was just read to the jury, [M.L.] did the exact

same thing, a very adamant up and down motion with her head. I don‘t have any

doubt in my mind she has already made up her mind what she is going to do with

the penalty phase and guilt phase because of the perception there is violence

against blacks.‖ Counsel for codefendant Navarro said he made similar

observations. The court stated it did not see it.

The court noted that there were ―no blacks involved as witnesses, victims,

or defendants in the case other than she is a black juror.‖ Counsel asked the court

to hold a hearing ―about whether or not she has already made up her mind and

decide if you want to throw her out.‖ The court denied the request, noting that

―we are dealing with pure speculation.‖ It explained, ―I don‘t think anything is

established by an adamant head shake. I see jurors nodding or sitting up or dozing

or looking off. If I had to stop and have a hearing every time I saw a reaction by a

juror, we would never get through a trial.‖ It added, ―I don‘t think it would at all

be appropriate to have a hearing.‖

54

Later, again outside the jury‘s presence, one of the prosecutors stated she

was watching M.L. after counsel made his objection: ―She was rocking, just like

rocking back and forth. I did not see any nodding, just more of a nervous habit.

She was rocking during the entire testimony.‖ Counsel for Navarro stated that that

was different from what they had observed. Counsel for defendant stated that a

paralegal had observed the same thing during the opening statement. He added,

―After we approached and had the discussion about her, she mostly stared at me,

and I think she figured out that we were talking about her.‖ The court observed,

―She probably did . . . . We all looked over at her when we were standing at

side . . . .‖ Counsel for defendant said he did not look at her.

Later still, after the parties concluded their closing arguments to the jury,

the court stated the following outside the jury‘s presence: ―I have been sensitive

to [M.L.‘s] reactions to any reference to blacks or cops getting in the way of the

guns. And I noted the rest of that day where you had your concerns expressed she

continued to rock in her chair. And every time she rocked, her head nodded. And

I saw nodding throughout the rest of the afternoon. Yesterday, when [one of the

prosecutors] twice in his argument mentioned that same statement, there was

absolutely no reaction from her. And today there was absolutely no reaction from

her. And she has continued to rock and nod. I am not saying there may not have

been a reaction, but I‘m not sure that we can assume her state of mind, and I want

you to know that I have been watching it, that every specific time that issue came

up I watched her and have seen absolutely no reaction.‖

Defendant argues the court‘s failure to investigate M.L.‘s perceived

reaction to the testimony violated various of his constitutional rights. We

disagree. ―[N]ot every incident involving a juror‘s conduct requires or warrants

further investigation. ‗The decision whether to investigate the possibility of juror

bias, incompetence, or misconduct — like the ultimate decision to retain or

55

discharge a juror — rests within the sound discretion of the trial court.

[Citation.] . . . [¶] As our cases make clear, a hearing is required only where the

court possesses information which, if proven to be true, would constitute ―good

cause‖ to doubt a juror‘s ability to perform his duties and would justify his

removal from the case. [Citation.]‘ ‖ (People v. Cleveland (2001) 25 Cal.4th 466,

478; accord, People v. Manibusan (2013) 58 Cal.4th 40, 53.)

We find no abuse of discretion. Unlike this court, the trial court was in a

position to observe the juror‘s demeanor. It took defendant‘s allegations seriously

and carefully observed the juror‘s later reactions. Based on these observations, it

properly refused to question the juror. We have cautioned that the ―very act of

questioning deliberating jurors about the content of their deliberations could affect

those deliberations.‖ (People v. Cleveland, supra, 25 Cal.4th at p. 476.) Similar

concerns exist midtrial. The very act of questioning M.L. about her reactions to

testimony would tend to suggest she had done something wrong, which could

adversely affect her view of the case.

7. Claims of Instructional Error

Defendant contends the court committed three instructional errors.

a. Instruction Regarding Evidence of Uncharged Crime

Before evidence of the incident at Rod‘s Coffee Shop was presented to the

jury, the court instructed the jury on the limited purpose for which it could

consider the evidence. The court repeated the limiting instruction as part of its

general instructions after all of the evidence was presented.

Specifically, the court instructed the jury it could consider the evidence

only against defendant and not against his codefendants (who were not implicated

in the incident). It also instructed that the evidence could not be considered ―to

prove that the defendant is a person of bad character or that he has a disposition to

56

commit crimes.‖ Instead, the jury could consider the evidence ―only for the

limited purpose of determining if it tends to show: The identity of the person who

committed the crime, if any, of which he is accused; that the defendant had

knowledge or possessed the means that might have been useful or necessary for

the commission of the crime charged; and the crime charged is a part of the larger

continuing plan, scheme, or conspiracy.‖ The court reiterated that the jury is ―not

permitted to consider such evidence for any other purpose.‖ It also instructed the

jury it could not consider the evidence unless it found by a preponderance of the

evidence that defendant committed the uncharged crime, and it defined this

standard of proof.

Defendant contends the instruction was erroneous in two respects. First, he

contends the court should have limited the jury‘s consideration of the evidence to

specified counts. He does not state exactly what counts these might be, but

presumably he would limit consideration to only those counts involving use of the

stun gun, or possibly all counts arising out of the Casa Gamino robbery.

The argument is not cognizable on appeal because defendant did not

request the court to limit use of the evidence in this way. The court has no sua

sponte duty to give a limiting instruction. (Evid. Code, § 355; People v.

Hernandez (2004) 33 Cal.4th 1040, 1051.) Indeed, a criminal defendant might not

want the court to pinpoint the exact counts to which the evidence was relevant.

(Hernandez, at p. 1053.)

The contention also lacks merit. The evidence was admitted primarily for

its relevance regarding the Casa Gamino robbery. Indeed, the court had initially

indicated it would exclude the evidence if defendant conceded identity regarding

that robbery. But the court did not have to explain this to the jury. In multiple-

count cases, some of the evidence will primarily, sometimes exclusively, be

relevant as to one or more, but not all, of the counts. For example, the testimony

57

that one of the gunmen during the Outrigger Lounge robbery hit John Tucker with

a shotgun, breaking two ribs, had little, if any, relevance to the charges arising out

of the other robberies. But the court does not normally identify for the jury the

counts to which the evidence is relevant. The jury can determine that for itself.

Once the evidence of the Rod‘s Coffee Shop incident was admitted,

whatever prejudicial effect there might have been was realized, and the jury could

consider it for any proper purpose. (People v. Hernandez, supra, 33 Cal.4th at p.

1053; People v. Carpenter, supra, 15 Cal.4th at p. 382.) The court carefully

delineated what those proper purposes were. Doing so provided sufficient

guidance.

Second, defendant contends that, by instructing the jury it could consider

the evidence only if it found by a preponderance of the evidence that he committed

the crime, and then defining this standard of proof, the court lowered the

prosecution‘s burden of proof. We have repeatedly rejected this contention. The

court also gave the jury the full panoply of standard instructions regarding the

prosecution‘s burden of proof and the reasonable doubt standard. These

instructions made clear to the jury that the prosecution had the burden of proving

all ultimate facts beyond a reasonable doubt. (People v. Virgil, supra, 51 Cal.4th

at pp. 1259-1260; People v. Foster (2010) 50 Cal.4th 1301, 1347-1348.)

b. Instruction on Witness Identification

The court gave CALJIC No. 2.92, the standard instruction regarding how

the jury should consider eyewitness identification evidence. It said the jury should

consider any factor that bears on the accuracy of the identification including, but

not limited to, specified factors. One of the specified factors was ―the extent to

58

which the witness is either certain or uncertain of the identification.‖7 (See

CALCRIM No. 315 [among other factors, the jury should consider ―[h]ow certain

was the witness when he or she made an identification‖].) Citing scientific studies

that conclude there is, at best, a weak correlation between witness certainty and

accuracy, defendant argues the court erred in instructing the jury it could consider

the certainty factor.

The Attorney General argues the claim is forfeited because defendant did

not request that CALJIC No. 2.92 be modified. We agree. If defendant had

wanted the court to modify the instruction, he should have requested it. The trial

court has no sua sponte duty to do so. (People v. Ward (2005) 36 Cal.4th 186,

213; People v. Sullivan (2007) 151 Cal.App.4th 524, 561.) This conclusion is

especially forceful here because, under the facts, it is not clear defendant would


7

As given, the entire instruction pursuant to CALJIC No. 2.92 was as

follows: ―Eyewitness testimony has been received in this trial for the purpose of
identifying the defendant as the perpetrator of the crimes charged. In determining
the weight to be given eyewitness identification testimony, you should consider
the believability of the eyewitness as well as other factors which bear upon the
accuracy of the witness‘s identification of the defendant, including but not limited,
to any of the following:


―The opportunity of the witness to observe the alleged criminal act and the

perpetrator of the act; the stress, if any, to which the witness was subjected at the
time of the observation; the witness‘s ability, following the observation, to provide
a description of the perpetrator of the act; . . . the extent to which the defendant
either fits or does not fit the description of the perpetrator previously given by the
witness; the cross-racial or ethnic nature of the identification; the witness‘s
capacity to make an identification; evidence relating to the witness‘s ability to
identify other alleged perpetrators of the criminal act; whether the witness was
able to identify the alleged perpetrator in a photographic or physical lineup; the
period of time between the alleged criminal act and the witness‘s identification;
whether the witness had prior contacts with the alleged perpetrator; the extent to
which the witness is either certain or uncertain of the identification; whether the
witness‘s identification is in fact a product of his or her own recollection; and any
other evidence relating to the witness‘s ability to make an identification.‖

59

want the modification. This case involved many identifications, some certain,

some uncertain. Defendant would surely want the jury to consider how uncertain

some of the identifications were, as CALJIC No. 2.92 instructs. And defendant

might be concerned about the difficulty of instructing the jury to consider how

uncertain an identification was without also, at least implicitly, suggesting it

should also consider how certain it was. Thus, in this case, it is unclear that

defendant would want the court to delete the certainty or uncertainty factor from

the instructions.

We also find no error and no prejudice. Studies concluding there is, at best,

a weak correlation between witness certainty and accuracy are nothing new. We

cited some of them three decades ago to support our holding that the trial court has

discretion to admit expert testimony regarding the reliability of eyewitness

identification. (People v. McDonald (1984) 37 Cal.3d 351, 369.) In People v.

Wright (1988) 45 Cal.3d 1126, 1141, we held ―that a proper instruction on

eyewitness identification factors should focus the jury‘s attention on facts relevant

to its determination of the existence of reasonable doubt regarding identification,

by listing, in a neutral manner, the relevant factors supported by the evidence.‖

We specifically approved CALJIC No. 2.92, including its certainty factor.

(Wright, at pp. 1144, 1166 [appendix].) We have since reiterated the propriety of

including this factor. (People v. Johnson (1992) 3 Cal.4th 1183, 1231-1232.)

Defendant correctly notes that some courts have disapproved instructing on

the certainty factor in light of the scientific studies. (E.g., State v. Mitchell (Kan.

2012) 275 P.3d 905; Commonwealth v. Santoli (Mass. 1997) 680 N.E.2d 1116.)

But, in a case like this involving uncertain as well as certain identifications, it is

not clear that even those cases would prohibit telling the jury it may consider this

factor. As the Santoli court noted, ―It is probably true that the challenged

instruction has merit in so far as it deals with the testimony of a witness who

60

expressed doubt about the accuracy of her identification . . . .‖ (Santoli, at p.

1121.) Any reexamination of our previous holdings in light of developments in

other jurisdictions should await a case involving only certain identifications.

We also see no prejudice to defendant. The instruction cited the certainty

factor in a neutral manner, telling the jury only that it could consider it. It did not

suggest that certainty equals accuracy. In this case, telling it to consider this factor

could only benefit defendant when it came to the uncertain identifications, and it

was unlikely to harm him regarding the certain ones.

Moreover, the eyewitness identifications were far from the only evidence

connecting defendant to the crimes. He was caught on videotape robbing

George‘s Market. He literally ran out of his shoe after robbing Ofelia‘s

Restaurant. The ballistics evidence, together with other evidence, strongly showed

that defendant was the gunman who fired shots during three of the robberies.

Evidence connected him to a stun gun like the one used in the Casa Gamino

robbery. Jewelry from some of the robberies was found concealed on his person

when he was arrested. His car was connected to some of the robberies. It is true

that not all of the seven robberies had evidence connecting defendant other than

eyewitness identifications. But the similarity of the takeover robberies and the

general descriptions of some of the gunmen strongly indicated the same group

committed all of the robberies. Defendant was clearly a leader of that group, and

he had a distinctive appearance among the robbers. The many identifications,

together with the remaining evidence, strongly showed that defendant was present

at each of the robberies. It is not reasonably probable defendant would have

obtained a more favorable result had the trial court deleted the certainty factor.

(People v. Ward, supra, 36 Cal.4th at p. 214.) Indeed, we would find giving the

instruction harmless beyond a reasonable doubt.

61

c. Reasonable Doubt Instructions

Defendant contends that a series of standard instructions the court gave

undermined the reasonable doubt standard. (CALJIC Nos. 2.01, 2.21.1, 2.21.2,

2.22, 2.27, 8.83.) ―[W]e have rejected this precise argument on occasions too

numerous to recite. [Citations.] As we have explained, each of these instructions

‗is unobjectionable when, as here, it is accompanied by the usual instructions on

reasonable doubt, the presumption of innocence, and the People‘s burden of

proof.‘ [Citation.] Defendant invites us to revisit the issue, but provides no

persuasive reason to do so.‖ (People v. Whalen (2013) 56 Cal.4th 1, 70.)

C. Penalty Issues

1. Joint Trial

Defendant moved to sever his trial from that of his codefendants several

times before and during the trial. He also moved for separate penalty juries or

sequential penalty trials. The court denied each motion.8 Defendant contends the

court erred. It did not. No good reason existed to try the defendants separately, to

use two penalty juries, or to conduct sequential penalty trials.

The applicable law is settled. The Legislature has expressed a preference

for joint trials; therefore, two or more defendants jointly charged with crimes must

be tried together unless the court orders separate trials. (Pen. Code, § 1098;

People v. Bryant, Smith and Wheeler (2014) 60 Cal.4th 335, 378.) Joint trials

promote efficiency and help avoid inconsistent verdicts. (Zafiro v. United States

(1993) 506 U.S. 534, 537; Bryant, Smith and Wheeler, at pp. 378-379.)

―[I]mportant concerns of public policy are served if a single jury is given a full

8

Some of these motions concerned severance of the trial of guilt. But

defendant primarily, although not exclusively, claims prejudice as to penalty.
Accordingly, we will consider the entire severance question together, as does
defendant.

62

and fair overview of the defendants‘ joint conduct and the assertions they make to

defend against the ensuing charges.‖ (Bryant, Smith and Wheeler, at p. 379.) The

court has discretion to order separate trials if there is an incriminating confession,

prejudicial association, likely confusion due to evidence on multiple counts,

conflicting defenses, or the possibility that a codefendant might provide

exonerating testimony at a separate trial. (Ibid.) Prejudicial association might

exist if ―the characteristics or culpability of one or more defendants [is] such that

the jury will find the remaining defendants guilty simply because of their

association with a reprehensible person, rather than assessing each defendant‘s

individual guilt of the crimes at issue.‖ (Id. at p. 383.) We review the court‘s

denial of severance for abuse of discretion based on the facts as of the time of the

ruling. If the court properly denied severance at the time, the reviewing court may

reverse a judgment only if it finds that the joint trial caused gross unfairness that

denied due process. (Id. at p. 379.)

Defendant was charged with all of the crimes, making this a ―classic case

for a joint trial.‖ (People v. Bryant, Smith and Wheeler, supra, 60 Cal.4th at p.

379.) Virtually no reason existed for severance. There was no incriminating

confession; defendant was not prejudiced by his association with the codefendants;

defendant was charged with all counts, so severance would not have resulted in

fewer counts; there were no conflicting defenses; and there was no suggestion that

a codefendant would have given exonerating testimony at a separate trial. Rosa S.

did testify that Navarro told her, in defendant‘s absence, that defendant had shot

the police officer. The court admonished the jury not to consider that evidence as

to defendant. But she also testified that defendant said the same thing to her, so

this circumstance could not have prejudiced defendant, and certainly did not

warrant severance.

63

Defendant asserts that the prosecution repeatedly claimed at trial that the

three codefendants were equally culpable when, in fact, it always intended to

portray him as the most culpable. The record does not support the assertion and,

in any event, the argument supplies no reason for the court to order severance.

Joinder is not limited to cases in which each defendant is equally culpable.

The prosecution did contend that codefendants Cordova and Navarro were

legally guilty of the crimes to the same extent as defendant. But it did not portray

each defendant as equally culpable. The prosecution did portray defendant as the

most culpable of the three defendants. This was due to the evidence, not to

joinder. The evidence showed it was defendant who assumed a leadership role

among the robbers. It was defendant who shot Officer Hoglund three times. It

was defendant who chased Lee Chul Kim into the meat freezer and, with Cordova,

shot him to death. It was defendant who tortured Armando Lopez and then

Maricella Mendoza with a stun gun to try to force Lopez to open the safe at Casa

Gamino. It was defendant who fired a gun during the robbery at Ofelia‘s

Restaurant. The evidence would have shown defendant was the most culpable at a

separate trial just as surely as at a joint trial.

Defendant also argues that, because the codefendants‘ cases in mitigation

were supposedly stronger than his own, he was prejudiced by joinder of the

penalty trial. ―The trial court must exercise its broad discretion to resolve motions

to sever the penalty phases of jointly tried codefendants [citation] in a manner

consistent with ‗the need for individualized consideration as a constitutional

requirement in imposing the death sentence‘ [citations].‖ (People v. Letner and

Tobin (2010) 50 Cal.4th 99, 196, quoting Lockett v. Ohio (1978) 438 U.S. 586,

605.) This record provides no suggestion the jury failed to give individualized

consideration to defendant‘s proper sentence. ―[I]t is not surprising that different

defendants presented different mitigating evidence regarding their backgrounds.

64

That circumstance alone clearly cannot establish that the jury failed to give each

defendant individualized consideration.‖ (Bryant, Smith and Wheeler, supra, 60

Cal.4th at p. 384.)

The court instructed the penalty jury it was its duty ―to render an

individualized determination about the appropriate penalty,‖ and it ―must now

determine which of said penalties shall be imposed on each defendant.‖ It

instructed on the factors to consider ―in determining which penalty is to be

imposed on each defendant.‖ It also instructed that ―you must decide separately

the question of the penalty as to each of the defendants. If you cannot agree upon

the penalty to be inflicted upon all the defendants, but you do agree on the penalty

as to one or more of them, you must render a verdict as to the one or more upon

which you do agree.‖ In fact, the jury could not agree on a penalty verdict as to

the codefendants, but it did agree on one as to defendant. All of these

circumstances show that the jury gave defendant‘s penalty individualized

consideration. (People v. Letner and Tobin, supra, 50 Cal.4th at pp. 196-197.)

A recent high court opinion supports this conclusion. (Kansas v. Carr (Jan.

20, 2016, No. 14-449) __ U.S. __ [136 S.Ct. 633].) ―Joint proceedings are not

only permissible but are often preferable when the joined defendants‘ criminal

conduct arises out of a single chain of events. Joint trial may enable a jury ‗to

arrive more reliably at its conclusions regarding the guilt or innocence of a

particular defendant and to assign fairly the respective responsibilities of each

defendant in the sentencing.‘ . . . To forbid joinder in capital-sentencing

proceedings would, perversely, increase the odds of ‗wanto[n] and freakis[h]‘

imposition of death sentences. [Citation.] Better that two defendants who have

together committed the same crimes be placed side-by-side to have their fates

determined by a single jury.‖ (Id. at p. __ [136 S.Ct. at pp. 645-646].)

65

For similar reasons, the court acted within its discretion in denying the

motions for separate penalty juries or sequential penalty trials. (People v. Bennett

(2009) 45 Cal.4th 577, 599-600; People v. Taylor (2001) 26 Cal.4th 1155, 1173-

1174.) As defendant notes, at trial, Contreras‘s attorney argued in support of

sequential penalty trials that ―there will be no victim impact [evidence], so there

will be no repetition with respect to witnesses coming back to testify.‖9 But this

circumstance also presents no reason to conduct separate penalty trials.

In short, the joint trial was not unfair to defendant at all, much less grossly

unfair. The court acted within its discretion in implementing the legislative

preference for conducting joint trials.

2. Admitting One of Defendant’s Statements

Defendant objected to admitting Rosa S.‘s testimony that during the

conversation in which he said he had shot a police officer he also said ―he had

already killed eight or nine people in his country.‖ The court ruled the evidence

inadmissible at the guilt phase under Evidence Code section 352, finding its

prejudicial effect outweighed its probative value. But the court also ruled the

prosecution could admit the statement at a penalty trial as evidence of the

circumstances of the crime under Penal Code section 190.3, factor (a).

Defendant‘s attorney stated that, in that event, he would prefer the statement be

presented at the guilt phase rather than have the jury hear it for the first time at the

penalty phase. Later, defendant renewed his objection, this time arguing that a

transcript of the statement Rosa S. gave to the police was ambiguous as to whether

it was defendant or someone else who had made the statement. Noting that the


9

Counsel did not explain why he believed there would be no victim impact

evidence, but, in fact, the prosecution presented none.

66

transcript of her preliminary hearing testimony resolved any ambiguity, the court

reiterated its ruling.

Accordingly, the jury heard about the statement at the guilt phase both

during the playing of the taped statement and during the reading of Rosa‘s

preliminary hearing testimony. When the jury first heard the evidence, the court

admonished it that defendant‘s ―comments about having killed eight or nine

people is not offered for the truth of the matter. There‘s no evidence to support

that there were eight or nine people or anybody else killed. It is offered simply for

your consideration as to the declarant‘s state of mind at the time the statement was

made, not for the truth of that fact.‖

Defendant contends the court erred in ruling the evidence admissible at the

penalty phase. Because Rosa‘s initial taped statement was somewhat ambiguous

as to who exactly made the statement, he first argues the evidence was unreliable.

However, as the trial court noted when it overruled defendant‘s objection on this

basis, any ambiguity in the taped statement was clarified during her testimony.

She testified specifically that defendant made the statement. No reason appears to

exclude the statement on this basis.

Defendant also argues the statement was unduly prejudicial, as there was no

evidence he did actually kill several other people. It is true that no such evidence

exists. But the court did not admit the statement for its truth, and it admonished

the jury in this respect. The statement, made in the same conversation in which

defendant said he had shot Officer Hoglund, was relevant to show defendant‘s

cavalier attitude towards his killing of the officer.

We upheld the admission of a similar statement in People v. Michaels

(2002) 28 Cal.4th 486. In Michaels, the trial court excluded at the guilt phase the

defendant‘s ―claim[] that he was a contract killer and had committed 10 to 15

contract killings,‖ but it admitted the statement at the penalty phase over objection.

67

(Id. at p. 533.) The trial court gave a limiting instruction similar to that in this

case, explaining that the statement was ― ‗offered on the issue of his mental state

and motive on the nature and circumstances of the present offense, and not for the

truth of whether there were other homicides.‘ ‖ (Ibid.) The court told the jury

―not to consider such evidence ‗for any purpose except the limited purpose for

which it is admitted.‘ ‖ (Ibid.) The evidence ―was offered under [Penal Code]

section 190.3, factor (a), as part of the circumstances of the charged murder, not

under factor (b). The trial court here told the jury it could not consider defendant‘s

confession as proof that he had committed other homicides. The prosecution did

not claim defendant had committed any contract killings or planned to do so. The

evidence was admitted solely to show defendant‘s attitude and motive in

connection with the charged murder and, so limited, was properly admitted.‖ (Id.

at p. 534.)

We rejected the defendant‘s argument the trial court should have excluded

the statement as unduly prejudicial under Evidence Code section 352. We

explained that, although the court may not exclude all Penal Code section 190.3,

factor (a) evidence at the penalty phase, it ―retains a limited discretion‖ to exclude

such evidence, including specific items of evidence that might be ― ‗misleading,

cumulative, or unduly inflammatory.‘ ‖ (People v. Michaels, supra, 28 Cal.4th at

pp. 534-535.) However, we found no abuse of discretion in admitting the

evidence. ―The prejudicial effect of the evidence was that it might lead the jury to

believe that defendant had committed other murders or planned to do so. But in

view of the prosecutor‘s avoidance of any such claim, the absence of any evidence

to support it, and the trial court‘s limiting instruction, it is far more likely that the

jurors would recognize the defendant‘s actions as mere braggadocio. Thus the

trial court could reasonably conclude that, as long as it gave limiting instructions,

68

the probative value of the evidence at issue would outweigh its prejudicial effect.‖

(Id. at p. 535.)

This case is similar. There was no evidence defendant had actually killed

in addition to the charged murders, and the court gave a limiting instruction.

Defendant argues, however, that, unlike People v. Michaels, supra, 28 Cal.4th

486, here the prosecutor did not avoid any claim that he had committed other

murders. When he cross-examined defendant regarding his professed religious

conversion in jail, the prosecutor asked, ―Did you feel especially in a humorous

mood as you recalled killing those eight or nine other people that you had killed?‖

When defendant asked which killings, the prosecutor responded, ―the ones that

you talked about when you were giggling and laughing over killing the officer.‖

Defendant denied making the statement and denied ever speaking with Rosa S.

Defendant did not object at the time.

Later, outside the jury‘s presence, defendant‘s attorney argued that ―the

prosecutor asked the question with the force and effect as if he knew that to be the

truth.‖ The court agreed and stated that it would have sustained an objection at the

time had defendant made one. It found the first sentence inappropriate, although it

believed the followup question (referring to what defendant had talked about) was

appropriate. At defendant‘s request, it also agreed to give the jury a further

limiting instruction. In the jury‘s presence, it explained that ―there was some

reference when [defendant] was on the stand where [the prosecutor] asked about

the statement about killing eight or nine people before. I want to remind you that

that statement was offered not for the truth of the eight or nine people being killed,

there is no such evidence, but it was admitted for your consideration as to the state

of mind, if you believe that statement was made, offered only for the state of mind,

not for the truth of eight or nine people being killed. There is no such evidence. I

69

want to make sure you remember that admonition that you heard back at the guilt

phase.‖

To the extent the prosecutor‘s first question suggested defendant had, in

fact, committed other killings, the suggestion was improper. But the second

question made clear the first question was based only on what defendant had said.

The general questioning about defendant‘s attitude towards the crimes was

appropriate. The court‘s firm second admonition made clear to the jury it was not

to consider the statement for the truth and that no evidence supported it.

Defendant requested a stronger admonition, but, under the circumstances, the

actual admonition was sufficient to cure any harm. The court acted within its

discretion in treating the matter as it did.

3. Admission of Other Crimes Evidence

Over defendant‘s objection, the court ruled that the jury could consider at

the penalty phase the evidence of the 1990 incident at Rod‘s Coffee Shop under

Penal Code section 190.3, factor (b) (criminal activity involving force or

violence). The court found the evidence sufficient to warrant the jury‘s finding of

an attempted robbery or possession of a stun gun, or both. Regarding attempted

robbery, it explained: ―Where we have the entry to the restaurant, an obvious

artificial presence there, the mingling in the back even after there was no reason

for them to remain, the location of the cars, one blocking the driveway and . . . the

other in an unusual location, . . . plus the possession of the weapons, there‘s more

than enough to show they have gone beyond the mere planning stage.‖

Accordingly, the court instructed the jury that ―evidence has been

introduced for the purpose of showing that the defendant . . . has committed the

following criminal acts relating to Rod‘s Coffee Shop: These being attempted

robbery and possession of a stun gun, such acts which involved the express or

70

implied use of force or violence or the threat of force or violence.‖ It also

instructed the jury on the reasonable doubt standard it had to employ in

considering the evidence.

Defendant contends the court erred in permitting the jury to consider the

evidence in this way. He argues that there was insufficient evidence to support a

jury finding that defendant committed an actual crime involving force or violence.

We disagree. The court‘s ruling is reviewed for abuse of discretion. (People v.

Bacon (2010) 50 Cal.4th 1082, 1127.)

Penal Code section 190.3, factor (b), allows the penalty jury to consider

evidence of ―criminal activity by the defendant which involved the use or

attempted use of force or violence or the express or implied threat to use force or

violence.‖ The court acted within its discretion in permitting the jury to consider

the evidence both as an attempted robbery and as possession of a stun gun.

Sufficient evidence existed that he committed both crimes, and that both crimes

involved force or violence.

Attempted robbery requires the ―specific intent to commit robbery and . . . a

direct but ineffectual act toward the commission of the crime.‖ (People v.

Lindberg (2008) 45 Cal.4th 1, 27.) Under the circumstances, especially in light of

later events, the jury could easily find defendant intended to commit robbery. The

jury could also find the required direct act. ―The crime of attempted robbery

requires neither the commission of an element of robbery nor the completion of a

theft or assault.‖ (Id. at p. 28.) ―The act required must be more than mere

preparation, it must show that the perpetrator is putting his or her plan into action.

That act need not, however, be the last proximate or ultimate step toward

commission of the crime.‖ (People v. Bonner (2000) 80 Cal.App.4th 759, 764.)

In Bonner, the defendant ―was never in close proximity to either victim and

made no demand on either for money.‖ (People v. Bonner, supra, 80 Cal.App.4th

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at p. 763.) Instead, he ―went armed to the scene, placed a mask over his face,

[and] waited in hiding moments before his victim‘s approach,‖ at which point he

was discovered. (Id. at p. 764, fn. 3.) The appellate court found this sufficient

evidence of the requisite direct act. (Ibid.; see People v. Dillon (1983) 34 Cal.3d

441, 456 [sufficient evidence of attempted robbery when the would-be robbers

armed and disguised themselves, approached but did not enter the targeted

marijuana field, passing ― ‗no trespassing‘ signs‖ on the way, and then watched for

their opportunity]; People v. Vizcarra (1980) 110 Cal.App.3d 858, 861-863

[sufficient evidence of attempted robbery when the defendant approached a liquor

store with a rifle and attempted to hide on a pathway adjacent to the store when a

customer observed him].) Here, the evidence showed that the five men, including

defendant, were armed, arrived at the coffee shop, positioned a car to make a

quick getaway, and actually entered the coffee shop. They went outside but then

lingered until the proprietor called the police. This evidence was enough for a jury

to find the necessary act beyond mere preparation.

The evidence was also sufficient to find that defendant possessed the stun

gun. It was under the passenger seat of the car he was driving. Defendant

suggests he might not have known the stun gun was there. But, under all of the

circumstances, including the later events in which defendant was clearly a leader

and actually used a stun gun, the jury could have reasonably concluded defendant

did not drive the car unaware of the stun gun under the seat. There was also

sufficient evidence of an implied threat to use force or violence. ―Possession of a

firearm is not, in every circumstance, an act committed with actual or implied

force or violence. [Citation.] The factual circumstances surrounding the

possession, however, may indicate an implied threat of violence.‖ (People v.

Bacon, supra, 50 Cal.4th at p. 1127; see People v. Elliot (2012) 53 Cal.4th 535,

586-587.) The same is true of possession of a stun gun. Here, the circumstances

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support a jury finding that defendant possessed the stun gun with an implied threat

to use force or violence.

4. Replacement of Interpreter

Defendant testified on his own behalf at the penalty phase with the

assistance of an interpreter. After a break at midday, outside the jury‘s presence,

one of the defense attorneys stated that he was informed the prosecutor had

―verbally attacked‖ the interpreter ―in the way that she was conducting the

interpretation.‖ The court said, ―It was brought to my attention and I agree. I will

have to admit in the translation the tone of voice has been entirely different for the

questions directed by the D.A. as opposed to the responses. The interpreter was

literally shouting the questions. Mr. Grosbard‘s voice was high, but she was

shouting the questions Grosbard asked in an entirely different tone than the

responses by the defendant.‖ The court decided to change interpreters. It

explained that ―[t]he interpreter should just be interpreting, there should be no

hand motions, simply the interpretation without a change in voice. The change in

voice could affect the jury in some way to hurt your client, too, and I wasn‘t

comfortable with it either, so it was brought to my attention. Mr. Grosbard

apparently did have a conversation. At this point I would like to switch, keep her

in here because we need her, and I don‘t see any problem with the interpretation,

but I did notice the change in her voice.‖

The court overruled defendant‘s objection to changing interpreters,

explaining that ―we have three interpreters in here. When we don‘t have

somebody on the stand we have two, they are constantly switching off. I don‘t see

anything that will telegraph anything to the jury. They are constantly switching.‖

Later, in denying defendant‘s new trial motion based on the change of interpreters,

the court added that ―no defendant or no witness has a right to have an interpreter

73

act out for them their emotions and certainly what the court saw was great emotion

invested in the interpreter‘s interpretation. There were gestures totally

inappropriate and unprofessional. Certainly the interpreter who substituted for the

interpreter we did have at the time was very professional. And I didn‘t see

anything improper about the actual interpretation, there was nothing with the

words, it was the inflection, the emotional addition to the statements, as well as the

gestures.‖

Defendant contends the court erred in violation of various constitutional

rights in replacing one interpreter with another. We disagree. The trial court did

not abuse its discretion when it replaced an interpreter it believed was acting

inappropriately.

Certainly, a criminal defendant who needs one has a constitutional right to

an interpreter. (Cal. Const., art. I, § 14; People v. Romero (2008) 44 Cal.4th 386,

410; People v. Aguilar (1984) 35 Cal.3d 785, 790.) But the right is to a competent

interpreter, not to a particular interpreter. (People v. Aranda (1986) 186

Cal.App.3d 230, 237.) ―The question of an interpreter‘s competence is a factual

one for the trial court.‖ (Ibid., citing People v. Mendes (1950) 35 Cal.2d 537, 543,

and People v. Roberts (1984) 162 Cal.App.3d 350, 355.) We have no basis on this

record to overturn the court‘s determination that the interpreter should be replaced.

Citing the Judicial Council‘s Professional Standards and Ethics for

California Court Interpreters, defendant argues that an interpreter is supposed to

include some of the witness‘s intonation. According to those standards, ―Triers of

fact need to have a clear understanding of emotions such as anger, fear, shame, or

excitement that are expressed by witnesses. People convey their emotions not

only in words but also in facial expressions, posture, tone of voice, and other

manifestations. These nonlinguistic means of expression are very closely tied to

culture and language, so when people do not speak the same language they may

74

misunderstand the emotional content of a message. The court interpreter should

strive to preserve this element of emotion through moderate voice modulation. . . .

However, refrain from any kind of dramatics. Interpreters are not actors and

should not become the center of attention. . . . The key is moderation.‖

(Professional Standards and Ethics for Cal. Court Interpreters (5th ed. 2013) p. 10

(Professional Standards).)

Defendant contends the interpreter was merely acting within these

standards. To the extent the trial court believed the interpreter should never

change the tone of voice, these standards indicate otherwise. But the court still

had discretion to conclude the interpreter was acting unprofessionally. The

standards state that moderation is key. The court may have believed the

interpreter‘s actions were excessive, not moderate. The court was also concerned

with the interpreter‘s gestures, finding them ―totally inappropriate and

unprofessional.‖ This concern was appropriate. The Professional Standards

instruct interpreters not to ―reproduce any gestures used by the witness or attempt

to replace them with target-culture equivalents. That only complicates matters,

potentially mischaracterizing the testimony.‖ (Professional Standards, supra, at p.

11.) We see no abuse of discretion in replacing the interpreter.

Replacing one interpreter with another was also harmless beyond a

reasonable doubt. (People v. Rodriguez (1986) 42 Cal.3d 1005, 1010.) Defendant

argues that the court erroneously instructed the replacement interpreter simply to

interpret ―without change of voice,‖ and that this placed him at a disadvantage, as

he could not appreciate the emotional quality of the prosecutor‘s questions. We

disagree. The record shows defendant understood the thrust of the questions and

responded appropriately. At one point, for example, when the prosecutor

questioned him closely, and possibly sarcastically, about his claimed religious

conversion in jail, he responded, ―I don‘t understand why it is that you want to

75

confuse me. I have said one thing. I said that once I came to know Christ, and I

had the revelation about his death, I understood truly that the value of life is

infinite. Prior to that I didn‘t have that knowledge. Prior to that, I didn‘t value

life. Had I had that knowledge, had I valued life, I wouldn‘t have done what I

did.‖ When it denied defendant‘s new trial motion, the court stated that the

replacement interpreter was ―very professional.‖ On this record, we have no basis

to find otherwise. (Id. at p. 1015.) Providing defendant with a competent

interpreter complied with his constitutional rights.

5. Cross-examination of Defendant

Defendant testified at the penalty phase. He contends the court erred in two

respects in the scope of cross-examination it permitted. The relevant general legal

principles are settled. ―Once the defense has presented evidence of circumstances

admissible under factor (k) [of Penal Code section 190.3], . . . prosecution rebuttal

evidence would be admissible as evidence tending to ‗disprove any disputed fact

that is of consequence to the determination of the action.‘ (Evid. Code, § 210.)‖

(People v. Boyd (1985) 38 Cal.3d 762, 776.) ―[T]he scope of rebuttal lies within

the trial court‘s discretion.‖ (People v. Friend (2009) 47 Cal.4th 1, 87.) ―A

prosecutor is permitted wide scope in the cross-examination of a criminal

defendant who elects to take the stand.‖ (People v. Gutierrez (2002) 28 Cal.4th

1083, 1147.)

First, defendant objected to any cross-examination regarding the crimes

themselves. He argued that his testimony on direct examination would be limited

to his postcrime religious conversion and his ―dealing with the realization of what

he had done and acceptance of personal responsibility for what he had done,‖ and

that, therefore, cross-examination regarding the crimes themselves would be

improper. The court overruled the objection, finding that the People ―have a right

76

to explore what it is he is feeling remorse about, and that includes covering the

specifics of the crimes.‖ Later, the court explained further that the prosecution

had the right to ―test the sincerity of what he is doing now.‖ In light of the court‘s

ruling, defendant testified on direct examination that he shot and killed Kim and

Officer Hoglund, but he said he shot Kim only after Kim shot him in the leg. On

cross-examination, he admitted participating in the robbery at the El 7 Mares

Restaurant, but denied being present during the robbery of the Outrigger Lounge.

He denied bringing a stun gun to the Casa Gamino robbery but said someone

handed one to him during the robbery. He denied using the stun gun on Maricella

Mendoza, although he admitted using it on Armando Lopez because ―he didn‘t

cooperate.‖

The court‘s ruling permitting this questioning came within its discretion.

When a defendant presents evidence of his religious conversion in jail, the

prosecution is entitled to test the sincerity of this conversion. (People v. Friend,

supra, 47 Cal.4th at pp. 88-89; People v. Montiel (1993) 5 Cal.4th 877, 932-933.)

―No constitutional principle precludes examination of a witness about the sincerity

and depth of religious and remorseful feelings he himself has placed in issue.‖

(Montiel, at p. 934.) An obvious, and permissible, method for the prosecution to

test the sincerity of defendant‘s claimed religious conversion was to question him

about his attitude towards his crimes.

Second, defendant testified on direct examination that he shot Kim only

after Kim shot him first. On cross-examination by deputy district attorney

Grosbard, he testified that after the Woodley Market shooting he ―went to the

Good Samaritan hospital, and there they took care of me.‖ But no one removed

the bullet from his leg. Defendant also testified that he had recently had X-rays

taken. Grosbard asked, ―Are you sure you didn‘t get shot somewhere in the period

between December 31, 1991 and April 18, 1992?‖ Defendant replied, ―I am sure

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it wasn‘t then.‖ At defense request, a conference was held outside the jury‘s

presence.

During the conference, Grosbard stated, ―I have a good faith basis for

asking that, your Honor. There is a big time gap and we know of a shooting he is

connected to during that time.‖ Defense counsel objected that ―the prosecution is

trying to get other crimes and evidence in.‖ The court said, ―I don‘t see how you

can keep the People from suggesting that bullet was acquired some other time.‖

Referring to X-rays, the court asked defense counsel whether there were any

records from the hospital ―that are consistent with the bullet shown on those X-

rays?‖ Defense counsel responded, ―No.‖ In that event, the court observed, ―How

can I not let him cross-examine on that? You want all of us to take his word and

not allow any cross-examination where there is no record to support his position.

It‘s his word. I think the People have a right to challenge that word.‖ Grosbard

said his good faith belief was based on newspaper articles about a shooting in

February 1992.10 The court responded that it would not allow the prosecutor to go

into the newspaper articles.

In front of the jury, Grosbard asked defendant, ―Were you involved in a

shoot-out in February of 1992 in which you may very well have received that

gunshot wound?‖ Defense counsel objected. The court sustained the objection

and asked the prosecutor to rephrase the question. Grosbard then asked, ―Were

you involved in the shoot-out during the time period, between December 31, 1991,

and April 18, 1992?‖ Defendant said he was not involved in the shootout the


10

The prosecutor was apparently referring to Honduran newspaper articles

about a shootout in that country in which defendant was allegedly involved. At
one point earlier in the proceedings, the court ruled that, without more evidence,
the prosecutor could not ask questions about the articles. But it permitted the
prosecutor to renew the matter based on the actual evidence defendant presented.

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prosecutor was talking about. Defense counsel asked to approach the bench. The

court denied permission and directed Grosbard to ask his next question. Grosbard

moved on to another topic.

Later, defendant presented evidence that approximately two weeks before

defendant began testifying, X-rays were taken of him showing what appeared to

be a bullet in his right leg. The witness identifying the X-rays did not know the

caliber of the bullet and could not say how old it was.

For the reasons the court stated, it properly permitted the prosecution to ask

defendant a general question about the possibility he received the bullet wound on

some occasion other than during the Kim shooting. The court sustained

defendant‘s objection regarding the specific date that was apparently based on the

newspaper articles. Defendant denied participation in any such shootout, and the

matter was never pursued. Even if the prosecutor should not have asked the more

specific question, no prejudice ensued. The court sustained defendant‘s objection,

and the point was minor in light of the trial as a whole.

6. Claims of Prosecutorial Misconduct

Defendant contends the two prosecutors committed several acts of

misconduct. The use of deceptive or reprehensible methods to persuade the jury

constitutes misconduct. To preserve a claim of misconduct, the defendant must

object in a timely fashion and request an admonition. A claim of misconduct is

preserved for review only if an admonition would not have cured the harm.

(People v. Gonzales (2012) 54 Cal.4th 1234, 1275.) The Attorney General argues

that defendant has forfeited some of the current claims. Except as specifically

noted below, we find the claims cognizable. Defendant generally, and sometimes

repeatedly, objected to the cited misconduct on the grounds urged on appeal. The

court overruled some, although not all, of the objections, thus making a further

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request for an admonition futile as to those objections. We discuss each claim of

misconduct in order.

(a) Defendant reiterates his argument that the prosecutor improperly

suggested in cross-examining him that he had actually committed the eight or nine

killings in his own country that he had mentioned to Rosa S. (See pt. II.C2, ante,

p. 66) The court‘s two admonitions cured any improper suggestion. Defendant

also argues that the prosecutor‘s questions on cross-examination regarding

whether he had been shot on some occasion other than during the Woodley Market

robbery (see pt. II.C.5, ante, p. 76) further suggested he committed the eight or

nine killings. It did not. The two points were separate. Vaguely referring to a

shootout in some undisclosed place in which defendant might have received the

bullet in his leg is entirely different from suggesting defendant committed several

killings in his own country.

Defendant also argues that the cross-examination of his sister, Argentina

Sanchez, who testified as a witness in mitigation, further improperly suggested he

had killed people in Honduras. It did not. This sister testified about defendant‘s

childhood in Honduras. She testified that during that time, because their parents

had separated, she ―was like a mother to him.‖ She also testified that ‖we make

mistakes‖ and asked the jury to spare defendant‘s life so ―he can serve other

people through the work of God.‖ On cross-examination, to establish how well

she had known defendant in recent years, the prosecutor asked her when she had

last seen defendant. Over defendant‘s objection, the court permitted the

prosecutor to elicit that she had last seen him in 1992 at her mother‘s house in

Honduras, and that before that he had only sent her two letters from the United

States. It sustained objections regarding additional details. We see no

impropriety.

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(b) Next, defendant contends the prosecutor committed misconduct by

violating certain court rulings. To fully understand the contention, a detailed

review of the relevant record is required.

Before he testified, defendant‘s attorney stated that he would not answer

any questions regarding who else was involved in the crimes and the roles of the

codefendants. The prosecutor argued ―that such questions would in fact test the

defendant‘s sincerity as to having a clean slate in life. The fact that he accepts for

himself what was done was wrong must be buttressed in order to show sincerity by

the fact that everybody else who was involved did wrong. And if he was not

willing to say what these other people have done and their roles, their names, their

locations, things like that, then it shows he is not in fact sincere in his religious

beliefs. It goes directly to his sincerity.‖ The court ruled that if defendant refused

to answer such questions, it would not hold him in contempt, but the prosecution

―can take advantage of that in argument and I think the defense can then handle it

the way they want to.‖

At this point, counsel for codefendant Navarro objected to questions about

Navarro. The prosecutor argued that such questions would be proper. The court

ruled that the prosecutor could ―ask about what he did, you can‘t ask what the

others did. You can ask him to indicate what he did . . . , no cross-examination to

the extent that we are asking the jury to separate the three of them. It makes it

difficult to separate the three when you start attacking the other defendants, use

Mr. Sanchez. So, no, you can‘t do it.‖

At one point during defendant‘s cross-examination, the prosecutor asked

whether defendant had ―made a choice to kill Officer Hoglund in order for you to

make an escape, for you and your compadres.‖ When counsel for Navarro

objected, the court said to ―limit it to just Mr. Sanchez.‖ Later, outside the jury‘s

presence, the prosecutor stated his intent to ask defendant about ―who did you do

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the other robberies with other than the two men in court.‖ The court ruled he

could not do so, stating ―that gets into something other than himself and I don‘t

think the relevance of his remorse. Just leave it alone. When we originally talked,

it was just as to these defendants. I don‘t see anything to be gained by asking

about anybody else involved other than him. I know it was said differently before,

but as I think about it, the whole point of the penalty phase is to determine his

culpability.‖

During further cross-examination, the prosecutor asked defendant whether

he had ―provided any information to any investigators in this case in an attempt to

get the dangerous men who assisted you in the robbery and killing of Officer

Hoglund so those investigators could go find them and arrest them.‖ When

counsel for defendant asked to approach the bench, the court said the objection

was sustained. The prosecutor then asked, ―Have you provided any information to

get these people?‖ The court said, ―It‘s the same question. Just go on to

something else.‖ Later, the prosecutor asked whether defendant had ―split the

money evenly with the other people who participated in the robberies.‖ The court

sustained defendant‘s objection ―to the form of that question.‖ When the

prosecutor next asked whether defendant had gotten ―a fair share of the money,‖ a

conference was held outside the jury‘s presence.

Defendant‘s attorney asked the court to hold the prosecutor in contempt.

The court denied the request, ruling that the way the prosecutor rephrased the

question was appropriate. Counsel for Contreras objected to the prosecutor‘s

arguing from this questioning how much Contreras‘s share was. The court ruled,

―Maybe you cannot editorialize by taking out the ‗fair,‘ but I think that is not a bad

question, what did you get.‖

Later during defendant‘s cross-examination, the prosecutor asked where he

had gone after the Woodley Market shooting. Defendant responded that he went

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to some friends‘ home, specifically the Umana family‘s home. The prosecutor

asked, ―Isn‘t that one of your partners in crime, Carlos Umana?‖ At this point,

another conference was held outside the jury‘s presence. Counsel for defendant

again asked the court to find the prosecutor in contempt. The court denied the

request. It explained, ―I reversed my ruling as the jury was walking in. Earlier I

did indicate you [the prosecutor] would be allowed to ask about the other persons.

I rethought that. Even though it may not affect the other defendants here on trial, I

am a little concerned about overlap over the other defendants and keeping it

separate. And for you to ask a question involving others, you are risking the

danger of having the defendant include the other defendants. So if he talks about

friends, leave it alone, or anybody else involved, and just ask what he did.‖ The

court stated it found no reason to find the prosecutor in contempt: ―The defendant

did make reference to going to a friend‘s house and there is a certain point — the

D.A. does have a right to cross-examine, but you are stepping into areas that may

affect the others, so stay away from anything that related to anybody other than

himself.‖

Still later during defendant‘s cross-examination, after defendant testified

that someone else had brought the stun gun to the Casa Gamino robbery, the

prosecutor asked, ―Did you ask to borrow it for a moment while you tortured those

people?‖ The court sustained counsel for Navarro‘s objection to the question ―as

phrased.‖ It permitted the prosecutor to ask, ―You knew that stun gun had been

brought to that location, didn‘t you?‖

During the cross-examination of Arturo Talamante, the coordinator of the

ministry of prisons, who testified about defendant‘s religious conversion, the

prosecutor asked, ―Did the defendant tell you why he has done nothing to help the

authorities to bring his other accomplices to justice?‖ The court sustained

defendant‘s objection, and the matter was not pursued.

83

Defendant argues that by asking these questions, the prosecutor repeatedly

violated the court‘s rulings against cross-examining him about the actions of

others. We disagree. The prosecutor was entitled to test the sincerity of

defendant‘s professed religious conversion by rigorous cross-examination. In so

doing, of course, he was not entitled to violate rulings the court had already made.

But he did not do so. As the trial court found in denying defendant‘s repeated

attempts to have the prosecutor found in contempt, the questions defendant

complains of did not violate its previous rulings.

Apparently concerned about possible unfairness to the codefendants, the

court originally ruled the prosecutor could not ask defendant about what the

codefendants had done, but it permitted questioning about participants other than

the codefendants. Later, it expanded the prohibition to include questions about the

actions of any of the participants. These are the rulings defendant claims the

prosecutor violated. The court sustained objections to some of the questions, and,

as to those questions, defendant did not request an admonition. As an admonition

would have cured any harm caused by a specific question, defendant has forfeited

the narrow claim that the particular question was misconduct. But he has

preserved the broader claim that the prosecutor repeatedly violated court rulings.

He objected repeatedly on that point.

The prosecutor‘s question about whether defendant had made the choice to

kill Officer Hoglund in order for him and his ―compadres‖ to escape did not

violate these rulings. The question merely asked defendant about his own

motivation and did not ask what the codefendants had done. In any event, the

court told the prosecutor just to limit the question to defendant.

The questions regarding whether defendant had provided any information

about the identities of the other participants also did not violate the rulings. The

questions asked only about defendant‘s own action or inaction. They did not ask

84

about the actions, or even identities, of anyone else. They seemed appropriate to

test the sincerity of defendant‘s claimed religious conversion. The court did not

explain why it sustained the objection, but the prosecutor could not be faulted for

not anticipating that the court would do so. The same is true of the prosecutor‘s

questions regarding whether defendant had split the money evenly. When

defendant testified that he had gone to the Umana family home, asking whether

that was the home of one of his partners in crime also did not violate the ruling,

although this question is a bit closer. The question seems relevant to proper cross-

examination, and the court acted properly in not finding any reason to find the

prosecutor in contempt. In any event, the question could not have prejudiced

defendant. The same is true of the question about whether defendant had asked to

borrow the stun gun. The court sustained the objection to the question as phrased

but permitted the followup question as to whether defendant had known the stun

gun had been brought to that location. This latter question was clearly proper

cross-examination, thus making the previous question innocuous.

Finally, the questioning of Talamante did not violate any court order. The

orders concerned cross-examination of defendant, not someone else. The

prosecutor asked Talamante nothing about the actions of others, but only about

defendant‘s actions. The question also seemed appropriate to test the validity of

Talamante‘s testimony regarding defendant‘s professed religious sincerity. The

court did not explain why it sustained the objection, but we see no misconduct in

asking the question. In any event, the matter was not pursued.

(c) Defendant claims the prosecutor improperly contacted the court ex

parte in connection with the events leading to the replacement of the interpreter.

(See pt. II.C.4, ante, p. 73.) He bases the claim on the following portions of the

record. After a lunch break during defendant‘s cross-examination, the prosecutor,

Grosbard, stated: ―Your honor, we understand we were going to have a different

85

interpreter this afternoon.‖ Counsel for codefendant Contreras stated that the

interpreter had approached him during the lunch hour and said that the prosecutor

had ―verbally attacked her in the way that she was conducting the

interpretation. . . . He threatened her in terms of taking her off the case, or

something to that effect.‖ He said that if the prosecutor had any problems ―he

should bring it to your [the court‘s] attention.‖ The court responded, ―It was

brought to my attention and I agree.‖ The court went on to replace the interpreter.

Based on this record, defendant concludes there must have been some sort

of improper ex parte communication between the prosecutor and the court during

the lunch break. The claim is forfeited because defendant did not object on this

point (although he did object to replacing the interpreter). The record could have

been clarified, and any impropriety quickly cured, had defendant objected to any

perceived improper communication.

The record also does not support the contention. The court did not indicate

when or how, or by whom,‖[i]t‖ was brought to its attention, or even exactly what

―it‖ was. No reason exists to believe there was an improper ex parte

communication between the prosecutor and the court rather than some other way

―it‖ was brought to the court‘s attention. No one present, including defendant‘s

attorney, apparently believed any improper communication had occurred. In any

event, because the parties had the full opportunity to litigate the propriety of

replacing the interpreter, and the replacement was neither erroneous nor

prejudicial, any assumed communication was harmless beyond a reasonable doubt.

(d) Defendant contends the prosecutor sometimes acted unprofessionally

and sarcastically. At one point during defendant‘s cross-examination, his attorney

asked for a conference outside the jury‘s presence. He asked the court ―to

admonish the prosecution to calm down a bit‖ and explained, ―I think that the

theatrics is in effect an attempt by him to testify, to tell the jury how disgusted he

86

is by my client.‖ He also complained that the prosecutor was sometimes sarcastic

in the cross-examination. The court refused to make any order, but told the

prosecutor, ―You can cut back on the editorializing. Just ask the questions and

save it for argument.‖ The prosecutor responded, ―I will.‖ Defendant‘s attorney

also objected that ―there‘s comments back and forth between the two district

attorneys in the court‖ that constituted ―public displays of their thoughts on the

testimony.‖ The court overruled that objection, noting that ―they‘re quietly

conferring. I don‘t see that as a public display any more that I see consultation

between [the defense attorneys].‖

On another occasion, after a morning recess, counsel for codefendant

Contreras asked the court to ―admonish Mr. Grosbard when he is finished with

witnesses, a simple ‗no more questions‘ will suffice rather than this reported oral

indignation.‖ The court responded, ―I will remind both of you, Mr. Leonard

[Contreras‘s attorney] as well as Mr. Grosbard. I will warn both of you again, we

don‘t need any editorializing, Mr. Grosbard.‖

This record shows that the defense attorneys complained about Grosbard,

as they often did. But it does not establish misconduct. The trial judge, who was

present and could observe the proceedings, did not believe more than these simple

admonitions was needed. We have no basis on which to disagree or to find any

prejudicial misconduct.

(e) Defendant contends Speer committed misconduct in cross-examining

Arturo Talamante, the coordinator of ministry in prisons who testified about

defendant‘s professed religious conversion. On direct examination, Talamante

testified that ―in these past 25 years, I‘ve only found two people who have the

spirituality that he [defendant] has had.‖ On cross-examination, over objection,

the prosecutor asked the witness who the second person was. Talamante said it

was Mr. Bedolla Duarte. He also testified that Bedolla Duarte ―was equally as

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spiritual as the defendant.‖ Speer then asked, ―And do you believe that someone

like Mr. Bedolla or Mr. Sanchez in court, if they really found God they would not

go out and commit vicious acts of murder?‖ Defendant objected on the grounds of

―improper future dangerousness.‖ Speer responded that she was ―testing his

opinion.‖ The court overruled the objection. The witness said he believed that

―people that have truly found God don‘t go out and commit vicious acts of

murder.‖ He believed this of both defendant and Bedolla.

Over objection, the court ruled that, because the witness had said that in

―his 25 years there‘s only been two people of the level of spirituality he has ever

experienced, Bedolla being one and the defendant being the other,‖ the prosecutor

could question him about crimes Bedolla had committed after supposedly finding

God ―to impeach his assessment of sincerity.‖ It added that the prosecutor could

not go into future dangerousness. It explained that ―when we have a very strong

statement by this witness saying these are the only two people in 25 years, I think

she certainly has a right to explore that.‖ The prosecutor then noted to the witness

that Bedolla had recently been convicted of three counts of first degree murder,

five counts of attempted murder, 10 counts of robbery, and 12 counts of assault

with a firearm. The witness said he did not know that but reiterated his belief that

Bedolla had found God.

Defendant contends the court should not have permitted this cross-

examination. He does not contend the prosecutor lacked a good faith belief in the

facts of Bedolla‘s convictions (see People v. Payton (1992) 3 Cal.4th 1050, 1066),

but he argues it was improper impeachment. We disagree. As the trial court noted

in overruling defendant‘s objection, the witness identified defendant and Bedolla

as the two people who were the most spiritual in his 25 years of experience. The

prosecutor was entitled to explore the credibility of this belief. (Id. at pp. 1066-

1067 [cross-examination of a religious-conversion witness].) ―The value of giving

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the jury a full and accurate view of [Talamante‘s] credibility was not substantially

outweighed by the probability of a substantial danger of undue prejudice. (Evid.

Code, § 352.)‖ (People v. Bennett, supra, 45 Cal.4th at p. 607.) We see no abuse

of discretion.

(f) Defendant contends Speer committed many acts of misconduct in the

jury argument. She argued that the murders were particularly aggravated because

they were deliberate and premeditated. The court overruled defendant‘s objection

that the argument was ―beyond the scope of the instructions‖ and later overruled

his renewed objection. Noting that the prosecution had successfully objected to

guilt phase instructions on deliberation and premeditation and instead relied solely

on the felony-murder rule as a basis for first degree murder, defendant contends it

was misconduct to argue premeditation and deliberation at the penalty phase. But

the two phases are quite different. The jury was entitled to consider the

―circumstances of the crime‖ in its penalty determination. (Pen. Code, § 190.3,

factor (a).) Whether the murders were deliberate and premeditated was a

circumstance of the crime relevant to penalty even if the question was irrelevant to

guilt due to the felony-murder rule. Defendant also claims the prosecutor

misstated the law in this regard by arguing that ―premeditation and deliberation is

certainly more aggravating than an unintentional killing or accidental killing

during the course of a robbery.‖ She did not misstate the law. She merely argued

circumstances that, in her view, made the crimes particularly aggravated. Doing

so was proper.

In her opening statement to the jury at the outset of the penalty phase, Speer

explained the penalty phase process. Without objection, she said the new phase

would ―venture into the background and character of the defendants. Now, we

cannot tell you everything about the defendants in this phase of the trial. We are

limited by law as the judge was explaining to you briefly to factors which are

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called factors in aggravation, (a), (b), and (c), which are part of the jury

instructions that you will receive at the end of the evidence. The remaining factors

that are listed in these two charts in front of you can only be in mitigation, they

cannot be aggravation, except for the question of (a), which can be mitigation or

aggravation, which we will explain later on during the trial.‖

In her argument to the jury after presentation of evidence, she said, ―We

chose, Mr. Grosbard and I, to rely on the weight and gravity and the convincing

force of the evidence that you heard during the guilt phase.‖ None of the

defendants objected at the time. Later, outside the jury‘s presence, defendant‘s

attorney objected that this ―argument implied that there‘s things that the

prosecution could have used but didn‘t use, and that‘s not the state of the case.‖

The court noted that counsel did not object ―at the time where I could have

corrected it.‖ It added that ―there was something I caught that could have been

inferred that way, and then as she went on I thought the inference was not

supported.‖ It requested defense counsel to find the statement objected to in the

transcript. As far as the record shows, counsel did not pursue the matter.

Defendant contends the prosecutors improperly implied to the jury that

other aggravating evidence existed they chose not to present. The matter is not

cognizable because defendant never objected to the opening statement and did not

timely object to the argument on this ground. Further, counsel did not request an

admonition after the court invited him to find the statement in the record. As the

trial court indicated, an admonition could easily have corrected any

misimpression. It appears counsel decided to drop the matter, which was

reasonable under the circumstances. Any improper implication was very weak

and was never exploited. Other parts of the prosecutor‘s argument and the court‘s

instructions made clear to the jury that its verdict had to be based on the evidence

presented at the guilt and penalty phases of the trial. The vague statement

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complained of, made in the course of a very lengthy argument, could not have

influenced the outcome.

Speer argued to the jury that the defense attorneys would ask for mercy for

their clients, but that the prosecution asked instead for justice. She noted that

crime victims are not permitted themselves to seek vengeance for the crimes —

that was what the criminal justice system is for. She went on to argue ―we owe the

victims in this case vengeance as part of our system of justice and as sanctioned by

the laws of our state, and that you swore to uphold as jurors in this case in

determining the penalty.‖ The court overruled defendant‘s objection at the time.

Later, outside the jury‘s presence, it overruled defendant‘s renewed objection, but

it also instructed the prosecutor ―to stay away from any further discussion of

vengeance.‖

Defendant contends this discussion of vengeance was improper. It was not.

―[P]rosecutorial references to community vengeance, while potentially

inflammatory, are not misconduct if they are brief and isolated, and do not form

the principal basis for advocating the death penalty.‖ (People v. Zambrano (2007)

41 Cal.4th 1082, 1178.) ―We noted in Zambrano that it is not error to argue ‗that

the death penalty, where imposed in deserving cases, is a valid form of community

retribution or vengeance — i.e., punishment — exacted by the state, under

controlled circumstances, and on behalf of all its members, in lieu of the right of

personal retaliation.‘ ([Zambrano], at p. 1178.) As in Zambrano, the prosecutor‘s

comments ‗did not seek to invoke untethered passions, or to dissuade jurors from

making individual decisions, but only to assert that the community, acting on

behalf of those injured, has the right to express its values by imposing the severest

punishment for the most aggravated crimes.‘ (Id. at p. 1179.) No misconduct

occurred.‖ (People v. Collins (2010) 49 Cal.4th 175, 228.) Arguing that ―we owe

the victims in this case vengeance as part of our system of justice‖ did not violate

91

this rule. The comment was brief and isolated. Indeed, the court, in overruling

defendant‘s objection, ordered the prosecutor to say away from further discussion

of vengeance, which the prosecutor did.

Speer argued that ―the defense may argue that we are stooping to their level

by giving the death penalty for killers, but there is a big difference, and that

couldn‘t be further from the truth, for the defendants will be executed, they will be

entitled to all the rights, privileges and safeguards that our society could possibly

provide, and that were meticulously honored by the police, the courts, the

attorneys, Mr. Grosbard and myself.‖ The court overruled defendant‘s objection

to the argument. Defendant contends this argument violated the rule ―that it is

constitutionally impermissible to rest a death sentence on a determination made by

a sentencer who has been led to believe that the responsibility for determining the

appropriateness of the defendant‘s death rests elsewhere.‖ (Caldwell v.

Mississippi (1985) 472 U.S. 320, 328-329.) It did not do so. The prosecutor

merely compared a death sentence that would be rendered after all of the

procedural protections the defendants received with the murders they committed.

Nothing in these comments suggested the responsibility for determining the proper

penalty rested elsewhere.

Finally, defendant cites a host of additional comments that he collectively

characterizes as ―flagrant misconduct.‖ Some were made at the guilt phase, but

defendant claims they improperly influenced the penalty determination. We have

reviewed these comments and find little, if anything, that is at all problematic and

certainly nothing prejudicial. Contrary to defendant‘s argument, one portion of

the argument did not improperly argue deterrence. At another point, the

prosecutor argued that the defendants ―may say that execution is horrible, but any

means of execution in our state is done with great efforts and great attempts to

make it as humane as possible.‖ The court sustained defendant‘s objection and

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admonished the jury that it was ―not to consider for any purpose the manner of

execution. That is not something that needs to be or should be considered by you

in your determination as to which penalty is appropriate.‖ The comment could not

have affected the outcome, especially in light of the admonition. Contrary to

defendant‘s argument, comparing the robberies to a ―military operation,‖

describing some of the actions as ―torture‖ or coming ―into the Outrigger like

stormtroopers,‖ and calling defendant a ―little man,‖ were all properly based on

the evidence. (See People v. Dykes (2009) 46 Cal.4th 731, 768.) The robberies

were arguably like a military operation, the evidence showed defendant did torture

two victims, the reference to ―stormtroopers‖ did not improperly refer to any

particular historical figures (cf. People v. Bloom (1989) 48 Cal.3d 1194, 1213),

and we have permitted far worse epithets than ―little man‖ (which the prosecutor

presumably meant figuratively more than literally) when the evidence warranted

it. (People v. Fuiava (2012) 53 Cal.4th 622, 691-692.)

7. Denial of Instruction Regarding Mercy

The court denied defendants‘ request to instruct the jury regarding mercy.

Defendant contends the court erred. It did not. The standard instructions the court

gave were sufficient to inform the jury of its sentencing responsibility, and no

specific instruction on mercy was required. (People v. Jones (2012) 54 Cal.4th 1,

74-75, and cases cited.)

8. Denial of Motion to Modify Verdict

Defendant contends the court erred in denying his automatic motion to

modify the verdict of death. (§ 190.4.) ―In ruling on defendant‘s application for

modification of the verdict, the trial court must reweigh the evidence; consider the

aggravating and mitigating circumstances; and determine whether, in its

independent judgment, the weight of the evidence supports the jury‘s verdict.

93

[Citation.] On appeal, although the trial court‘s ruling is subject to independent

review, we do not make a de novo determination of penalty.‖ (People v. Brady

(2010) 50 Cal.4th 547, 588.) We have reviewed the court‘s ruling and conclude it

applied the correct standard. It understood its role perfectly and reviewed the

evidence and law thoroughly.

Defendant contends the court erred in several respects. ―Because [he]

failed to object on these — or any — grounds, and because the modification

hearing postdated our decision in People v. Hill (1992) 3 Cal.4th 959, [he] has

forfeited these claims.‖ (People v. Rodriguez (2014) 58 Cal.4th 587, 650.) We

would also reject the contention on the merits.

As defendant notes, the court did make one mistake in its extraordinarily

detailed recitation of the facts of the crimes. The court stated that defendant

―personally . . . sexually assaulted‖ Maricella Mendoza. In fact, although she

testified that one of the robbers had tried to kiss her, it appears defendant was not

that person. But the mistake was insignificant in light of the crimes as a whole.

The court found that the jury‘s assessment ―that the factors in aggravation

substantially outweighed the factors in mitigation and that death is warranted is

overwhelmingly supported by the evidence.‖ We see no reasonable possibility the

misstatement affected the ruling. (People v. Cleveland (2004) 32 Cal.4th 704,

767.)

The court also stated that defendant ―tortured‖ Armando Lopez and

Maricella Mendoza. Defendant contends the court erred in using this word

because he was not charged with the crime of torture under Penal Code section

206. But the court did not state that defendant had been convicted of the crime of

torture. Rather, it stated that he did, in fact, torture the two. The evidence showed

that he did exactly that when he repeatedly used the stun gun on them while trying

94

to force Lopez to unlock the safe. Indeed, witnesses said their screams of pain

could be heard throughout the restaurant.

The court found that the evidence of defendant‘s ―upbringing and religious

conversion does not serve as a moral justification or extenuation for his conduct

and further finds that such mitigation is not sufficient to serve as a basis for a

sentence less than death.‖ (Italics added.) Defendant argues the court erred

because he did not have to show ―that his mitigating evidence served as a moral

justification for his conduct.‖ He is correct, but the court never suggested he did

have to make that showing. Whether the ―the offense was committed under

circumstances which the defendant reasonably believed to be a moral justification

or extenuation for his conduct‖ is a statutorily designated factor in mitigation for

the sentencer to consider. (Pen. Code, § 190.3, factor (f).) The court properly

noted the absence of this factor in mitigation. It repeatedly stated it was

considering all of the evidence and all of the factors in mitigation, and it did so,

thoroughly. The italicized portion of the court‘s ruling that defendant challenges

made clear the court did consider the evidence in mitigation for all purposes. ―The

court must consider all of the evidence, but it need not give any particular weight

or, indeed, any weight to any particular evidence offered in mitigation.‖ (People

v. Rodriguez, supra, 58 Cal.4th at p. 651.)

The court mentioned that it had received a letter from defendant and briefly

described its contents. It said the letter was delivered after the trial ―and has no

impact on the court‘s evaluation of the motion under [Penal Code section] 190.4,

but to have an impact to find that the conversion is sincere, the court is not able to

make that finding.‖ Defendant argues this means the court improperly considered

the letter rather than limiting itself to the evidence presented at trial. He is correct

that the court is supposed to consider only the evidence presented at trial. (People

v. Rodriguez, supra, 58 Cal.4th at p. 651.) The court recognized that rule. It is not

95

entirely clear what the court otherwise meant, but at most it added that the letter

did not cause it to find the claimed religious conversion was sincere. What is clear

is that the court did not base its denial of the modification motion on the letter.

The court properly denied the modification motion.

9. Challenges to California’s Death Penalty Law

Defendant reiterates several contentions we have repeatedly rejected. We

see no reason to reconsider our previous decisions.

Penal Code sections 190.2 and 190.3 are not impermissibly broad, and

factor (a) of Penal Code section 190.3 does not make imposition of the death

penalty arbitrary and capricious. (People v. Johnson (2015) 60 Cal.4th 966, 997.)

―Except for evidence of other crimes and prior convictions, jurors need not find

aggravating factors true beyond a reasonable doubt; no instruction on burden of

proof is needed; the jury need not achieve unanimity except for the verdict itself;

and written findings are not required.‖ (Ibid.) ―CALJIC No. 8.88‘s use of the

words ‗so substantial,‘ its use of the word ‗warrants‘ instead of ‗appropriate,‘ its

failure to instruct the jury that a sentence of life is mandatory if mitigation

outweighs aggravation, and its failure to instruct the jury on a ‗presumption of life‘

does not render the instruction invalid.‖ (People v. Rountree, supra, 56 Cal.4th at

pp. 862-863.) ―The trial court was not required to instruct the jury that there is no

burden of proof at the penalty phase, and that the beyond-a-reasonable-doubt

standard and requirement of jury unanimity do not apply to mitigating factors.‖

(People v. Streeter (2012) 54 Cal.4th 205, 268; see also Kansas v. Carr, supra, __

U.S. at p. __ [136 S.Ct. at pp. 641-644].) Penal Code ―[s]ection 190.3‘s use of

adjectives such as ‗extreme‘ and ‗substantial‘ in describing mitigating

circumstances does not impermissibly limit the jury‘s consideration of mitigating

factors.‖ (Rountree, at p. 863.) ―The court need not delete inapplicable

96

sentencing factors or instruct that statutory mitigating factors are relevant solely in

mitigation.‖ (Ibid.) Intercase proportionality review is not required. (Id. at p.

862.)11 California‘s death penalty law does not violate equal protection by

treating capital and noncapital defendants differently. (Id. at p. 863.) California‘s

use of the death penalty does not violate international law. (Ibid.)

D. Cumulative Prejudice

Defendant contends the cumulative effect of the claimed errors was

prejudicial. We are reversing one count of robbery. But this error is not

prejudicial regarding the death judgment given that defendant committed

numerous other crimes including two murders, one attempted murder, and 25

other robberies. Any other assumed error, even considered cumulatively, was not

prejudicial.


11

We do provide intracase proportionality review on request. (People v.

Rountree, supra, 56 Cal.4th at p. 860.) Defendant does not request it, but, even if
he did, such review would not aid him. Given the extraordinarily callous and
brutal nature of the crimes, defendant‘s death sentence is neither disproportionate
to his individual culpability nor shocking to the conscience. (Ibid.)

97



III. CONCLUSION

We reverse defendant‘s conviction and sentence on count 21, the robbery of

Arturo Flores, modify the determinate prison sentence to a sentence of 53 years six

months, and otherwise affirm the judgment.

CHIN, J.

WE CONCUR:

CANTIL-SAKAUYE, C. J.
WERDEGAR, J.
CORRIGAN, J.
CUÉLLAR, J.
KRUGER, J.


98










CONCURRING OPINION BY LIU, J.

I write separately to highlight two issues in this case that are ripe for

reconsideration by this court. The first concerns the relevance of comparative

juror analysis in determining whether a defendant has established a prima facie

case of racial discrimination in jury selection under Batson v. Kentucky (1986) 476

U.S. 79 (Batson) and People v. Wheeler (1978) 22 Cal.3d 258 (Wheeler). The

second concerns California‘s standard instruction on how juries should evaluate

eyewitness identification evidence, a topic on which scientific research has shed

important light in recent decades.

I.

Today‘s opinion holds that the trial court did not err when it found no prima

facie case of racial discrimination in the prosecutor‘s use of peremptory strikes

against several Hispanic jurors. (Maj. opn., ante, at pp. 19–29.) In reaching this

conclusion, the court posits various nondiscriminatory reasons for why the

prosecutor would have wanted to strike those jurors. (Id. at pp. 24–25, 28.) I

agree that those reasons are apparent and clearly established in the record.

However, the court goes on to say: ―Defendant asks us to engage in comparative

juror analysis, but such analysis is inappropriate in a first stage case such as this,

where we do not evaluate the prosecution‘s stated reasons for the challenges.‖ (Id.

at pp. 28–29.)

1

I have previously explained why our rule barring comparative juror analysis

at the first stage of the Batson inquiry violates Batson‘s directive to consider ―all

relevant circumstances‖ in determining whether the opponent of a strike has

established a prima facie case of discrimination. (Batson, supra, 476 U.S. at p. 96;

accord, Johnson v. California (2005) 545 U.S. 162, 168–169.) ―If a court

hypothesizes race-neutral reasons the prosecution might have given for striking a

particular juror, isn‘t it relevant to inquire whether those reasons applied equally to

other jurors?‖ (People v. Harris (2013) 57 Cal.4th 804, 875 (conc. opn. of Liu, J.)

(Harris).) ―As the high court has explained: ‗If a prosecutor‘s proffered reason

for striking a black panelist applies just as well to an otherwise-similar nonblack

who is permitted to serve, that is evidence tending to prove purposeful

discrimination to be considered at Batson‘s third step.‘ (Miller-El [v. Dretke

(2005) 545 U.S. 231,] 241 (Miller-El).) By the same logic, if a court‘s

hypothesized reason for a prosecutor‘s strike of a black panelist ‗applies just as

well to an otherwise-similar nonblack who is permitted to serve, that is evidence

tending to prove purposeful discrimination to be considered‘ at Batson‘s first

step.‖ (Id. at p. 874.)

Today‘s opinion cites People v. Taylor (2010) 48 Cal.4th 574, 616–617

(Taylor), for the contrary rule. That case cited People v. Bonilla (2007) 41 Cal.4th

313, 350 (Bonilla), which in turn cited People v. Bell (2007) 40 Cal.4th 582, 601

(Bell).

In Bell, ―[t]his court, like the trial court, [was] able to determine that

defendant made no prima facie case without hypothesizing permissible reasons

that might have motivated the prosecutor‘s challenges.‖ (Bell, supra, 40 Cal.4th at

p. 600.) The defendant argued that the high court‘s then-recent decision in Miller-

El mandated comparative juror analysis at Batson‘s first step. Rejecting this

argument, we said: ―In the circumstances of this first-stage Wheeler-Batson case,

2

comparative juror analysis would make little sense. In determining whether

defendant has made a prima facie case, the trial court did not ask the prosecutor to

give reasons for his challenges, the prosecutor did not volunteer any, and the court

did not hypothesize any. Nor, obviously, did the trial court compare the

challenged and accepted jurors to determine the plausibility of any asserted or

hypothesized reasons. Where, as here, no reasons for the prosecutor‘s challenges

were accepted or posited by either the trial court or this court, there is no fit

subject for comparison. Comparative juror analysis would be formless and

unbounded.‖ (Bell, at pp. 600–601.) We added: ―Miller-El does not mandate

comparative juror analysis in a first-stage Wheeler-Batson case when neither the

trial court nor the reviewing courts have been presented with the prosecutor‘s

reasons or have hypothesized any possible reasons.‖ (Id. at p. 601.) Bell thus

stands for the proposition that comparative juror analysis does not make sense at

Batson‘s first step when neither the trial court nor a reviewing court has

hypothesized any reasons for the contested strike. In that circumstance, ―there is

no fit subject for comparison,‖ and a court has no duty to compare jurors on the

basis of ―unspecified criteria.‖ (Bell, at p. 601.)

Four months later, this court in Bonilla extended the rule against

comparative juror analysis at Batson‘s first step to circumstances where we did

hypothesize reasons for the contested strikes. (See Bonilla, supra, 41 Cal.4th at

pp. 343, 346–349 [positing reasons to explain multiple strikes].) The entirety of

our reasoning was that ―this is a ‗first-stage‘ Wheeler/Batson case, in that the trial

court denied Bonilla‘s motions after concluding he had failed to make out a prima

facie case, not a ‗third-stage‘ case, in which a trial court concludes a prima facie

case has been made, solicits an explanation of the peremptory challenges from the

prosecutor, and only then determines whether the defendant has carried his burden

of demonstrating group bias. We have concluded that Miller-El v. Dretke (2005)

3

545 U.S. 231 does not mandate comparative juror analysis in these circumstances

(People v. Bell, supra, 40 Cal.4th at p. 601), and thus we are not compelled to

conduct a comparative analysis here. Whatever use comparative juror analysis

might have in a third-stage case for determining whether a prosecutor‘s proffered

justifications for his strikes are pretextual, it has little or no use where the analysis

does not hinge on the prosecution‘s actual proffered rationales, and we thus

decline to engage in a comparative analysis here.‖ (Bonilla, supra, 41 Cal.4th at

p. 350.)

Bonilla‘s reliance on Bell was misplaced. Bell held that comparative juror

analysis is not required when a reviewing court does not hypothesize reasons for a

contested strike in finding no prima facie case of discrimination. (Bell, supra, 40

Cal.4th at pp. 600–601.) Bell‘s reasoning does not apply when a reviewing court

does hypothesize such reasons, for in that circumstance, there is a ―fit subject for

comparison,‖ and the criteria for comparing jurors are not ―unspecified.‖ (Id. at

p. 601.) If a court posits a nondiscriminatory reason for a contested strike,

whether that reason applies to similarly situated jurors whom the prosecutor did

not strike is plainly a ―relevant circumstance[]‖ bearing on its plausibility as an

explanation for the contested strike. (Batson, supra, 476 U.S. at p. 96.)

Since Bonilla, this court has repeatedly held that it is unnecessary to engage

in comparative juror analysis to test the plausibility of a hypothesized reason at

Batson‘s first step. (See People v. Streeter (2012) 54 Cal.4th 205, 225–226 &

fn. 5 (Streeter); People v. Clark (2011) 52 Cal.4th 856, 907–908 & fn. 13 (Clark);

Taylor, supra, 48 Cal.4th at pp. 616–617; People v. Hawthorne (2009) 46 Cal.4th

67, 80, fn. 3; People v. Howard (2008) 42 Cal.4th 1000, 1019–1020.) Our cases

have simply cited Bonilla or precedent applying Bonilla without further reasoning.

Recently, in Harris, one justice changed her view on this issue: ―When, as

here, a reviewing court discerns from the record that a peremptory challenge is

4

supported by a race-neutral reason not stated by the prosecutor, should the court

also consider whether that reason ‗applied equally to other jurors‘ not challenged

by the prosecutor? (Conc. opn. of Liu, J., post, 57 Cal.4th at p. 875.) As Justice

Liu explains, consideration of such information flows logically from the United

States Supreme Court‘s statement that, in determining whether a party has made a

prima facie case that the opposing party has challenged a prospective juror

because of race, a court should consider ‗all relevant circumstances.‘ (Batson,

supra, 476 U.S. at pp. 96–97.) But in that situation, this court has noted in past

decisions that it would not engage in comparative juror analysis. [Citations to

Streeter, Clark, and Bonilla.] I joined those decisions. I am now persuaded,

however, that circumstances pertaining to other jurors can be relevant in this

context. What comes to mind in this change of view are the oft-quoted words of

United States Supreme Court Justice Felix Frankfurter: ‗Wisdom too often never

comes, and so one ought not to reject it merely because it comes late.‘ (Henslee v.

Union Planters Bank (1949) 335 U.S. 595, 600.)‖ (Harris, supra, 57 Cal.4th at

pp. 862–863 (conc. opn. of Kennard, J.).)

Notably, this court in Harris, while observing that ―we have declined to

conduct a comparative juror analysis‖ at Batson‘s first step, acknowledged

contrary precedent and did not reaffirm our rule. (Harris, supra, 57 Cal.4th at

p. 836, citing U.S. v. Collins (9th Cir. 2009) 551 F.3d 914.) Instead of finding it

unnecessary to conduct a comparative juror analysis, Harris held that ―even if we

were to do so, a comparative juror analysis does not aid defendant.‖ (Harris, at

p. 836.) The court proceeded to conduct a comparative juror analysis (id. at

pp. 836–838) — as did Justice Kennard (id. at p. 863 (conc. opn. of Kennard, J.))

and I (id. at pp. 876–879 (conc. opn. of Liu, J.)) — and the court concluded that

there were valid reasons in the record for distinguishing between the contested

jurors and other prospective jurors. The reasoning of all seven justices in Harris

5

belies any concern that comparative juror analysis in these circumstances would

be ―formless and unbounded‖ (Bell, supra, 40 Cal.4th at p. 601) or analytically of

―little or no use‖ (Bonilla, supra, 41 Cal.4th at p. 350) or otherwise

―inappropriate‖ (maj. opn., ante, at p. 28). (Cf. Harris, at p. 876 (conc. opn. of

Liu, J.) [noting that the court in Harris engaged in comparative juror analysis at

step one of Batson ―for the first time in our case law,‖ and questioning whether

―the court in deed, if not in word, has signaled a retreat from its established

rule‖].)

Our decisions, including this one, have never cited any other jurisdiction

that has rejected the relevance of comparative juror analysis in testing a

hypothesized reason for a contested strike. Meanwhile, a mountain of contrary

authority has piled up before and after Bonilla. (See, e.g., Sanchez v. Roden (1st

Cir. 2014) 753 F.3d 279, 302 [― ‗[A] prima facie case of discrimination can be

made out by offering a wide variety of evidence.‘ . . . [¶] [O]f great importance

here, we take into account ‗whether similarly situated jurors from outside the

allegedly targeted group were permitted to serve‘ on the jury in ruling on a Batson

challenge.‖]; Aspen v. Bissonnette (1st Cir. 2007) 480 F.3d 571, 577 [―In

considering [whether a defendant has raised an inference of discrimination], courts

examine both numeric and non-numeric forms of evidence. . . . Relevant non-

numeric evidence includes . . . apparent non-discriminatory reasons for striking

potential jurors based on their voir dire answers, [citation], and whether similarly

situated jurors from outside the allegedly targeted group were permitted to serve

. . . .‖]; Bennett v. Gaetz (7th Cir. 2010) 592 F.3d 786, 792 [―[U]nder the facts of

this case, the jurors‘ experience with crime seems an implausible reason for the

peremptories. Although the two African-Americans struck by the prosecution

testified that they had been crime victims, so too did at least four non-African-

Americans who ultimately served as jurors. Based on this side-by-side

6

comparison between excluded and non-excluded jurors, the prosecution would

have been hard-pressed to credibly assert the jurors‘ experience with crime as a

race-neutral reason had the trial court proceeded to Batson‘s second stage.‖]; U.S.

v. Young-Bey (8th Cir. 1990) 893 F.2d 178, 180 [evidence supporting an inference

of discrimination under Batson includes ―a pattern of discriminatory strikes, the

prosecutor‘s statements during voir dire suggesting discriminatory purpose, [and]

the fact that white persons were chosen for the petit jury who seemed to have the

same qualities as stricken black venirepersons‖]; U.S. v. Johnson (8th Cir. 1989)
873 F.2d 1137, 1140 [―In this case, the voir dire record does raise the inference of

discrimination as the Government struck black veniremen at a disproportionate

rate and struck blacks who did not respond during voir dire but did not strike

whites who similarly did not respond.‖]; U.S. v. Hughes (8th Cir. 1989) 880 F.2d

101, 103 [―There were six blacks on the original jury panel. . . . During voir dire

one of these three jurors . . . did not answer affirmatively to any of the district

court‘s questions calculated to determine bias or prejudice. Yet, as we read the

voir dire, others did not answer and some of those who did not answer appear to

have served on the petit jury. [¶] A second of the blacks challenged . . . had

served as a juror in city court and had been a victim of a burglary eight years

earlier. . . . About half of the venire similarly had been crime victims and several

had prior jury service.‖]; Crittenden v. Ayers (9th Cir. 2010) 624 F.3d 943, 956

[―[C]omparative juror analysis may be employed at step one to determine whether

the petitioner has established a prima facie case of discrimination.‖]; U.S. v.

Collins, supra, 551 F.3d at p. 922 [―[B]ased on our review of the record, we

conclude that an inference of discrimination did exist in this case. Comparison of

Juror No. 9‘s characteristics with the characteristics of other similarly situated

panel members who were allowed to serve reveals little distinction that could

account for the prosecutor‘s strike of Juror No. 9.‖]; U.S. v. Esparsen (10th Cir.

7

1991) 930 F.2d 1461, 1467 [―By itself, the number of challenges used against

members of a particular race is ‗not sufficient to establish or negate a prima facie

case.‘ [Citations.] The number takes on meaning only in the context of other

information such as the racial composition of the venire, the race of others struck

by the prosecution, or the voir dire answers of those who were struck compared to

the answers of those who were not struck.‖ (fns. omitted)]; U.S. v. Ochoa-Vasquez

(11th Cir. 2005) 428 F.3d 1015, 1044 [―In order to determine whether a Batson

objector like Ochoa has established a prima facie case of discrimination, courts

must consider all relevant circumstances. [Citations.] . . . While statistical

evidence may support an inference of discrimination, it can do so ‗only‘ when

placed ‗in context.‘ [Citations.] For example, ‗the number of persons struck takes

on meaning only when coupled with other information such as the racial

composition of the venire, the race of others struck, or the voir dire answers of

those who were struck compared to the answers of those who were not struck.‘ ‖];

U.S. v. Allison (11th Cir. 1990) 908 F.2d 1531, 1538 [―In making out a prima facie

case, . . . ‗[t]he defendant must identify facts and circumstances that support the

inference of discrimination, such as a pattern of discriminatory strikes, the

prosecutor‘s statements during voir dire suggesting discriminatory purpose, or the

fact that white persons were chosen for the petit jury who seemed to have the same

qualities as stricken black venirepersons.‘ ‖]; State v. Rhone (Wash. 2010) 229

P.3d 752, 757 [―circumstances evincing an inference of discrimination‖ include

―similarities between those individuals who remain on the jury and those who

have been struck‖]; People v. Davis (Ill. 2009) 909 N.E.2d 766, 773 [comparative

juror analysis is ―one factor in the totality of the circumstances that the court

should take into consideration in considering the existence of a prima facie case‖];

People v. Bolling (N.Y. 1992) 591 N.E.2d 1136, 1141 [―The defendant may also

raise an inference of discrimination by making a record comparing Caucasians

8

accepted with similarly situated African-Americans challenged . . . .‖]; Ex parte

Branch (Ala. 1987) 526 So.2d 609, 622–623 [―the types of evidence that can be

used to raise the inference of discrimination‖ include ―[d]isparate treatment of

members of the jury venire with the same characteristics, or who answer a

question in the same or similar manner; e.g., . . . a black elementary school teacher

was struck as being potentially too liberal because of his job, but a white

elementary school teacher was not challenged‖].)

In sum, the rule we announced in Bonilla is out of step with prevailing

authority; Bonilla‘s reliance on Bell was misplaced; neither Bonilla nor any

subsequent case has explained why comparative juror analysis is irrelevant or

inappropriate to test the plausibility of a hypothesized reason for a contested strike;

and the application of comparative juror analysis by the majority and concurring

justices in Harris demonstrates its relevance to the first-stage Batson inquiry. These

considerations present ample justification for reconsidering our precedent. (See

Moradi-Shalal v. Fireman’s Fund Ins. Companies (1988) 46 Cal.3d 287, 296–297.)

In this case, the court‘s first-stage analysis includes hypothesized reasons

for the prosecutor‘s strikes of Prospective Jurors P.G., E.A., and T.M. (Maj. opn.,

ante, at pp. 24–25, 28.) Comparative juror analysis is warranted but, on this

record, does not aid the Batson claims. Although defendant Edgardo Sánchez says

four other jurors were similar to P.G. in their opposition to the death penalty, the

record shows that none of the four expressed as strong a dislike of the death

penalty as P.G. did. As to E.A., Sánchez does not identify any comparison jurors,

and in any event, no other prospective juror possessed E.A.‘s combination of

reluctance to be involved in making a death penalty decision, history of sexual

abuse as a child, and recent experience of a brain operation for a seizure disorder.

And as to T.M., the record shows that there were 10 other jurors who answered

―yes‖ on the questionnaire to the question whether the juror had ―moral, ethical or

9

religious beliefs that would make it difficult for you to vote for‖ the death penalty.

Among those 10, six were excused for cause, two were struck by the prosecution,

and the other two never reached the jury box. Comparative juror analysis thus

casts no doubt on the plausibility of the reasons posited by the court for the strikes

of P.G., E.A., and T.M., and I join the court in affirming the trial court‘s first-stage

Batson rulings.

II.

The trial court instructed the jury with CALJIC No. 2.92, which says that

―[i]n determining the weight to be given eyewitness identification testimony, you

should consider the believability of the eyewitness as well as other factors which

bear upon the accuracy of the witness‘ identification of the defendant, including

but not limited, to any of the following: [¶] . . . [¶] The extent to which the

witness is either certain or uncertain of the identification . . . .‖ Sánchez argues

that the trial court erred in instructing the jury that it could consider the certainty

factor. I agree that Sánchez forfeited this claim (maj. opn., ante, at p. 59) and that

any error was harmless because ―the eyewitness identifications were far from the

only evidence connecting defendant to the crimes‖ (id. at p. 61). But I do not join

the court in approving the instruction as given in this case.

Today‘s opinion notes that during the more than two decades since we

approved the certainty factor in People v. Johnson (1992) 3 Cal.4th 1183, 1231–

1232, at least two state high courts have disapproved instructing on this factor in

light of scientific studies showing that witness certainty is not necessarily

correlated with accuracy of eyewitness identifications. (See State v. Mitchell

(Kan. 2012) 275 P.3d 905, 912–913 (Mitchell); Commonwealth v. Santoli (Mass.

1997) 680 N.E.2d 1116, 1121.) The court goes on to say that this case involves

―uncertain as well as certain identifications‖ and that ―[a]ny reexamination of our

10

previous holdings in light of developments in other jurisdictions should await a

case involving only certain identifications.‖ (Maj. opn., ante, at pp. 60–61.)

But even if it were proper to instruct the jury to consider a witness‘s

expression of uncertainty regarding an identification, that would not mean it is

proper to instruct the jury to consider a witness‘s expression of certainty. They

are not two sides of the same coin. If it is erroneous to instruct a jury to consider a

witness‘s certainty in evaluating the accuracy of an identification, then it is no less

erroneous to instruct a jury to consider both certainty and uncertainty in a case

involving certain and uncertain identifications. Because we can dispose of

Sánchez‘s claim on grounds of forfeiture and harmless error, we need not resolve

the merits here. But I see no reason to ―await a case involving only certain

identifications‖ (maj. opn., ante, at p. 61) before taking up this important issue.

The court says ―[t]he instruction cited the certainty factor in a neutral

manner, telling the jury only that it could consider it. It did not suggest that

certainty equals accuracy.‖ (Maj. opn., ante, at p. 61.) But the instruction

naturally ―prompts the jury to conclude that an eyewitness identification is more

reliable when the witness expresses greater certainty.‖ (Mitchell, supra, 275 P.3d

at p. 913.) As the New Jersey Supreme Court explained in a recent decision

reevaluating the legal framework for admitting eyewitness identification evidence,

―[w]e presume that jurors are able to detect liars from truth tellers. But as scholars

have cautioned, most eyewitnesses think they are telling the truth even when their

testimony is inaccurate, and ‗[b]ecause the eyewitness is testifying honestly (i.e.,

sincerely), he or she will not display the demeanor of the dishonest or biased

witness.‘ [Citation.] Instead, some mistaken eyewitnesses, at least by the time

they testify at trial, exude supreme confidence in their identifications.‖ (State v.

Henderson (N.J. 2011) 27 A.3d 872, 889 (Henderson).)

11

The Oregon Supreme Court, in another recent decision reexamining the

admissibility of eyewitness identification evidence, summarized the research on

witness certainty and accuracy as follows: ―Despite widespread reliance by judges

and juries on the certainty of an eyewitness‘s identification, studies show that,

under most circumstances, witness confidence or certainty is not a good indicator

of identification accuracy. Regarding prospective certainty—the witness‘s

confidence prior to the identification procedure in his or her ability to make an

identification—a number of meta-analytic studies have found no correlation

between certainty and identification accuracy. In contrast, retrospective

certainty—witness confidence in the accuracy of their identification after it has

occurred—may have a weak correlation with accuracy. See Gary L. Wells &

Elizabeth A. Olsen, Eyewitness Testimony, 54 Ann. Rev. Psychol. 277, 283 (2003)

(describing studies). The effect, however, appears only within the small

percentage of extremely confident witnesses who rated their certainty at 90

percent or higher, and even those individuals were wrong 10 percent of the time.

Id.

―Research also shows that retrospective self-reports on eyewitness certainty

are highly susceptible to suggestive procedures and confirming feedback, a factor

that further limits the utility of the certainty variable. Wells, ‗Good, You Identified

the Suspect‘[: Feedback to Eyewitnesses Distorts Their Reports of the Witnessing

Experience (1998)] 83 J. Applied Psychol. 360. Witnesses who receive

confirming feedback, i.e., are told or otherwise made aware that they made a

correct identification—report higher levels of retrospective confidence than

witnesses who receive either no feedback or disconfirming feedback. Id. It

appears, moreover, that confirming feedback may inflate confidence to a greater

degree in mistaken identifications than in correct identifications. See, e.g., Amy L.

Bradfield et al., The Damaging Effect of Confirming Feedback on the Relation

12

Between Eyewitness Certainty and Identification Accuracy, 87 J. Applied Psychol.

112, 115 (2002) (reporting that inaccurate witness self-reports increased from an

average of 49 percent certain to an average of 67 percent certain after receiving

confirming feedback, while the same feedback increased accurate witnesses‘

certainty only from an average of 80 percent to 85 percent).

―Finally, we note that witness certainty, although a poor indicator of

identification accuracy in most cases, nevertheless has substantial potential to

influence jurors. Studies show that eyewitness confidence is the single most

influential factor in juror determinations regarding the accuracy of an eyewitness

identification. See, e.g., Gary L. Wells et al., Accuracy, Confidence, and Juror

Perceptions in Eyewitness Identification, 64 J. Applied Psychol. 440, 446 (1979);

Michael R. Leippe et al., Cueing Confidence in Eyewitness Identifications:

Influence of Biased Lineup Instructions and Pre-Identification Memory Feedback

Under Varying Lineup Conditions, 33 Law & Hum. Behav. 194, 194 (2009)

(summarizing prior research). Jurors, however, tend to be unaware of the

generally weak relationship between confidence and accuracy, and are also

unaware of how susceptible witness certainty is to manipulation by suggestive

procedures or confirming feedback. See, e.g., Tanja R. Benton et al., Eyewitness

Memory is Still Not Common Sense: Comparing Jurors, Judges and Law

Enforcement to Eyewitness Experts, 20 Applied Cognitive Psychol. 115, 120

(2006) (finding that only 38 percent of jurors surveyed correctly understood the

relationship between accuracy and confidence and only 50 percent of jurors

recognized that witnesses‘ confidence can be manipulated). As a result, jurors

consistently tend to overvalue the effect of the certainty variable in determining

the accuracy of eyewitness identifications.‖ (State v. Lawson (Or. 2012) 291 P.3d

673, 704–705; see State v. Ledbetter (Conn. 2005) 881 A.2d 290, 311–313

[reviewing research showing that ―a weak correlation, at most, exists between the

13

level of certainty demonstrated by the witness at the identification and the

accuracy of that identification‖ and that ―this factor seems to have a significant

impact on the [jury‘s] reliability analysis‖].)

In a recent report canvassing the scientific research on eyewitness

identification, a committee of the National Academy of Sciences wrote:

―Evidence indicates that self-reported confidence at the time of trial is not a

reliable predictor of eyewitness accuracy. The relationship between the witness‘

stated confidence and accuracy of identifications may be greater at the moment of

initial identification than at the time of trial. However, the strength of the

confidence-accuracy relationship varies, as it depends on complex interactions

among such factors as environmental conditions, persons involved, individual

emotional states, and more. Expressions of confidence in the courtroom often

deviate substantially from a witness‘ initial confidence judgment, and confidence

levels reported long after the initial identification can be inflated by factors other

than the memory of the suspect.‖ (Nat. Research Council, Identifying the Culprit:

Assessing Eyewitness Identification (2014) p. 108, fns. omitted (Identifying the

Culprit).)

CALJIC No. 2.92 instructs the jury that the ―extent to which the witness is

either certain or uncertain of the identification‖ is a factor ―bear[ing] upon the

accuracy of the witness‘s identification of the defendant‖ that ―you should

consider.‖ This instruction does not distinguish between witness certainty at the

time of identification and witness certainty at the time of trial. Nor does it caution

that many factors can affect the relationship between certainty and accuracy at the

time of identification and at the time of trial. Nor does it acknowledge that the

relationship between uncertainty and inaccuracy may differ from the relationship

between certainty and accuracy. To be sure, the reliability of eyewitness

identification is a matter that the parties can contest at trial, using expert testimony

14

if they wish. (See People v. McDonald (1984) 37 Cal.3d 351, 369; Perry v. New

Hampshire (2012) 565 U.S. __, __–__ [132 S.Ct. 716, 728–730].) But the parties‘

evidence and arguments do not obviate the need for a proper jury instruction. In

light of developments in scientific research and recent case law, there is a

substantial question whether it is proper for trial courts to instruct that witness

certainty is a factor bearing on the accuracy of an identification that juries should

consider.

The sooner we reexamine this issue, the better — for law enforcement, for

criminal defendants, and for society at large. ―Accurate eyewitness identifications

may aid in the apprehension and prosecution of the perpetrators of crimes.

However, inaccurate identifications may lead to the prosecution of innocent

persons while the guilty party goes free.‖ (Identifying the Culprit, supra, at p. 9;

see State v. Delgado (N.J. 2006) 902 A.2d 888, 895 [―Eyewitness identification

can be the most powerful evidence presented at trial, but it can be the most

dangerous too.‖].) Indeed, mistaken eyewitness identifications have played a role

in a substantial number of wrongful convictions and unsolved crimes. (Garrett,

Convicting the Innocent: Where Criminal Prosecutions Go Wrong (2011) p. 48

[finding that 190 of the first 250 inmates exonerated by DNA testing since 1989

were misidentified by an eyewitness].) This issue deserves our careful attention,

for ―[a]t stake is the very integrity of the criminal justice system and the courts‘

ability to conduct fair trials.‖ (Henderson, supra, 27 A.3d at p. 879.)

III.

Finally, today‘s opinion holds that the trial court did not err when it

admitted the stun gun evidence from the incident at Rod‘s Coffee Shop as

probative of Sánchez‘s identity as the person who used the stun gun during the

Casa Gamino robbery. (Maj. opn., ante, at p. 46.) But it is not clear to me that use

of a stun gun is ― ‗so unusual and distinctive as to be like a signature‘ ‖ relevant to

15

proving identity. (People v. Ewoldt (1994) 7 Cal.4th 380, 403.) Instead of

deciding whether the trial court erred, I would find that any error was harmless

beyond a reasonable doubt in light of the trial testimony of Armando Lopez and

Javier Lopez, both of whom identified Sánchez as the stun gun user.

Apart from the issues discussed above, I join the opinion of the court.

LIU, J.

16

See next page for addresses and telephone numbers for counsel who argued in Supreme Court.

Name of Opinion People v. Sánchez
__________________________________________________________________________________

Unpublished Opinion

Original Appeal XXX
Original Proceeding
Review Granted

Rehearing Granted

__________________________________________________________________________________

Opinion No.
S045423
Date Filed: June 23, 2016
__________________________________________________________________________________

Court:
Superior
County: Los Angeles
Judge: Jacqueline A. Connor

__________________________________________________________________________________

Counsel:

Michael J. Hersek, State Public Defender, under appointment by the Supreme Court, and Sara Theiss,
Deputy State Public Defender, for Defendant and Appellant.

Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney General, Lance E. Winters,
Assistant Attorney General, Joseph P. Lee and Corey J. Robins, Deputy Attorneys General, for Plaintiff
and Respondent.









Counsel who argued in Supreme Court (not intended for publication with opinion):

Sara Theiss
Deputy State Public Defender
1111 Broadway, 10th Floor
Oakland, CA 94607
(510) 267-3300

Corey J. Robins
Deputy Attorney General
300 South Spring Street, Suite 1702
Los Angeles, CA 90013
(213) 576-1343




Opinion Information
Date:Docket Number:
Thu, 06/23/2016S045423